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琪琪 @ 2011-08-18 20:06


内容不断更新丰富中,请留意左边的网志分类。 
      

徘徊过多少橱窗住过多少旅馆
才会觉得分离也并不冤枉
感情是用来浏览还是用来珍藏
好让日子天天都过得难忘
熬过了多久患难湿了多长眼眶
才能知道伤感是爱的遗产
流浪几张双人床换过几次信仰
才让戒指义无返顾的交换
把一个人的温暖转移到另一个的胸膛
让上次犯的错反省出梦想
每个人都是这样享受过提心吊胆
才拒绝做爱情待罪的羔羊
回忆是捉不到的月光握紧就变黑暗
等虚假的背影消失于晴朗
阳光在身上流转等所有业障被原谅
爱情不停站想开往地老天荒
需要多勇敢
烛光照亮了晚餐照不出个答案
恋爱不是温馨的请客吃饭
床单上铺满花瓣拥抱让它成长
太拥挤就开到了别的土壤
感情需要人接班接近换来期望
期望带来失望的恶性循环
短暂的总是浪漫漫长总会不满
烧完美好青春换一个老伴
你不要失望荡气回肠是为了
最美的平凡




 
琪琪 @ 2011-04-12 17:39

Complication and failure rates of fixed

dental prostheses in patients treated for

periodontal disease

Urs Bra¨gger

Stefanie Hirt-Steiner

Natascha Schnell

Kurt Schmidlin

Giovanni E. Salvi

Bjarni Pjetursson

Giedre Matuliene

Marcel Zwahlen

Niklaus P. Lang

Authors’ affiliations:

Urs Bra¨gger, Stefanie Hirt-Steiner, Natascha Schnell,

Giovanni E. Salvi, Giedre Matuliene, School of Dental

Medicine, University of Bern, Bern, <st1:country-region>Switzerland

Kurt Schmidlin, Marcel Zwahlen, Institute of Social

and Preventive Medicine, University of Bern, Bern,

<st1:country-region>Switzerland

Bjarni Pjetursson, Faculty of Odontology, University of

<st1:country-region>Iceland, Reykjavik, <st1:country-region>Iceland

Niklaus P. Lang, Faculty of Dentistry, The University

of Hong Kong, Hong Kong, SAR <st1:country-region>China

Corresponding author:

Dr Prof. Urs Bra¨gger

School of Dental Medicine

University of Bern

Freiburgstrasse 7

3010 Bern

Switzerland

Tel.: t41 31 632 2541

Fax: t41 31 632 4931

e-mail: urs.braegger@zmk.unibe.ch

Key words: cantilever extensions, complications, dental implants, failures, FDP, fixed dental

prostheses, periodontitis, supportive periodontal therapy

Abstract

Objectives: To evaluate the biological and technical complication rates of fixed dental prostheses

(FDP) with end abutments or cantilever extensions on teeth (FDP-tt/cFDP-tt) on implants (FDP-ii/cFDPii)

and tooth-implant-supported (FDP-ti/cFDP-ti) in patients treated for chronic periodontitis.

Material and methods: From a cohort of 392 patients treated between 1978 and 2002 by graduate

students, 199 were re-examined in 2005. Of these, 84 patients had received ceramo-metal FDPs (six

groups).

Results: At the re-evaluation, the mean age of the patients was 62 years (36.2–83.4). One hundred and

seventy-five FDPs were seated (82 FDP-tt, 9 FDP-ii, 20 FDP-ti, 39 cFDP-tt, 15 cFDP-ii, 10 cFDP-ti). The

mean observation time was 11.3 years; 21 FDPs were lost, and 46 technical and 50 biological

complications occurred. Chances for the survival of the three groups of FDPs with end abutments were

very high (risk for failure 2.8%, 0%, 5.6%). The probability to remain without complications and/or

failure was 70.3%, 88.9% and 74.7% in FDPs with end abutments, but 49.8–25% only in FDPs with

extensions at 10 years.

Conclusions: In patients treated for chronic periodontitis and provided with ceramo-metal FDPs, high

survival rates, especially for FDPs with end abutments, can be expected. The incidence rates of any

negative events were increased drastically in the three groups with extension cFDPs (tt, ii, ti).

Strategic decisions in the choice of a particular FDP design and the choice of teeth/implants as

abutments appear to influence the risks for complications to be expected with fixed reconstruction. If

possible, extensions on tooth abutments should be avoided or used only after a cautious clinical

evaluation of all options.

Today, partially edentulous patients are increasingly

aware of their functional, esthetic and social

handicaps.

An epidemiologic survey of the prevalence of

reconstructions in various age cohorts of Swiss

citizens revealed that, in the younger age groups,

fixed dental prostheses (FDPs) were more frequent

compared with removable partial dentures.

Over the last decades, the prevalence of removable

partial or full denture wearers shifted to the

very old age groups in industrialized countries.

Hence, removable partial dentures seem to be

less accepted in some European societies (Zitzmann

et al. 2007).

As an alternative to extensive reconstructions

on, e.g., furcation-involved molar teeth or the

installation of dental implants placed in the

posterior area, the concept of a shortened

dental arch may be acceptable by most patients

(Ka¨yser 1981, 1994). A shortened dental

arch limited to the premolar occlusionmay result

in sufficient occlusal stability, chewing efficacy

and no increased risk for temporo-mandibular

disorders (Witter et al. 1994a,1994b, 2001,

2007). As long as all premolar regions and one

occluding pair of molars were present, practically

no complaints about the chewing efficacy were

reported (Sarita et al. 2003). In cases with severely

reduced dental arches with 0–2 pairs of

occluding premolars only, however, patients frequently

expressed severe complaints (Sarita et al.

2003).

Date:

Accepted 8 September 2010

To cite this article:

Bra¨gger U, Hirt-Steiner S, Schnell N, Schmidlin K, Salvi GE,

Pjetursson B, Matuliene G, Zwahlen M, Lang NP.

Complication and failure rates of fixed dental prostheses in

patients treated for periodontal disease.

Clin. Oral Impl. Res. 22, 2011; 70–77.

doi: 10.1111/j.1600-0501.2010.02095.x

70 c_ 2010 John Wiley & Sons A/S

Before the period in which implants became a

predictable treatment to add functional units in

free-end situations, fixed dental prostheses with

distal cantilever extensions were frequently incorporated.

Occasionally, FDPs with cantilever

extensions were also chosen in order to avoid

additional preparations of teeth adjacent to edentulous

spaces, i.e., in cases of intact crowns or

still acceptable existing reconstructions. Cantilever

extension FDPs, however, demonstrated increased

failure rates at 10 years compared with

conventional end-abutment fixed bridgework

(Pjetursson et al. 2004, Tan et al. 2004). Moreover,

at 5 years, higher technical complication

rates were reported (Ha¨mmerle et al. 2000; Pjetursson

et al. 2007).

The incorporation of fixed dental prostheses on

abutment teeth requires the preparation of a

dentinal core with or without prior root canal

treatment, with or without composite build-ups

that may or may not require the placement of

posts and cores.

The risks encountered with dental reconstructions

are related to the complexity and the

cumulative number of the interventions required

(Miyamoto et al. 2007; De Backer et al. 2007).

For single crowns on teeth, increased failure rates

were observed in the absence of a considerable

dentinal core (ferrule) and in cases with cast posts

and cores (Creugers et al. 2005; Schmidlin et al.

2010).

Since the late 1980s, treatment planning in

fixed prosthodontics has been revolutionized by

the possibility of incorporating implant-borne

reconstructions. Tissue-integrated implants now

serve as the basis for single crowns and may be

used strategically correctly distributed in edentulous

ridges to receive the fixed dental prostheses.

Guided bone regeneration in combination with

grafting procedures may be applied to predictably

create the necessary bone volume for a particular

implant site. Furthermore, the need for complex

pretreatment of abutment teeth with a doubtful

prognosis seems to become obsolete with implants

being chosen as abutments (Walton

2009a, 2009b).

Because of anatomical/surgical and strategic

prosthetic considerations, the FDP on implants

may include distal and/or mesial cantilever extensions.

In a situation with an abutment tooth

in need of a restoration and with a good prognosis

adjacent to an edentulous space, a mixed tooth–

implant-supported FDP may still be preferred.

Decision-making processes for treatment planning

are challenging in daily practice. Furthermore,

patients must be informed about potential

risks associated with various treatment concepts.

The expectations related to the longevity of

required reconstructions in younger age cohorts

are high due to the considerable costs involved,

especially for fixed dental prostheses on teeth or

implants (Petersson et al. 2006; Incici et al.

2009).

Choosing from available options of restorations,

the longevity and complication rates

should be considered in order to estimate the

complexity of maintenance service to be expected

(Bouchard et al. 2009).

A series of systematic reviews based on clinical

studies have collected the combined estimated

annual failure and complication rates and cumulative

risks at 5 and 10 years with reconstructions

on teeth or implants (Tan et al. 2004; Lulic et al.

2007; Pjetursson et al. 2007; Aglietta et al. 2009).

However, the data available to base decision

making for the preference of a particular reconstruction

for a particular patient are still sparse. In

the systematic reviews mentioned above, o100

reconstructions could actually be evaluated for

some patient cohorts with a detailed description

of all events observed over 5, 10 or even more

years.

Patients with risk factors such as a history of

periodontal disease, smoking (Heitz-Mayfield &

Huynh-Ba 2009) and bruxism (Salvi & Bra¨gger

2009) may demonstrate higher event rates of

failures and complications than patients without

such conditions. To what extent these conditions

may lead to increased and more complex maintenance

and repair service is of particular interest

to the clinician.

The purpose of this study was to evaluate

retrospectively the biological and technical failure

and complication rates with FDPs in partially

edentulous patients treated for chronic periodontitis.

Material and methods

Patient accrual

For this retrospective cohort study, patients with

chronic periodontitis who had been treated by

graduate students as a part of their educational

training at the Department of Periodontology and

Fixed Prosthodontics, University of Bern, during

the period 1978–2002 were recruited. The patient

cohort has been characterized recently. At

the first examination, the proportion of patients

with periodontitis defined as ‘‘patients with interproximal

probing attachment loss of 5mm in

30% of the teeth present’’ was 88.1%. If the

definition of probing attachment loss of 5mm at

two non-adjacent teeth was chosen, 97.5% of the

cases were advanced periodontitis patients (Matuliene

et al. 2008).

Comprehensive dental treatment

All patients had been treated according to a

comprehensive treatment protocol (Lang & Lo¨e

1993). In brief, following complete periodontal,

endodontic and cariologic as well as complete

radiographic examinations, a treatment plan was

established and discussed with the patient in a

case presentation. This was followed by oral

hygiene instructions and the performance of

cause-related initial periodontal therapy (i.e.,

scaling and root planing under local anesthesia).

After 6–8 weeks, a thorough evaluation of the

outcomes of initial therapy was performed. Subsequently,

periodontal surgery was performed if

indicated. The condition after periodontal therapy

in this patient cohort has been characterized

recently by Matuliene et al. (2008). Only 2.9% of

the remaining pocket depths were 44mm, 30%

of the patients had a full-mouth bleeding index

o10% and 45% within 10% and 25%.

Root canals of devital teeth in need of treatment

were filled with guttapercha and AH26 or

AHt. In case of severely reduced dentinal cores,

placement of an indirect cast post and core was

implemented. Implants were placed to avoid

preparation of intact and healthy teeth or to avoid

the replacement of still acceptable adjacent restorations.

Finally, prosthetic therapy using dental

implant or tooth supported FDPs or single unit

crowns was performed. The restorations consisted

of ceramo-metal reconstructions that

were cemented with zinc phosphate or glass

ionomer cement.

Following the completion of comprehensive

treatment, patients were enrolled in a supportive

periodontal therapy (SPT) program at the clinic of

the University of Bern or they were referred back

to private practitioners for SPT.

Clinical examination

From the 392 original cases treated and documented

according to the requirements for the

specialty board certification of the Swiss Federal

Office for Health, 199 could be recruited and reexamined

during the year 2005. The remaining

193 patients had either moved away from the

area, were too frail to participate at the re-examination

or were deceased.

At the re-examination, the patients first filled

out a questionnaire related to changes in general

health aspects, their experiences with the reconstructions

and the frequency of recall sessions

during the last years.

The clinical examination included the enumeration

of teeth, implants and reconstructions

as well as the type of reconstruction and the

number of replaced teeth per reconstruction. A

complete periodontal chart revealed the recession

and the probing pocket depths (PPD) in relation

to the cemento-enamel junction or implant

shoulder at six aspects of each tooth/implant.

The presence of BOPt or BOP_ sites was

Bra¨gger et al _ Failure and complication rates of FDP

c_

2010 John Wiley & Sons A/S 71 | Clin. Oral Impl. Res. 22, 2011 / 70–77

noted. Probing was performed by means of an

electronic device (Florida Probe Corporation,

Gainesville, FL, USA) with a standardized dimension

and force set at 0.15N. Abutment teeth

were tested for pulp vitality (CO2 test) and the

presence of carious lesions. Reconstructions and

implant components were examined carefully for

any mechanical and/or technical complications.

The radiographic examination included an

orthopantomogram as well as periapical intraoral

radiographs from the crowned teeth and/or implants.

Episodes of failures and/or complications were

derived from the patient charts in case the

patients remained as recall patients at the clinic

or from the questionnaires in case the patients

returned to private practice for maintenance care.

Evaluation of complications

The evaluation of biological complications included

caries at abutment teeth, loss of tooth

vitality, presence or absence of a periapical endodontic

lesion, periapical endodontic lesion and

caries, periodontitis (PPD _ 6mm) and BOPt,

periimplantitis (PPD _ 6mm; according to the

criteria defined in Karoussis et al. (2003)) and

BOPt, abscess formation, root fracture and/or

dentin core fracture if present.

The assessment of mechanical/technical complications

included the identification of loss of

retention, loosening of occlusal screws, ceramic

chipping, fracture of the framework and/or implant

abutment fracture (Salvi & Bra¨gger 2009).

A failure was defined as a biological, technical

or traumatic event leading to either the extraction

of the tooth or the explantation/loss of the

implant or the loss of the original FDP.

Classification of reconstructions

The FDPs were classified into six different categories:

FDPs with either end abutments or cantilever

extension FDPs on teeth (FDP-tt/cFDP-tt), FDPs

with either end implant abutments or cantilever

extensions on implants (FDP-ii/cFDP-ii) or connecting

teeth and implants (FDP-ti/cFDP-ti).

Statistical analysis

The null hypothesis postulated no difference in

the survival/success rates between the different

designs of FDPs.

The data collected were grouped according to

six categories: fixed dental prostheses with end

abutments or cantilever extensions on teeth

(FDP-tt/cFDP-tt), on implants (FDP-ii/cFDP-ii)

ormixed on teeth and implants (FDP-ti/cFDP-ti).

Descriptive statistics listed the number of

reconstructions incorporated as well as the number

of reconstructions with complications and

failures observed over 5 and 10 years and over

the entire observation period (events per 100

years of object-time).

The cumulative risk after 5 and 10 years of

observation was calculated by subtracting the

Kaplan–Meier survival function from 1. Event

rates per 100 years of object-time were calculated

by dividing the number of events by the total sum

of the time an object was under observation.

Event rates were calculated for complications

(biological and technical) and failures (biological,

technical and traumatic). The Kaplan–Meier

survival function was used to calculate the probability

of a reconstruction being free of any

complication (biological and technical) or failure

(biological, technical and traumatic). Poisson’s

regression was used to compare the six different

categories of bridges with respect to the incidence

rate of failures, and of failures and complications

by calculating the rate ratios for the first 10 years

and over the complete observation time. For

some patients, more than one reconstruction

was included in the analyses. By calculating

robust standard errors in the Poisson regressions,

this correlation was accounted for.

For event rates and for incidence rate ratios

(IRR), the estimates and 95 percent confidence

intervals were reported based on the assumption

that the number of events is Poisson’s distributed

for a given sumof observation time. The P-values

reported are two-sided. For the cumulative incidence,

95% confidence intervals are reported

based on those obtained from the Kaplan–Meier

estimates. All analyses were performed using

Stata Version 11 (Stata Corporation, College

Station, TX, USA).

Results

Patients

From the 199 patients re-examined, 84 patients

had received fixed dental prostheses. Fifty-one

were female and 33 were male patients.

The mean age of the patients at the re-evaluation

was 62 years (range 36.2–83.4 years).

FDPs

In these patients, 175 FDPs had been seated. As

indicated in Table 1, 82 were FDP-tt, 9 were

FDP-ii, 20 were FDP-ti, 39 were cFDP-tt, 15

were cFDP-ii and 10 were cFDP-ti (Table 1).

One hundred and eleven FDPs were reconstructions

with end abutments and 64 were

reconstructions with cantilever extensions.

One hundred and twenty-one FDPs were tooth

supported, 24 FDPs were implant supported and

30 FDPs were tooth–implant supported reconstructions.

5.14% of the reconstructions consisted of two

units, 34.86% were three-units, 28.57% fourunits

and 31.43% 5–14-unit FDPs.

Abutments

Three hundred and fifty-six teeth and 86 implants

were restored with FDPs. Over the entire

observation period, 33 (9.3%) abutment teeth in

14 patients and two (2.3%) implants in two

patients were lost.

Observation time

The mean observation time of all the 175 FDPs

was 11.31 years (range 2.29–26.42 years). The

mean observation time of FDPs and c-FDPs on

teeth was longer (12.1 and 13.66 years, respectively)

compared with FDPs and c-FDPs on implants

(7.43 and 8.21 years) and compared with

mixed FDPs and c-FDPs (8.13 and 10.04 years).

Failures of the reconstructions

From the 175 originally seated reconstructions,

24 (13.7%) resulted in a failure. Twenty-one

failures of the reconstructions were associated

with the loss of teeth or implants. One was a

complete loss of an FDP and two were partial

losses of the FDPs.

Complications observed over the entire

observation period

In Table 2, the frequencies of various technical

and biological complications occurring over the

observation period are listed including all the

events. Fifty-nine biological complications occurred

over the entire period (including all

events): 11 caries, three loss of vitality, 13 periodontitis,

nine peri-implantitis, 12 periapical lesions,

five fractures and six combined lesions.

Forty-six technical complications occurred

over the entire observation period (including all

events): 17 ceramic chippings, 24 loss of retention,

three fractures of prosthetic components

(abutments), one loose occlusal screw, one

‘‘crown fracture’’, one trauma and one combined

lesion.

In Table 3, the estimated annual rates of

complications and failures per 100 FDPs are

listed. These estimated rates were based on the

Table 1. Number of FDPs in each category

Number

of FDPs

Number

of c-FDPs

tt 82 39

ii 9 15

ti 20 10

tt, tooth supported; ii, implant supported; ti,

tooth–implant supported; FDP, fixed partial

denture on end abutments; c-FDP, fixed partial

denture with a cantilever extension.

Bra¨gger et al _ Failure and complication rates of FDP

72 | Clin. Oral Impl. Res. 22, 2011 / 70–77 c_ 2010 John Wiley & Sons A/S

actual number of observed events in the first 10

years. Within the first 10 years, 40 biologic and

30 technical complications and 14 failures occurred.

The estimated annual event rates for biological

complications per 100 reconstructions ranged

from 0 to 2 for FDP with end abutments and

from 4.6 to 6.1 for FDPs with cantilever extensions.

The estimated annual event rates for technical

complications per 100 reconstructions ranged

from 0.6 to 1.9 for FDPs with end abutments

and from 1.9 to 7.8 for FDPs with cantilever

extensions.

The estimated annual event rates for loss of the

reconstruction per 100 FDPs ranged from 0 to 0.7

for FDPs with end abutments and from 1.1 to 2.5

for FDPs with extensions.

In Table 4, the estimated cumulative risks of a

complication or a failure at 5 and 10 years of

observation are listed, grouped according to the

six types of FDPs.

The cumulative risk for loss (failure) for FDPtt/

ii/ti and c-FDP t-I was 0 at 5 years and for

FDP-ii at 10 years.

The cumulative risk for loss (failure) for c-

FDPs was considerably higher at 5 and 10 years,

respectively, ranging from 10% to 23.6%.

The cumulative risk for biological complications

was still low for most of the types of FDPs,

with the exception of cFDP-tt (18.4%) and cFDPti

(10%) at 5 years, but increased for most of the

reconstructions at 10 years, when FDP-ii still had

a 0% risk, and the risks for other FDPs with end

abutments were 18.8% and 17.8%, respectively.

In the group of FDPs with cantilever extensions,

the cumulative risk at 10 years reached values

ranging from 43.2% to 70.4%.

The cumulative risks for technical complications

ranged from 0% to 35.7% at 5 years and

from 9.1% to 65% at 10 years.

In Table 5, the probabilities for the FDPs of

remaining free from any complication/failure

over 5 and 10 years are listed.

Already at 5 years, the FDPs with cantilever

extensions had lower probabilities to remain

completely unaffected (60–80%) compared with

FDPs with end abutments (88.9–100%).

At 10 years, the probability of remaining free

from complications/failures ranged from 70.3%

to 88.9% for FDP with end abutments, but was

clearly reduced to 25% and 49.8% in the group

with cantilever extensions.

In Fig. 1, the decreases in the number of FDPs

free from complications and failures are depicted

for each category using the Kaplan–Meier survival

function.

In Table 6, the IRR of failures, and failures

combined with any complications are listed for

the six groups of FDPs. Only the first 10 years as

well as the entire observation period were considered.

The rates of events observed in the group FDPtt

were chosen as a reference. Compared with the

reference, the IRR were reduced in seven out of

eight comparisons, with the most favorable values

for the failure of FDP-ii.

The IRR, however, were increased in c-FDPs

in 12 out of 12 comparisons.

Discussion

This study was undertaken to evaluate the biological

and technical complication and failure

rates encountered with fixed dental prostheses

on teeth and implants in partially edentulous

patients who had been treated for advanced periodontitis.

As reported recently (Schmidlin et al. 2010), 64

out of 199 patients re-examined in this study had

received 168 single crowns on either a tooth with

a vital pulp (56), an endodontically treated tooth

(34), a tooth with a cast post and core (39) or an

implant (39). During a mean observation period

of 11.8 years, 19 single crowns were lost. All the

crowns were ceramo-metal crowns. In that respect,

the presence of severe loss of dentin requiring

the fabrication of a cast post and core resulted

in the highest rate of failures.

From the 199 patients who were re-examined,

84 had received FDPs. Altogether, 24 out of 175

reconstructions were lost after an observation

period of about 11 years (range 2.29–26.42). For

all the parameters assessed, a trend for more

frequent negative events was observed for FDPs

with cantilever extensions. The time in function

of the FDPs of the present study was considerable.

Titles of published reports often report

observation times reaching far beyond 10 years.

However, when the means and ranges of the

actual observation times are scrutinized, a more

realistic estimation of the exposure times of the

reconstructions is revealed. Thus, up to 18- or

Table 2. Complications

Event details Frequencies % Cumulative

Biological events

Root fracture 1 0.9 50.5

Caries and excessive bone loss 1 0.9 51.4

Periapical disease and caries 2 1.9 49.5

Loss of vitality 3 2.8 13.1

Caries and periodontitis 3 2.8 47.7

Periimplantitis 9 8.4 33.6

Caries 11 10.3 10.3

Periapical disease 12 11.2 44.9

Periodontitis 13 12.2 25.2

Technical Events

Loosening of occlusal screw 1 0.9 97.2

Fracture of a crown framework 1 0.9 98.1

Trauma 1 0.9 99

Ceramic chipping and crown framework fracture 1 0.9 100

Fracture of secondary part (component) 3 2.8 96.2

Abutment fracture 4 3.7 55.1

Ceramic chipping 17 15.9 71

Loss of retention 24 22.4 93.4

Total 107 100

Table 3. Estimated annual rate of complications and failures per 100 FDPs based on the number of

events observed in the first 10 years

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

Reconstructions seated 82 9 20 39 15 10

Biological complications

Number of events in the first 10 years 12 0 3 15 5 5

Annual event rate per 100 crowns 1.8 0 2 5 4.6 6.1

95% CI 1–3.1 0–6 0.6–6.3 3.3–7.6 1.9–11 3–12.5

Technical complications

Number of events in the first 10 years 11 1 1 6 6 5

Annual event rate per 100 crowns 1.7 1.9 0.6 1.9 7.8 7.4

95% CI 1–3 0.2–15 0.1–4.3 0.9–4 2.8–21.5 3.3–16.5

Failures

Number of events in the first 10 years 2 0 1 8 2 1

Annual event rate per 100 crowns 0.3 0 0.7 2.5 1.8 1.1

95% CI 0.1–1.1 0–6 0.1–4.8 1.4–4.5 0.5–7.4 0.2–7.8

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP, fixed partial denture with cantilever

extension; ii, implant supported; CI, confidence interval; ti, tooth–implant supported.

Bra¨gger et al _ Failure and complication rates of FDP

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2010 John Wiley & Sons A/S 73 | Clin. Oral Impl. Res. 22, 2011 / 70–77

20-year long-term results may actually be reduced

to a mean observation period of about 10

years (De Backer et al. 2006a, 2006b; Decock

et al. 1996).

The detailed event rates/risks observed with

the different designs of the FDPs of this study

will be compared with the findings from other

reports.

Survival/failure

The chances for survival of the FDP-tt over 5 and

10 years were very favorable for reconstructions

observed in the present report (risk for failure 0%

and 2.8%). Based on seven publications with

2088 FDP-tt exposed to 11,998 years, the estimated

chance for survival was 93.3% at 5 years.

Based on eight publications with 1218 FDP-tt

exposed for 10,446 years, the estimated chance

for survival at 10 years was 89.2% (Pjetursson et

al. 2007).

In the present report, the most favorable

chance for survival was demonstrated by the

FDP-ii (100%). This is superior to survival rates

of 95.2% at 5 years reported in a systematic

review based on 17 papers, with 1384 FDP-ii

exposed to 6989 years and 86.7% at 10 years

reported in only three papers with 219 FDP-ii

exposed to 1889 years (Pjetursson et al. 2007).

Although subject to speculation, the reason for

this favorable outcome in the present study may

be explained on the basis of a careful presurgical

risk evaluation consequently performed for implant

patients in this cohort. Likewise, the patients

receiving implants for combined tooth–

implant supported reconstructions yielded higher

survival rates after 5 and 10 years compared with

those of systematic reviews (0% failure at 5 years

and 5.6% failures at 10 years). In those, much

lower estimated values were reported (Pjetursson

et al. 2007). Based on six studies, 199 FDP-ti

were exposed to 976 years of function and had a

chance for survival of 95.5% at 5 years. For 10

years, this was significantly reduced to 77.8%.

Only 72 FDP-ti could be analyzed and were

exposed to 517 years (Pjetursson et al. 2007).

In the present report, cFDPs-tt with cantilever

extensions demonstrated higher risks for failures

(10% at 5 years and 23.6% at 10 years) compared

with FDPs-tt with end abutments. This difference

between the survival of the two categories is

in agreement with the recent systematic review

(Pjetursson et al. 2007). Based on six papers with

432 cFDP-tt exposed to 2112 years, the chance

for survival was 94.4% at 5 and reduced to

80.3% at 10 years (based on six papers with

239 cFDP-tt exposed for 2229 years (Pjetursson

et al. 2007).

The cumulative risk for the failure of cantilever

reconstructions on implant abutments (cFDP-ii)

reached 13.3% at 5 years and remained at 13.3%

at 10 years in the present report. In a recent

systematic review (Aglietta et al. 2009), five

clinical studies with 180 cFDP-ii were included

and yielded a cumulative chance of survival of

94.3% at 5 and 88.9% at 10 years, respectively.

Comparison of the results of the present evaluation

on 5- and 10-year survival of tooth- or

implant-supported cantilever reconstructions

with those of the systematic reviews (Pjetursson

et al. 2007; Aglietta et al. 2009) that covered the

entire dental literature reporting on a mean observation

period of at least 5 years reveals 4–8%

lower survival after 5 years and 2–4% lower

survival after 10 years. These differences appear

to be small and not significant and may not have

to be justified. Especially, the 10-year survival

rate for implant-supported cantilever reconstruc-

Table 4. Estimated cumulative risk and 95% confidence interval of biological and/or technical complications and/or failures (including trauma) of FDP over

5 and 10 years of observation

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

Reconstructions seated 82 9 20 39 15 10

Reconstructions with biological complications

Cumulative risk (%) after 5 years 95% CI 2.5 0 0 18.4 0 10

(0.6–9.5) (0–37) (0–17.6) (9.2–34.8) (0–24.7) (1.5–52.7)

Cumulative risk (%) after 10 years 95% CI 18.8 0 17.8 43.2 70.4 58

(11–31.1) (0–52.2) (6.1–45.7) (28.5–62) (30–84.1) (28.5–89.4)

Reconstructions with technical complications

Cumulative risk (%) after 5 years 95% CI 6.2 11.1 0 5.4 35.7 20

(2.6–14.2) (1.6–56.7) (0–17.6) (1.4–20.1) (16.7–65.7) (5.4–59.1)

Cumulative risk (%) after 10 years 95% CI 15.6 11.1 9.1 18.2 Not enough data 65

(8.9–26.8) (1.6–56.7) (1.3–49.2) (8.5–36.3) (31.8–94.4)

Reconstructions lost

Cumulative risk (%) after 5 years 95% CI 0 0 0 10.4 13.3 0

(0–4.8) (0–36.9) (0–17.6) (4–25.4) (3.5–43.6) (0–52.2)

Cumulative risk (%) after 10 years 95% CI 2.8 0 5.6 23.6 13.3 10

(0.7–10.7) (0–52.2) (0.8–33.4) (12.4–42.1) 3.5–43.6 1.5–52.7

Biological complications included: caries, loss of vitality, periodontitis or periimplantitis (pocket depth _ 6mm, BOPt), periapical radiolucent zone, root or tooth fracture

and abscess.

Technical complications included: porcelain fracture, loss of retention, implant fracture, crown fracture and loosening of the occlusal screws.

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP-tt, fixed partial denture with cantilever extensions on teeth; ii, implant supported; CI, confidence

interval; ti, tooth–implant supported.

Table 5. Probability for FDPs to remain without any biological or technical complication or failures over 5 and 10 years

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

Reconstructions seated 82 9 20 39 15 10

Free of any complications after 5 years (%) 91.4 88.9 100 79.4 60 80

95% CI (82.7–95.8) (43.3–98.4) (82.4–100) (63–89.1) (31.8–79.6) (40.9–94.6)

Free of any complications after 10 years (%) 70.3 88.9 74.7 49.8 Not enough data 25

95% CI (57.4–79.9) (43.3–98.4) (45.4–89.8) (32.4–64.9) (4.1–54.2)

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP-tt, fixed partial denture with cantilever extensions on teeth; ii, implant supported; CI, confidence

interval; ti, tooth–implant supported.

Bra¨gger et al _ Failure and complication rates of FDP

74 | Clin. Oral Impl. Res. 22, 2011 / 70–77 c_ 2010 John Wiley & Sons A/S

tions of 86.7% in the present study compares

well with that of 88.9% reported in the systematic

review (Aglietta et al. 2009).

Biological/technical complications

Based on the events observed over 10 years,

the parameter of annual event rate per 100

reconstructions per year was calculated for both

technical and biological complications. These

annual rates ranged from 0 to 2 for FDPs

with end abutments but, again, were much

higher in the cantilever reconstruction groups

(c-FDP), ranging from 5 to 6.1 annual events

per 100 reconstructions.

Consequently, the cumulative risk for biological

or technical complications at 5 and 10 years

resulted in considerable differences between the

groups of reconstructions. The IRR at 10 years

(and over the entire observation period) ranged

from 1.4 up to 8.66. Eventually, this resulted in

low probabilities for the reconstructions to

remain completely free of any complications/

failures at 10 years.

Pjetursson & Lang (2008) presented a concept

for prosthetic treatment planning on the basis of

scientific evidence and applied it to eight clinical

situations in which the preferred treatment option

for fixed reconstructions was propagated.

The results of systematic reviews formed one

base for this concept. However, single studies

were carefully analyzed as well, as systematic

reviews tend to pool data from diverse patient

populations, treatment concepts, dentists, technicians,

materials and designs of reconstructions

(Walton 2002).

By defining strict inclusion criteria and by

providing statistical analyses that consider different

observation periods, different numbers of

objects, confidence intervals, etc., some of the

weak aspects of ‘‘pooling’’ data may be reduced.

In addition, the process of analyzing data for

systematic reviews points to the fact that outcomes

are still not being reported in an internationally

accepted standardized way. Reporting

complications in detail will eventually lead to

improved quality of future reports (Karlsson

1989; Decock et al. 1996; Salvi & Bra¨gger 2009).

Moreover, in evaluating the literature for clinical

treatment planning, the effects of single

cohorts have to be analyzed. In a specialist clinic

for prosthodontics, a patient cohort (Group 1)

treated in the years from 1989 to 1993 was

compared with a patient cohort benefitting from

the options of implant-supported reconstructions

being treated from 1992 to 2001 (Group 2). A

significant shift in the survival of single crowns

and FDPs on teeth was observed (Walton 2009a,

2009b). In Group 1, the estimated survival of

FDPs was 77 _ 8% at 10 years, while the

survival rate in Group 2 reached 90 _ 6% (still

NS, Po0.05). Three-unit FDPs were surviving

up to 97 _ 2% in Group 2.

In Group 1, devital abutment teeth of FDPs

demonstrated a reduced survival (89 _ 3%)

compared with Group 2 (96 _ 2%) (w2,

Po0.05). In Group 2, the fracture rate and losses

due to progression of periodontal disease were

also less frequent.

Because of the introduction of implants, the

span length and complexity of the provided FDPs

on teeth and the use of biologically and structurally

compromised abutment teeth were reduced

in Group 2 (Walton 2009a, 2009b).

Tooth–implant-supported FDPs have been presented

as an acceptable treatment option (Bra¨gger

et al. 2001; Lang et al. 2004; Nickenig et al.

2008), although higher risks for failures and

complications have been observed (Bra¨gger et al.

2005; Pjetursson et al. 2007).

The results of the present study appear to

validate the recommendation of an acceptable

treatment option, as tooth–implant-supported

FDPs did not result in increased failure and

complication rates compared with the FDP-tt

and FDP-ii.

The obvious discrepancy of the results of the

present study for the 10-year data of combined

tooth–implant supported reconstructions with

those of a systematic review (Lang et al. 2004)

0.00

0.25

0.50

0.75

1.00

0 5 10 15 20 25

Observation time (years)

FDP-tt FDP-ii FDP-ti

c-FDP-tt c-FDP-ii c-FDP-ti

Kaplan-Meier survival function

FDP Fixed partial denture on end abutments tt tooth-supported

c-FDP Fixed partial denture with cantilever

extension

ii implant-supported

ti tooth-implant supported

Fig. 1. Fixed dental prostheses (FDPs) free from complication or failure by type of FDP (Kaplan–Meier survival function).

Table 6. Incidence rate ratio and 95% confidence interval of failures incl. complications by type of FDP

in the first 10 years and over the entire observation period (univariable)

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

First 10 years

Failure I 0 2.33 8.66n 6.38 3.95

95% CI 0–59.9w 0.21–25.51 1.93–38.8 0.93–43.88 0.38–40.93

Failure and complications

combined

I 0.6 0.85 1.97n 3.76n 3.31n

95% CI 0.07–4.99 0.3–2.41 1.15–3.35 1.62–8.73 1.65–6.63

Complete observation time

Failure I 0 0.84 4.16n 2.42 1.41

95% CI 0–9.75w 0.1–6.91 1.89–9.42 0.52–11.24 0.18–10.83

Failure and complications

combined

I 0.97 0.85 1.77n 3.21n 2.64n

95% CI 0.26–3.57 0.35–2.08 1.08–2.91 1.44–7.16 1.28–5.44

nPo0.05 (from Poisson’s regression).

wFrom exact Poisson’s regression.

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP-tt, fixed partial denture with cantilever

extensions on teeth; ii, implant supported; CI, confidence interval; ti, tooth–implant supported.

Bra¨gger et al _ Failure and complication rates of FDP

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2010 John Wiley & Sons A/S 75 | Clin. Oral Impl. Res. 22, 2011 / 70–77

is striking (94.4% vs. 77.8%). Because of the fact

that the actual number of FDPs t-i from which

long-term data were available for analysis in the

systematic review was small, changes in the

recommendations for treatment planning may

be explained. Combining evidence from the literature

with clinical logic may be optimal for

presenting practical guidelines (Greenstein et al.

2009) to improve the chance for a successful

tooth–implant-supported FDP.

The most obvious finding of the present report

was the confirmation of ‘‘cantilever extensions’’

as a technical risk factor.

In a retrospective evaluation of cFDP-tt that

had been incorporated 5–16 years before a followup

examination, biological and/or technical problems

in one out of every five abutment tooth

were reported (Ha¨mmerle et al. 2000). The same

abutment tooth could have been affected by

biological and technical complications at the

same time. The most frequent biological complication

was the loss of pulp vitality in 10% of

originally vital abutment teeth. The most frequent

technical complication was the loss of

retention, which occurred in 12% of non-vital

and in 4% of vital abutment teeth.

Moreover, a list of failures/complications from

137 re-examined c-FDPs of 213 originally placed

restorations after a mean exposure time of 6 years

(range 2–18 years) was presented (Decock et al.

1996). The Kaplan–Meier survival reached 60%

at 12 years. Sixty percent of the failures were true

failures leading to the loss of the reconstructions,

while in 40%of the ‘‘failures’’, a restoration could

be placed, endodontic or periodontal therapy was

provided or the c-FDPs could be recemented.

When cFDP-tt were followed over longer observation

periods in the same clinic (De Backer et

al. 2007), the failures in c-FDPs on devital abutment

teeth occurred earlier and were more frequent

compared with c-FDPs on vital teeth.

In a systematic review on cantilever reconstructions

on teeth (Lang et al. 2004), the following

annual rates of technical and biological

complications were listed for cFDP-tt: 0.95 for

caries of abutments, 3.95 loss of vitality, 1.75

loss of retention, 0.61 veneer frame work fracture

and 0.72 chipping of ceramic or fracture.

On the other hand, another systematic review

on cantilever reconstructions on implants

(Aglietta et al. 2009) reported the following rates

for biological and technical complications for

cFDP-ii after 5 years of function:

Periimplantitis: 9.4% of cFDP-ii, 10.5% veneer

fractures (3.9–26.6%), 8.5% screw loosening

(3.9–17%), 5.7% loss of retention (1.9–

16.5%), 2.1% abutment fractures (0.9–5.1%)

and 1.5% implant fractures (0.2–8.5%).

Limitations

The data obtained from this cohort of patients

need to be interpreted with caution.

First of all, only a small number of reconstructions

could be observed in each group of FDPs.

Many different clinical situations and reconstruction

designs were pooled. There were more than

20 dentists and more than 10 different technical

laboratories involved in the fabrication of the

reconstructions and this was not considered in

the evaluation of the data.

With the statistical analyses applied by

choosing IRR (Table 6), a statistically significant

increased risk for failure and failure and/or any

complication was noted for the groups of reconstructions

with extensions.

This information and the comparison with

other data in the literature can only be of partial

value while choosing between several treatment

options in restoring a particular patient with

FDPs. It must be stressed that many other factors

must also be considered andmay even lead to the

preference of an FDP design, which was found to

be at a greater risk in this or in other reports.

Among these factors are the following: the

particular clinical anatomical situation, the

expertise of the clinician and the technician,

themanufacturing processes, the alternative risks

or chances of, i.e., augmentation procedures,

placing more implants and finally, economic

aspects.

It seems to be extremely strenuous to design a

clinical study that considers all these factors.

Nevertheless, clinicians should be motivated to

systematically collect and document all relevant

information at regular intervals, thereby providing

the basis for amoremeaningful interpretation

of the survival and success rates of the reconstructions

inserted.

Conclusions

In conclusion, patients treated for chronic

periodontitis and provided with ceramo-metal

FDPs yield high survival rates, especially for

FDPs with end abutments. The incidence

rates of any negative events were drastically

increased in the three groups with cantilever

extensions c-FDPs (tt, ii, ti).

Strategic decisions in the choice of a particular

FDP design and the choice of teeth/implants

as abutments appear to influence the risks

for complications to be expected with fixed

reconstruction. If possible, extensions based

on tooth abutments should be avoided or used

only after a cautious clinical evaluation of all

options.

Acknowledgements: This study has

been supported in part by the Clinical

Research Foundation (CRF) for the Promotion

of Oral Health, Brienz, Switzerland. The

competent clinical performance of the Dental

Assistants of the Clinic for Periodontology and

Fixed Prosthodontics, University of Berne is

gratefully acknowledged. Moreover, the

competent and reliable service provided by the

Dental Hygienists of the Clinic during long

years of patient maintenance is highly

recognized.

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Bra¨gger et al _ Failure and complication rates of FDP

c_

2010 John Wiley & Sons A/S 77 | Clin. Oral Impl. Res. 22, 2011 / 70–77

Complication and failure rates of fixed

dental prostheses in patients treated for

periodontal disease

Urs Bra¨gger

Stefanie Hirt-Steiner

Natascha Schnell

Kurt Schmidlin

Giovanni E. Salvi

Bjarni Pjetursson

Giedre Matuliene

Marcel Zwahlen

Niklaus P. Lang

Authors’ affiliations:

Urs Bra¨gger, Stefanie Hirt-Steiner, Natascha Schnell,

Giovanni E. Salvi, Giedre Matuliene, School of Dental

Medicine, University of Bern, Bern, <st1:country-region>Switzerland

Kurt Schmidlin, Marcel Zwahlen, Institute of Social

and Preventive Medicine, University of Bern, Bern,

<st1:country-region>Switzerland

Bjarni Pjetursson, Faculty of Odontology, University of

<st1:country-region>Iceland, Reykjavik, <st1:country-region>Iceland

Niklaus P. Lang, Faculty of Dentistry, The University

of Hong Kong, Hong Kong, SAR <st1:country-region>China

Corresponding author:

Dr Prof. Urs Bra¨gger

School of Dental Medicine

University of Bern

Freiburgstrasse 7

3010 Bern

Switzerland

Tel.: t41 31 632 2541

Fax: t41 31 632 4931

e-mail: urs.braegger@zmk.unibe.ch

Key words: cantilever extensions, complications, dental implants, failures, FDP, fixed dental

prostheses, periodontitis, supportive periodontal therapy

Abstract

Objectives: To evaluate the biological and technical complication rates of fixed dental prostheses

(FDP) with end abutments or cantilever extensions on teeth (FDP-tt/cFDP-tt) on implants (FDP-ii/cFDPii)

and tooth-implant-supported (FDP-ti/cFDP-ti) in patients treated for chronic periodontitis.

Material and methods: From a cohort of 392 patients treated between 1978 and 2002 by graduate

students, 199 were re-examined in 2005. Of these, 84 patients had received ceramo-metal FDPs (six

groups).

Results: At the re-evaluation, the mean age of the patients was 62 years (36.2–83.4). One hundred and

seventy-five FDPs were seated (82 FDP-tt, 9 FDP-ii, 20 FDP-ti, 39 cFDP-tt, 15 cFDP-ii, 10 cFDP-ti). The

mean observation time was 11.3 years; 21 FDPs were lost, and 46 technical and 50 biological

complications occurred. Chances for the survival of the three groups of FDPs with end abutments were

very high (risk for failure 2.8%, 0%, 5.6%). The probability to remain without complications and/or

failure was 70.3%, 88.9% and 74.7% in FDPs with end abutments, but 49.8–25% only in FDPs with

extensions at 10 years.

Conclusions: In patients treated for chronic periodontitis and provided with ceramo-metal FDPs, high

survival rates, especially for FDPs with end abutments, can be expected. The incidence rates of any

negative events were increased drastically in the three groups with extension cFDPs (tt, ii, ti).

Strategic decisions in the choice of a particular FDP design and the choice of teeth/implants as

abutments appear to influence the risks for complications to be expected with fixed reconstruction. If

possible, extensions on tooth abutments should be avoided or used only after a cautious clinical

evaluation of all options.

Today, partially edentulous patients are increasingly

aware of their functional, esthetic and social

handicaps.

An epidemiologic survey of the prevalence of

reconstructions in various age cohorts of Swiss

citizens revealed that, in the younger age groups,

fixed dental prostheses (FDPs) were more frequent

compared with removable partial dentures.

Over the last decades, the prevalence of removable

partial or full denture wearers shifted to the

very old age groups in industrialized countries.

Hence, removable partial dentures seem to be

less accepted in some European societies (Zitzmann

et al. 2007).

As an alternative to extensive reconstructions

on, e.g., furcation-involved molar teeth or the

installation of dental implants placed in the

posterior area, the concept of a shortened

dental arch may be acceptable by most patients

(Ka¨yser 1981, 1994). A shortened dental

arch limited to the premolar occlusionmay result

in sufficient occlusal stability, chewing efficacy

and no increased risk for temporo-mandibular

disorders (Witter et al. 1994a,1994b, 2001,

2007). As long as all premolar regions and one

occluding pair of molars were present, practically

no complaints about the chewing efficacy were

reported (Sarita et al. 2003). In cases with severely

reduced dental arches with 0–2 pairs of

occluding premolars only, however, patients frequently

expressed severe complaints (Sarita et al.

2003).

Date:

Accepted 8 September 2010

To cite this article:

Bra¨gger U, Hirt-Steiner S, Schnell N, Schmidlin K, Salvi GE,

Pjetursson B, Matuliene G, Zwahlen M, Lang NP.

Complication and failure rates of fixed dental prostheses in

patients treated for periodontal disease.

Clin. Oral Impl. Res. 22, 2011; 70–77.

doi: 10.1111/j.1600-0501.2010.02095.x

70 c_ 2010 John Wiley & Sons A/S

Before the period in which implants became a

predictable treatment to add functional units in

free-end situations, fixed dental prostheses with

distal cantilever extensions were frequently incorporated.

Occasionally, FDPs with cantilever

extensions were also chosen in order to avoid

additional preparations of teeth adjacent to edentulous

spaces, i.e., in cases of intact crowns or

still acceptable existing reconstructions. Cantilever

extension FDPs, however, demonstrated increased

failure rates at 10 years compared with

conventional end-abutment fixed bridgework

(Pjetursson et al. 2004, Tan et al. 2004). Moreover,

at 5 years, higher technical complication

rates were reported (Ha¨mmerle et al. 2000; Pjetursson

et al. 2007).

The incorporation of fixed dental prostheses on

abutment teeth requires the preparation of a

dentinal core with or without prior root canal

treatment, with or without composite build-ups

that may or may not require the placement of

posts and cores.

The risks encountered with dental reconstructions

are related to the complexity and the

cumulative number of the interventions required

(Miyamoto et al. 2007; De Backer et al. 2007).

For single crowns on teeth, increased failure rates

were observed in the absence of a considerable

dentinal core (ferrule) and in cases with cast posts

and cores (Creugers et al. 2005; Schmidlin et al.

2010).

Since the late 1980s, treatment planning in

fixed prosthodontics has been revolutionized by

the possibility of incorporating implant-borne

reconstructions. Tissue-integrated implants now

serve as the basis for single crowns and may be

used strategically correctly distributed in edentulous

ridges to receive the fixed dental prostheses.

Guided bone regeneration in combination with

grafting procedures may be applied to predictably

create the necessary bone volume for a particular

implant site. Furthermore, the need for complex

pretreatment of abutment teeth with a doubtful

prognosis seems to become obsolete with implants

being chosen as abutments (Walton

2009a, 2009b).

Because of anatomical/surgical and strategic

prosthetic considerations, the FDP on implants

may include distal and/or mesial cantilever extensions.

In a situation with an abutment tooth

in need of a restoration and with a good prognosis

adjacent to an edentulous space, a mixed tooth–

implant-supported FDP may still be preferred.

Decision-making processes for treatment planning

are challenging in daily practice. Furthermore,

patients must be informed about potential

risks associated with various treatment concepts.

The expectations related to the longevity of

required reconstructions in younger age cohorts

are high due to the considerable costs involved,

especially for fixed dental prostheses on teeth or

implants (Petersson et al. 2006; Incici et al.

2009).

Choosing from available options of restorations,

the longevity and complication rates

should be considered in order to estimate the

complexity of maintenance service to be expected

(Bouchard et al. 2009).

A series of systematic reviews based on clinical

studies have collected the combined estimated

annual failure and complication rates and cumulative

risks at 5 and 10 years with reconstructions

on teeth or implants (Tan et al. 2004; Lulic et al.

2007; Pjetursson et al. 2007; Aglietta et al. 2009).

However, the data available to base decision

making for the preference of a particular reconstruction

for a particular patient are still sparse. In

the systematic reviews mentioned above, o100

reconstructions could actually be evaluated for

some patient cohorts with a detailed description

of all events observed over 5, 10 or even more

years.

Patients with risk factors such as a history of

periodontal disease, smoking (Heitz-Mayfield &

Huynh-Ba 2009) and bruxism (Salvi & Bra¨gger

2009) may demonstrate higher event rates of

failures and complications than patients without

such conditions. To what extent these conditions

may lead to increased and more complex maintenance

and repair service is of particular interest

to the clinician.

The purpose of this study was to evaluate

retrospectively the biological and technical failure

and complication rates with FDPs in partially

edentulous patients treated for chronic periodontitis.

Material and methods

Patient accrual

For this retrospective cohort study, patients with

chronic periodontitis who had been treated by

graduate students as a part of their educational

training at the Department of Periodontology and

Fixed Prosthodontics, University of Bern, during

the period 1978–2002 were recruited. The patient

cohort has been characterized recently. At

the first examination, the proportion of patients

with periodontitis defined as ‘‘patients with interproximal

probing attachment loss of 5mm in

30% of the teeth present’’ was 88.1%. If the

definition of probing attachment loss of 5mm at

two non-adjacent teeth was chosen, 97.5% of the

cases were advanced periodontitis patients (Matuliene

et al. 2008).

Comprehensive dental treatment

All patients had been treated according to a

comprehensive treatment protocol (Lang & Lo¨e

1993). In brief, following complete periodontal,

endodontic and cariologic as well as complete

radiographic examinations, a treatment plan was

established and discussed with the patient in a

case presentation. This was followed by oral

hygiene instructions and the performance of

cause-related initial periodontal therapy (i.e.,

scaling and root planing under local anesthesia).

After 6–8 weeks, a thorough evaluation of the

outcomes of initial therapy was performed. Subsequently,

periodontal surgery was performed if

indicated. The condition after periodontal therapy

in this patient cohort has been characterized

recently by Matuliene et al. (2008). Only 2.9% of

the remaining pocket depths were 44mm, 30%

of the patients had a full-mouth bleeding index

o10% and 45% within 10% and 25%.

Root canals of devital teeth in need of treatment

were filled with guttapercha and AH26 or

AHt. In case of severely reduced dentinal cores,

placement of an indirect cast post and core was

implemented. Implants were placed to avoid

preparation of intact and healthy teeth or to avoid

the replacement of still acceptable adjacent restorations.

Finally, prosthetic therapy using dental

implant or tooth supported FDPs or single unit

crowns was performed. The restorations consisted

of ceramo-metal reconstructions that

were cemented with zinc phosphate or glass

ionomer cement.

Following the completion of comprehensive

treatment, patients were enrolled in a supportive

periodontal therapy (SPT) program at the clinic of

the University of Bern or they were referred back

to private practitioners for SPT.

Clinical examination

From the 392 original cases treated and documented

according to the requirements for the

specialty board certification of the Swiss Federal

Office for Health, 199 could be recruited and reexamined

during the year 2005. The remaining

193 patients had either moved away from the

area, were too frail to participate at the re-examination

or were deceased.

At the re-examination, the patients first filled

out a questionnaire related to changes in general

health aspects, their experiences with the reconstructions

and the frequency of recall sessions

during the last years.

The clinical examination included the enumeration

of teeth, implants and reconstructions

as well as the type of reconstruction and the

number of replaced teeth per reconstruction. A

complete periodontal chart revealed the recession

and the probing pocket depths (PPD) in relation

to the cemento-enamel junction or implant

shoulder at six aspects of each tooth/implant.

The presence of BOPt or BOP_ sites was

Bra¨gger et al _ Failure and complication rates of FDP

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2010 John Wiley & Sons A/S 71 | Clin. Oral Impl. Res. 22, 2011 / 70–77

noted. Probing was performed by means of an

electronic device (Florida Probe Corporation,

Gainesville, FL, USA) with a standardized dimension

and force set at 0.15N. Abutment teeth

were tested for pulp vitality (CO2 test) and the

presence of carious lesions. Reconstructions and

implant components were examined carefully for

any mechanical and/or technical complications.

The radiographic examination included an

orthopantomogram as well as periapical intraoral

radiographs from the crowned teeth and/or implants.

Episodes of failures and/or complications were

derived from the patient charts in case the

patients remained as recall patients at the clinic

or from the questionnaires in case the patients

returned to private practice for maintenance care.

Evaluation of complications

The evaluation of biological complications included

caries at abutment teeth, loss of tooth

vitality, presence or absence of a periapical endodontic

lesion, periapical endodontic lesion and

caries, periodontitis (PPD _ 6mm) and BOPt,

periimplantitis (PPD _ 6mm; according to the

criteria defined in Karoussis et al. (2003)) and

BOPt, abscess formation, root fracture and/or

dentin core fracture if present.

The assessment of mechanical/technical complications

included the identification of loss of

retention, loosening of occlusal screws, ceramic

chipping, fracture of the framework and/or implant

abutment fracture (Salvi & Bra¨gger 2009).

A failure was defined as a biological, technical

or traumatic event leading to either the extraction

of the tooth or the explantation/loss of the

implant or the loss of the original FDP.

Classification of reconstructions

The FDPs were classified into six different categories:

FDPs with either end abutments or cantilever

extension FDPs on teeth (FDP-tt/cFDP-tt), FDPs

with either end implant abutments or cantilever

extensions on implants (FDP-ii/cFDP-ii) or connecting

teeth and implants (FDP-ti/cFDP-ti).

Statistical analysis

The null hypothesis postulated no difference in

the survival/success rates between the different

designs of FDPs.

The data collected were grouped according to

six categories: fixed dental prostheses with end

abutments or cantilever extensions on teeth

(FDP-tt/cFDP-tt), on implants (FDP-ii/cFDP-ii)

ormixed on teeth and implants (FDP-ti/cFDP-ti).

Descriptive statistics listed the number of

reconstructions incorporated as well as the number

of reconstructions with complications and

failures observed over 5 and 10 years and over

the entire observation period (events per 100

years of object-time).

The cumulative risk after 5 and 10 years of

observation was calculated by subtracting the

Kaplan–Meier survival function from 1. Event

rates per 100 years of object-time were calculated

by dividing the number of events by the total sum

of the time an object was under observation.

Event rates were calculated for complications

(biological and technical) and failures (biological,

technical and traumatic). The Kaplan–Meier

survival function was used to calculate the probability

of a reconstruction being free of any

complication (biological and technical) or failure

(biological, technical and traumatic). Poisson’s

regression was used to compare the six different

categories of bridges with respect to the incidence

rate of failures, and of failures and complications

by calculating the rate ratios for the first 10 years

and over the complete observation time. For

some patients, more than one reconstruction

was included in the analyses. By calculating

robust standard errors in the Poisson regressions,

this correlation was accounted for.

For event rates and for incidence rate ratios

(IRR), the estimates and 95 percent confidence

intervals were reported based on the assumption

that the number of events is Poisson’s distributed

for a given sumof observation time. The P-values

reported are two-sided. For the cumulative incidence,

95% confidence intervals are reported

based on those obtained from the Kaplan–Meier

estimates. All analyses were performed using

Stata Version 11 (Stata Corporation, College

Station, TX, USA).

Results

Patients

From the 199 patients re-examined, 84 patients

had received fixed dental prostheses. Fifty-one

were female and 33 were male patients.

The mean age of the patients at the re-evaluation

was 62 years (range 36.2–83.4 years).

FDPs

In these patients, 175 FDPs had been seated. As

indicated in Table 1, 82 were FDP-tt, 9 were

FDP-ii, 20 were FDP-ti, 39 were cFDP-tt, 15

were cFDP-ii and 10 were cFDP-ti (Table 1).

One hundred and eleven FDPs were reconstructions

with end abutments and 64 were

reconstructions with cantilever extensions.

One hundred and twenty-one FDPs were tooth

supported, 24 FDPs were implant supported and

30 FDPs were tooth–implant supported reconstructions.

5.14% of the reconstructions consisted of two

units, 34.86% were three-units, 28.57% fourunits

and 31.43% 5–14-unit FDPs.

Abutments

Three hundred and fifty-six teeth and 86 implants

were restored with FDPs. Over the entire

observation period, 33 (9.3%) abutment teeth in

14 patients and two (2.3%) implants in two

patients were lost.

Observation time

The mean observation time of all the 175 FDPs

was 11.31 years (range 2.29–26.42 years). The

mean observation time of FDPs and c-FDPs on

teeth was longer (12.1 and 13.66 years, respectively)

compared with FDPs and c-FDPs on implants

(7.43 and 8.21 years) and compared with

mixed FDPs and c-FDPs (8.13 and 10.04 years).

Failures of the reconstructions

From the 175 originally seated reconstructions,

24 (13.7%) resulted in a failure. Twenty-one

failures of the reconstructions were associated

with the loss of teeth or implants. One was a

complete loss of an FDP and two were partial

losses of the FDPs.

Complications observed over the entire

observation period

In Table 2, the frequencies of various technical

and biological complications occurring over the

observation period are listed including all the

events. Fifty-nine biological complications occurred

over the entire period (including all

events): 11 caries, three loss of vitality, 13 periodontitis,

nine peri-implantitis, 12 periapical lesions,

five fractures and six combined lesions.

Forty-six technical complications occurred

over the entire observation period (including all

events): 17 ceramic chippings, 24 loss of retention,

three fractures of prosthetic components

(abutments), one loose occlusal screw, one

‘‘crown fracture’’, one trauma and one combined

lesion.

In Table 3, the estimated annual rates of

complications and failures per 100 FDPs are

listed. These estimated rates were based on the

Table 1. Number of FDPs in each category

Number

of FDPs

Number

of c-FDPs

tt 82 39

ii 9 15

ti 20 10

tt, tooth supported; ii, implant supported; ti,

tooth–implant supported; FDP, fixed partial

denture on end abutments; c-FDP, fixed partial

denture with a cantilever extension.

Bra¨gger et al _ Failure and complication rates of FDP

72 | Clin. Oral Impl. Res. 22, 2011 / 70–77 c_ 2010 John Wiley & Sons A/S

actual number of observed events in the first 10

years. Within the first 10 years, 40 biologic and

30 technical complications and 14 failures occurred.

The estimated annual event rates for biological

complications per 100 reconstructions ranged

from 0 to 2 for FDP with end abutments and

from 4.6 to 6.1 for FDPs with cantilever extensions.

The estimated annual event rates for technical

complications per 100 reconstructions ranged

from 0.6 to 1.9 for FDPs with end abutments

and from 1.9 to 7.8 for FDPs with cantilever

extensions.

The estimated annual event rates for loss of the

reconstruction per 100 FDPs ranged from 0 to 0.7

for FDPs with end abutments and from 1.1 to 2.5

for FDPs with extensions.

In Table 4, the estimated cumulative risks of a

complication or a failure at 5 and 10 years of

observation are listed, grouped according to the

six types of FDPs.

The cumulative risk for loss (failure) for FDPtt/

ii/ti and c-FDP t-I was 0 at 5 years and for

FDP-ii at 10 years.

The cumulative risk for loss (failure) for c-

FDPs was considerably higher at 5 and 10 years,

respectively, ranging from 10% to 23.6%.

The cumulative risk for biological complications

was still low for most of the types of FDPs,

with the exception of cFDP-tt (18.4%) and cFDPti

(10%) at 5 years, but increased for most of the

reconstructions at 10 years, when FDP-ii still had

a 0% risk, and the risks for other FDPs with end

abutments were 18.8% and 17.8%, respectively.

In the group of FDPs with cantilever extensions,

the cumulative risk at 10 years reached values

ranging from 43.2% to 70.4%.

The cumulative risks for technical complications

ranged from 0% to 35.7% at 5 years and

from 9.1% to 65% at 10 years.

In Table 5, the probabilities for the FDPs of

remaining free from any complication/failure

over 5 and 10 years are listed.

Already at 5 years, the FDPs with cantilever

extensions had lower probabilities to remain

completely unaffected (60–80%) compared with

FDPs with end abutments (88.9–100%).

At 10 years, the probability of remaining free

from complications/failures ranged from 70.3%

to 88.9% for FDP with end abutments, but was

clearly reduced to 25% and 49.8% in the group

with cantilever extensions.

In Fig. 1, the decreases in the number of FDPs

free from complications and failures are depicted

for each category using the Kaplan–Meier survival

function.

In Table 6, the IRR of failures, and failures

combined with any complications are listed for

the six groups of FDPs. Only the first 10 years as

well as the entire observation period were considered.

The rates of events observed in the group FDPtt

were chosen as a reference. Compared with the

reference, the IRR were reduced in seven out of

eight comparisons, with the most favorable values

for the failure of FDP-ii.

The IRR, however, were increased in c-FDPs

in 12 out of 12 comparisons.

Discussion

This study was undertaken to evaluate the biological

and technical complication and failure

rates encountered with fixed dental prostheses

on teeth and implants in partially edentulous

patients who had been treated for advanced periodontitis.

As reported recently (Schmidlin et al. 2010), 64

out of 199 patients re-examined in this study had

received 168 single crowns on either a tooth with

a vital pulp (56), an endodontically treated tooth

(34), a tooth with a cast post and core (39) or an

implant (39). During a mean observation period

of 11.8 years, 19 single crowns were lost. All the

crowns were ceramo-metal crowns. In that respect,

the presence of severe loss of dentin requiring

the fabrication of a cast post and core resulted

in the highest rate of failures.

From the 199 patients who were re-examined,

84 had received FDPs. Altogether, 24 out of 175

reconstructions were lost after an observation

period of about 11 years (range 2.29–26.42). For

all the parameters assessed, a trend for more

frequent negative events was observed for FDPs

with cantilever extensions. The time in function

of the FDPs of the present study was considerable.

Titles of published reports often report

observation times reaching far beyond 10 years.

However, when the means and ranges of the

actual observation times are scrutinized, a more

realistic estimation of the exposure times of the

reconstructions is revealed. Thus, up to 18- or

Table 2. Complications

Event details Frequencies % Cumulative

Biological events

Root fracture 1 0.9 50.5

Caries and excessive bone loss 1 0.9 51.4

Periapical disease and caries 2 1.9 49.5

Loss of vitality 3 2.8 13.1

Caries and periodontitis 3 2.8 47.7

Periimplantitis 9 8.4 33.6

Caries 11 10.3 10.3

Periapical disease 12 11.2 44.9

Periodontitis 13 12.2 25.2

Technical Events

Loosening of occlusal screw 1 0.9 97.2

Fracture of a crown framework 1 0.9 98.1

Trauma 1 0.9 99

Ceramic chipping and crown framework fracture 1 0.9 100

Fracture of secondary part (component) 3 2.8 96.2

Abutment fracture 4 3.7 55.1

Ceramic chipping 17 15.9 71

Loss of retention 24 22.4 93.4

Total 107 100

Table 3. Estimated annual rate of complications and failures per 100 FDPs based on the number of

events observed in the first 10 years

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

Reconstructions seated 82 9 20 39 15 10

Biological complications

Number of events in the first 10 years 12 0 3 15 5 5

Annual event rate per 100 crowns 1.8 0 2 5 4.6 6.1

95% CI 1–3.1 0–6 0.6–6.3 3.3–7.6 1.9–11 3–12.5

Technical complications

Number of events in the first 10 years 11 1 1 6 6 5

Annual event rate per 100 crowns 1.7 1.9 0.6 1.9 7.8 7.4

95% CI 1–3 0.2–15 0.1–4.3 0.9–4 2.8–21.5 3.3–16.5

Failures

Number of events in the first 10 years 2 0 1 8 2 1

Annual event rate per 100 crowns 0.3 0 0.7 2.5 1.8 1.1

95% CI 0.1–1.1 0–6 0.1–4.8 1.4–4.5 0.5–7.4 0.2–7.8

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP, fixed partial denture with cantilever

extension; ii, implant supported; CI, confidence interval; ti, tooth–implant supported.

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20-year long-term results may actually be reduced

to a mean observation period of about 10

years (De Backer et al. 2006a, 2006b; Decock

et al. 1996).

The detailed event rates/risks observed with

the different designs of the FDPs of this study

will be compared with the findings from other

reports.

Survival/failure

The chances for survival of the FDP-tt over 5 and

10 years were very favorable for reconstructions

observed in the present report (risk for failure 0%

and 2.8%). Based on seven publications with

2088 FDP-tt exposed to 11,998 years, the estimated

chance for survival was 93.3% at 5 years.

Based on eight publications with 1218 FDP-tt

exposed for 10,446 years, the estimated chance

for survival at 10 years was 89.2% (Pjetursson et

al. 2007).

In the present report, the most favorable

chance for survival was demonstrated by the

FDP-ii (100%). This is superior to survival rates

of 95.2% at 5 years reported in a systematic

review based on 17 papers, with 1384 FDP-ii

exposed to 6989 years and 86.7% at 10 years

reported in only three papers with 219 FDP-ii

exposed to 1889 years (Pjetursson et al. 2007).

Although subject to speculation, the reason for

this favorable outcome in the present study may

be explained on the basis of a careful presurgical

risk evaluation consequently performed for implant

patients in this cohort. Likewise, the patients

receiving implants for combined tooth–

implant supported reconstructions yielded higher

survival rates after 5 and 10 years compared with

those of systematic reviews (0% failure at 5 years

and 5.6% failures at 10 years). In those, much

lower estimated values were reported (Pjetursson

et al. 2007). Based on six studies, 199 FDP-ti

were exposed to 976 years of function and had a

chance for survival of 95.5% at 5 years. For 10

years, this was significantly reduced to 77.8%.

Only 72 FDP-ti could be analyzed and were

exposed to 517 years (Pjetursson et al. 2007).

In the present report, cFDPs-tt with cantilever

extensions demonstrated higher risks for failures

(10% at 5 years and 23.6% at 10 years) compared

with FDPs-tt with end abutments. This difference

between the survival of the two categories is

in agreement with the recent systematic review

(Pjetursson et al. 2007). Based on six papers with

432 cFDP-tt exposed to 2112 years, the chance

for survival was 94.4% at 5 and reduced to

80.3% at 10 years (based on six papers with

239 cFDP-tt exposed for 2229 years (Pjetursson

et al. 2007).

The cumulative risk for the failure of cantilever

reconstructions on implant abutments (cFDP-ii)

reached 13.3% at 5 years and remained at 13.3%

at 10 years in the present report. In a recent

systematic review (Aglietta et al. 2009), five

clinical studies with 180 cFDP-ii were included

and yielded a cumulative chance of survival of

94.3% at 5 and 88.9% at 10 years, respectively.

Comparison of the results of the present evaluation

on 5- and 10-year survival of tooth- or

implant-supported cantilever reconstructions

with those of the systematic reviews (Pjetursson

et al. 2007; Aglietta et al. 2009) that covered the

entire dental literature reporting on a mean observation

period of at least 5 years reveals 4–8%

lower survival after 5 years and 2–4% lower

survival after 10 years. These differences appear

to be small and not significant and may not have

to be justified. Especially, the 10-year survival

rate for implant-supported cantilever reconstruc-

Table 4. Estimated cumulative risk and 95% confidence interval of biological and/or technical complications and/or failures (including trauma) of FDP over

5 and 10 years of observation

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

Reconstructions seated 82 9 20 39 15 10

Reconstructions with biological complications

Cumulative risk (%) after 5 years 95% CI 2.5 0 0 18.4 0 10

(0.6–9.5) (0–37) (0–17.6) (9.2–34.8) (0–24.7) (1.5–52.7)

Cumulative risk (%) after 10 years 95% CI 18.8 0 17.8 43.2 70.4 58

(11–31.1) (0–52.2) (6.1–45.7) (28.5–62) (30–84.1) (28.5–89.4)

Reconstructions with technical complications

Cumulative risk (%) after 5 years 95% CI 6.2 11.1 0 5.4 35.7 20

(2.6–14.2) (1.6–56.7) (0–17.6) (1.4–20.1) (16.7–65.7) (5.4–59.1)

Cumulative risk (%) after 10 years 95% CI 15.6 11.1 9.1 18.2 Not enough data 65

(8.9–26.8) (1.6–56.7) (1.3–49.2) (8.5–36.3) (31.8–94.4)

Reconstructions lost

Cumulative risk (%) after 5 years 95% CI 0 0 0 10.4 13.3 0

(0–4.8) (0–36.9) (0–17.6) (4–25.4) (3.5–43.6) (0–52.2)

Cumulative risk (%) after 10 years 95% CI 2.8 0 5.6 23.6 13.3 10

(0.7–10.7) (0–52.2) (0.8–33.4) (12.4–42.1) 3.5–43.6 1.5–52.7

Biological complications included: caries, loss of vitality, periodontitis or periimplantitis (pocket depth _ 6mm, BOPt), periapical radiolucent zone, root or tooth fracture

and abscess.

Technical complications included: porcelain fracture, loss of retention, implant fracture, crown fracture and loosening of the occlusal screws.

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP-tt, fixed partial denture with cantilever extensions on teeth; ii, implant supported; CI, confidence

interval; ti, tooth–implant supported.

Table 5. Probability for FDPs to remain without any biological or technical complication or failures over 5 and 10 years

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

Reconstructions seated 82 9 20 39 15 10

Free of any complications after 5 years (%) 91.4 88.9 100 79.4 60 80

95% CI (82.7–95.8) (43.3–98.4) (82.4–100) (63–89.1) (31.8–79.6) (40.9–94.6)

Free of any complications after 10 years (%) 70.3 88.9 74.7 49.8 Not enough data 25

95% CI (57.4–79.9) (43.3–98.4) (45.4–89.8) (32.4–64.9) (4.1–54.2)

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP-tt, fixed partial denture with cantilever extensions on teeth; ii, implant supported; CI, confidence

interval; ti, tooth–implant supported.

Bra¨gger et al _ Failure and complication rates of FDP

74 | Clin. Oral Impl. Res. 22, 2011 / 70–77 c_ 2010 John Wiley & Sons A/S

tions of 86.7% in the present study compares

well with that of 88.9% reported in the systematic

review (Aglietta et al. 2009).

Biological/technical complications

Based on the events observed over 10 years,

the parameter of annual event rate per 100

reconstructions per year was calculated for both

technical and biological complications. These

annual rates ranged from 0 to 2 for FDPs

with end abutments but, again, were much

higher in the cantilever reconstruction groups

(c-FDP), ranging from 5 to 6.1 annual events

per 100 reconstructions.

Consequently, the cumulative risk for biological

or technical complications at 5 and 10 years

resulted in considerable differences between the

groups of reconstructions. The IRR at 10 years

(and over the entire observation period) ranged

from 1.4 up to 8.66. Eventually, this resulted in

low probabilities for the reconstructions to

remain completely free of any complications/

failures at 10 years.

Pjetursson & Lang (2008) presented a concept

for prosthetic treatment planning on the basis of

scientific evidence and applied it to eight clinical

situations in which the preferred treatment option

for fixed reconstructions was propagated.

The results of systematic reviews formed one

base for this concept. However, single studies

were carefully analyzed as well, as systematic

reviews tend to pool data from diverse patient

populations, treatment concepts, dentists, technicians,

materials and designs of reconstructions

(Walton 2002).

By defining strict inclusion criteria and by

providing statistical analyses that consider different

observation periods, different numbers of

objects, confidence intervals, etc., some of the

weak aspects of ‘‘pooling’’ data may be reduced.

In addition, the process of analyzing data for

systematic reviews points to the fact that outcomes

are still not being reported in an internationally

accepted standardized way. Reporting

complications in detail will eventually lead to

improved quality of future reports (Karlsson

1989; Decock et al. 1996; Salvi & Bra¨gger 2009).

Moreover, in evaluating the literature for clinical

treatment planning, the effects of single

cohorts have to be analyzed. In a specialist clinic

for prosthodontics, a patient cohort (Group 1)

treated in the years from 1989 to 1993 was

compared with a patient cohort benefitting from

the options of implant-supported reconstructions

being treated from 1992 to 2001 (Group 2). A

significant shift in the survival of single crowns

and FDPs on teeth was observed (Walton 2009a,

2009b). In Group 1, the estimated survival of

FDPs was 77 _ 8% at 10 years, while the

survival rate in Group 2 reached 90 _ 6% (still

NS, Po0.05). Three-unit FDPs were surviving

up to 97 _ 2% in Group 2.

In Group 1, devital abutment teeth of FDPs

demonstrated a reduced survival (89 _ 3%)

compared with Group 2 (96 _ 2%) (w2,

Po0.05). In Group 2, the fracture rate and losses

due to progression of periodontal disease were

also less frequent.

Because of the introduction of implants, the

span length and complexity of the provided FDPs

on teeth and the use of biologically and structurally

compromised abutment teeth were reduced

in Group 2 (Walton 2009a, 2009b).

Tooth–implant-supported FDPs have been presented

as an acceptable treatment option (Bra¨gger

et al. 2001; Lang et al. 2004; Nickenig et al.

2008), although higher risks for failures and

complications have been observed (Bra¨gger et al.

2005; Pjetursson et al. 2007).

The results of the present study appear to

validate the recommendation of an acceptable

treatment option, as tooth–implant-supported

FDPs did not result in increased failure and

complication rates compared with the FDP-tt

and FDP-ii.

The obvious discrepancy of the results of the

present study for the 10-year data of combined

tooth–implant supported reconstructions with

those of a systematic review (Lang et al. 2004)

0.00

0.25

0.50

0.75

1.00

0 5 10 15 20 25

Observation time (years)

FDP-tt FDP-ii FDP-ti

c-FDP-tt c-FDP-ii c-FDP-ti

Kaplan-Meier survival function

FDP Fixed partial denture on end abutments tt tooth-supported

c-FDP Fixed partial denture with cantilever

extension

ii implant-supported

ti tooth-implant supported

Fig. 1. Fixed dental prostheses (FDPs) free from complication or failure by type of FDP (Kaplan–Meier survival function).

Table 6. Incidence rate ratio and 95% confidence interval of failures incl. complications by type of FDP

in the first 10 years and over the entire observation period (univariable)

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

First 10 years

Failure I 0 2.33 8.66n 6.38 3.95

95% CI 0–59.9w 0.21–25.51 1.93–38.8 0.93–43.88 0.38–40.93

Failure and complications

combined

I 0.6 0.85 1.97n 3.76n 3.31n

95% CI 0.07–4.99 0.3–2.41 1.15–3.35 1.62–8.73 1.65–6.63

Complete observation time

Failure I 0 0.84 4.16n 2.42 1.41

95% CI 0–9.75w 0.1–6.91 1.89–9.42 0.52–11.24 0.18–10.83

Failure and complications

combined

I 0.97 0.85 1.77n 3.21n 2.64n

95% CI 0.26–3.57 0.35–2.08 1.08–2.91 1.44–7.16 1.28–5.44

nPo0.05 (from Poisson’s regression).

wFrom exact Poisson’s regression.

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP-tt, fixed partial denture with cantilever

extensions on teeth; ii, implant supported; CI, confidence interval; ti, tooth–implant supported.

Bra¨gger et al _ Failure and complication rates of FDP

c_

2010 John Wiley & Sons A/S 75 | Clin. Oral Impl. Res. 22, 2011 / 70–77

is striking (94.4% vs. 77.8%). Because of the fact

that the actual number of FDPs t-i from which

long-term data were available for analysis in the

systematic review was small, changes in the

recommendations for treatment planning may

be explained. Combining evidence from the literature

with clinical logic may be optimal for

presenting practical guidelines (Greenstein et al.

2009) to improve the chance for a successful

tooth–implant-supported FDP.

The most obvious finding of the present report

was the confirmation of ‘‘cantilever extensions’’

as a technical risk factor.

In a retrospective evaluation of cFDP-tt that

had been incorporated 5–16 years before a followup

examination, biological and/or technical problems

in one out of every five abutment tooth

were reported (Ha¨mmerle et al. 2000). The same

abutment tooth could have been affected by

biological and technical complications at the

same time. The most frequent biological complication

was the loss of pulp vitality in 10% of

originally vital abutment teeth. The most frequent

technical complication was the loss of

retention, which occurred in 12% of non-vital

and in 4% of vital abutment teeth.

Moreover, a list of failures/complications from

137 re-examined c-FDPs of 213 originally placed

restorations after a mean exposure time of 6 years

(range 2–18 years) was presented (Decock et al.

1996). The Kaplan–Meier survival reached 60%

at 12 years. Sixty percent of the failures were true

failures leading to the loss of the reconstructions,

while in 40%of the ‘‘failures’’, a restoration could

be placed, endodontic or periodontal therapy was

provided or the c-FDPs could be recemented.

When cFDP-tt were followed over longer observation

periods in the same clinic (De Backer et

al. 2007), the failures in c-FDPs on devital abutment

teeth occurred earlier and were more frequent

compared with c-FDPs on vital teeth.

In a systematic review on cantilever reconstructions

on teeth (Lang et al. 2004), the following

annual rates of technical and biological

complications were listed for cFDP-tt: 0.95 for

caries of abutments, 3.95 loss of vitality, 1.75

loss of retention, 0.61 veneer frame work fracture

and 0.72 chipping of ceramic or fracture.

On the other hand, another systematic review

on cantilever reconstructions on implants

(Aglietta et al. 2009) reported the following rates

for biological and technical complications for

cFDP-ii after 5 years of function:

Periimplantitis: 9.4% of cFDP-ii, 10.5% veneer

fractures (3.9–26.6%), 8.5% screw loosening

(3.9–17%), 5.7% loss of retention (1.9–

16.5%), 2.1% abutment fractures (0.9–5.1%)

and 1.5% implant fractures (0.2–8.5%).

Limitations

The data obtained from this cohort of patients

need to be interpreted with caution.

First of all, only a small number of reconstructions

could be observed in each group of FDPs.

Many different clinical situations and reconstruction

designs were pooled. There were more than

20 dentists and more than 10 different technical

laboratories involved in the fabrication of the

reconstructions and this was not considered in

the evaluation of the data.

With the statistical analyses applied by

choosing IRR (Table 6), a statistically significant

increased risk for failure and failure and/or any

complication was noted for the groups of reconstructions

with extensions.

This information and the comparison with

other data in the literature can only be of partial

value while choosing between several treatment

options in restoring a particular patient with

FDPs. It must be stressed that many other factors

must also be considered andmay even lead to the

preference of an FDP design, which was found to

be at a greater risk in this or in other reports.

Among these factors are the following: the

particular clinical anatomical situation, the

expertise of the clinician and the technician,

themanufacturing processes, the alternative risks

or chances of, i.e., augmentation procedures,

placing more implants and finally, economic

aspects.

It seems to be extremely strenuous to design a

clinical study that considers all these factors.

Nevertheless, clinicians should be motivated to

systematically collect and document all relevant

information at regular intervals, thereby providing

the basis for amoremeaningful interpretation

of the survival and success rates of the reconstructions

inserted.

Conclusions

In conclusion, patients treated for chronic

periodontitis and provided with ceramo-metal

FDPs yield high survival rates, especially for

FDPs with end abutments. The incidence

rates of any negative events were drastically

increased in the three groups with cantilever

extensions c-FDPs (tt, ii, ti).

Strategic decisions in the choice of a particular

FDP design and the choice of teeth/implants

as abutments appear to influence the risks

for complications to be expected with fixed

reconstruction. If possible, extensions based

on tooth abutments should be avoided or used

only after a cautious clinical evaluation of all

options.

Acknowledgements: This study has

been supported in part by the Clinical

Research Foundation (CRF) for the Promotion

of Oral Health, Brienz, Switzerland. The

competent clinical performance of the Dental

Assistants of the Clinic for Periodontology and

Fixed Prosthodontics, University of Berne is

gratefully acknowledged. Moreover, the

competent and reliable service provided by the

Dental Hygienists of the Clinic during long

years of patient maintenance is highly

recognized.

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2010 John Wiley & Sons A/S 77 | Clin. Oral Impl. Res. 22, 2011 / 70–77



 
琪琪 @ 2011-04-12 17:39

Complication and failure rates of fixed

dental prostheses in patients treated for

periodontal disease

Urs Bra¨gger

Stefanie Hirt-Steiner

Natascha Schnell

Kurt Schmidlin

Giovanni E. Salvi

Bjarni Pjetursson

Giedre Matuliene

Marcel Zwahlen

Niklaus P. Lang

Authors’ affiliations:

Urs Bra¨gger, Stefanie Hirt-Steiner, Natascha Schnell,

Giovanni E. Salvi, Giedre Matuliene, School of Dental

Medicine, University of Bern, Bern, <st1:country-region>Switzerland

Kurt Schmidlin, Marcel Zwahlen, Institute of Social

and Preventive Medicine, University of Bern, Bern,

<st1:country-region>Switzerland

Bjarni Pjetursson, Faculty of Odontology, University of

<st1:country-region>Iceland, Reykjavik, <st1:country-region>Iceland

Niklaus P. Lang, Faculty of Dentistry, The University

of Hong Kong, Hong Kong, SAR <st1:country-region>China

Corresponding author:

Dr Prof. Urs Bra¨gger

School of Dental Medicine

University of Bern

Freiburgstrasse 7

3010 Bern

Switzerland

Tel.: t41 31 632 2541

Fax: t41 31 632 4931

e-mail: urs.braegger@zmk.unibe.ch

Key words: cantilever extensions, complications, dental implants, failures, FDP, fixed dental

prostheses, periodontitis, supportive periodontal therapy

Abstract

Objectives: To evaluate the biological and technical complication rates of fixed dental prostheses

(FDP) with end abutments or cantilever extensions on teeth (FDP-tt/cFDP-tt) on implants (FDP-ii/cFDPii)

and tooth-implant-supported (FDP-ti/cFDP-ti) in patients treated for chronic periodontitis.

Material and methods: From a cohort of 392 patients treated between 1978 and 2002 by graduate

students, 199 were re-examined in 2005. Of these, 84 patients had received ceramo-metal FDPs (six

groups).

Results: At the re-evaluation, the mean age of the patients was 62 years (36.2–83.4). One hundred and

seventy-five FDPs were seated (82 FDP-tt, 9 FDP-ii, 20 FDP-ti, 39 cFDP-tt, 15 cFDP-ii, 10 cFDP-ti). The

mean observation time was 11.3 years; 21 FDPs were lost, and 46 technical and 50 biological

complications occurred. Chances for the survival of the three groups of FDPs with end abutments were

very high (risk for failure 2.8%, 0%, 5.6%). The probability to remain without complications and/or

failure was 70.3%, 88.9% and 74.7% in FDPs with end abutments, but 49.8–25% only in FDPs with

extensions at 10 years.

Conclusions: In patients treated for chronic periodontitis and provided with ceramo-metal FDPs, high

survival rates, especially for FDPs with end abutments, can be expected. The incidence rates of any

negative events were increased drastically in the three groups with extension cFDPs (tt, ii, ti).

Strategic decisions in the choice of a particular FDP design and the choice of teeth/implants as

abutments appear to influence the risks for complications to be expected with fixed reconstruction. If

possible, extensions on tooth abutments should be avoided or used only after a cautious clinical

evaluation of all options.

Today, partially edentulous patients are increasingly

aware of their functional, esthetic and social

handicaps.

An epidemiologic survey of the prevalence of

reconstructions in various age cohorts of Swiss

citizens revealed that, in the younger age groups,

fixed dental prostheses (FDPs) were more frequent

compared with removable partial dentures.

Over the last decades, the prevalence of removable

partial or full denture wearers shifted to the

very old age groups in industrialized countries.

Hence, removable partial dentures seem to be

less accepted in some European societies (Zitzmann

et al. 2007).

As an alternative to extensive reconstructions

on, e.g., furcation-involved molar teeth or the

installation of dental implants placed in the

posterior area, the concept of a shortened

dental arch may be acceptable by most patients

(Ka¨yser 1981, 1994). A shortened dental

arch limited to the premolar occlusionmay result

in sufficient occlusal stability, chewing efficacy

and no increased risk for temporo-mandibular

disorders (Witter et al. 1994a,1994b, 2001,

2007). As long as all premolar regions and one

occluding pair of molars were present, practically

no complaints about the chewing efficacy were

reported (Sarita et al. 2003). In cases with severely

reduced dental arches with 0–2 pairs of

occluding premolars only, however, patients frequently

expressed severe complaints (Sarita et al.

2003).

Date:

Accepted 8 September 2010

To cite this article:

Bra¨gger U, Hirt-Steiner S, Schnell N, Schmidlin K, Salvi GE,

Pjetursson B, Matuliene G, Zwahlen M, Lang NP.

Complication and failure rates of fixed dental prostheses in

patients treated for periodontal disease.

Clin. Oral Impl. Res. 22, 2011; 70–77.

doi: 10.1111/j.1600-0501.2010.02095.x

70 c_ 2010 John Wiley & Sons A/S

Before the period in which implants became a

predictable treatment to add functional units in

free-end situations, fixed dental prostheses with

distal cantilever extensions were frequently incorporated.

Occasionally, FDPs with cantilever

extensions were also chosen in order to avoid

additional preparations of teeth adjacent to edentulous

spaces, i.e., in cases of intact crowns or

still acceptable existing reconstructions. Cantilever

extension FDPs, however, demonstrated increased

failure rates at 10 years compared with

conventional end-abutment fixed bridgework

(Pjetursson et al. 2004, Tan et al. 2004). Moreover,

at 5 years, higher technical complication

rates were reported (Ha¨mmerle et al. 2000; Pjetursson

et al. 2007).

The incorporation of fixed dental prostheses on

abutment teeth requires the preparation of a

dentinal core with or without prior root canal

treatment, with or without composite build-ups

that may or may not require the placement of

posts and cores.

The risks encountered with dental reconstructions

are related to the complexity and the

cumulative number of the interventions required

(Miyamoto et al. 2007; De Backer et al. 2007).

For single crowns on teeth, increased failure rates

were observed in the absence of a considerable

dentinal core (ferrule) and in cases with cast posts

and cores (Creugers et al. 2005; Schmidlin et al.

2010).

Since the late 1980s, treatment planning in

fixed prosthodontics has been revolutionized by

the possibility of incorporating implant-borne

reconstructions. Tissue-integrated implants now

serve as the basis for single crowns and may be

used strategically correctly distributed in edentulous

ridges to receive the fixed dental prostheses.

Guided bone regeneration in combination with

grafting procedures may be applied to predictably

create the necessary bone volume for a particular

implant site. Furthermore, the need for complex

pretreatment of abutment teeth with a doubtful

prognosis seems to become obsolete with implants

being chosen as abutments (Walton

2009a, 2009b).

Because of anatomical/surgical and strategic

prosthetic considerations, the FDP on implants

may include distal and/or mesial cantilever extensions.

In a situation with an abutment tooth

in need of a restoration and with a good prognosis

adjacent to an edentulous space, a mixed tooth–

implant-supported FDP may still be preferred.

Decision-making processes for treatment planning

are challenging in daily practice. Furthermore,

patients must be informed about potential

risks associated with various treatment concepts.

The expectations related to the longevity of

required reconstructions in younger age cohorts

are high due to the considerable costs involved,

especially for fixed dental prostheses on teeth or

implants (Petersson et al. 2006; Incici et al.

2009).

Choosing from available options of restorations,

the longevity and complication rates

should be considered in order to estimate the

complexity of maintenance service to be expected

(Bouchard et al. 2009).

A series of systematic reviews based on clinical

studies have collected the combined estimated

annual failure and complication rates and cumulative

risks at 5 and 10 years with reconstructions

on teeth or implants (Tan et al. 2004; Lulic et al.

2007; Pjetursson et al. 2007; Aglietta et al. 2009).

However, the data available to base decision

making for the preference of a particular reconstruction

for a particular patient are still sparse. In

the systematic reviews mentioned above, o100

reconstructions could actually be evaluated for

some patient cohorts with a detailed description

of all events observed over 5, 10 or even more

years.

Patients with risk factors such as a history of

periodontal disease, smoking (Heitz-Mayfield &

Huynh-Ba 2009) and bruxism (Salvi & Bra¨gger

2009) may demonstrate higher event rates of

failures and complications than patients without

such conditions. To what extent these conditions

may lead to increased and more complex maintenance

and repair service is of particular interest

to the clinician.

The purpose of this study was to evaluate

retrospectively the biological and technical failure

and complication rates with FDPs in partially

edentulous patients treated for chronic periodontitis.

Material and methods

Patient accrual

For this retrospective cohort study, patients with

chronic periodontitis who had been treated by

graduate students as a part of their educational

training at the Department of Periodontology and

Fixed Prosthodontics, University of Bern, during

the period 1978–2002 were recruited. The patient

cohort has been characterized recently. At

the first examination, the proportion of patients

with periodontitis defined as ‘‘patients with interproximal

probing attachment loss of 5mm in

30% of the teeth present’’ was 88.1%. If the

definition of probing attachment loss of 5mm at

two non-adjacent teeth was chosen, 97.5% of the

cases were advanced periodontitis patients (Matuliene

et al. 2008).

Comprehensive dental treatment

All patients had been treated according to a

comprehensive treatment protocol (Lang & Lo¨e

1993). In brief, following complete periodontal,

endodontic and cariologic as well as complete

radiographic examinations, a treatment plan was

established and discussed with the patient in a

case presentation. This was followed by oral

hygiene instructions and the performance of

cause-related initial periodontal therapy (i.e.,

scaling and root planing under local anesthesia).

After 6–8 weeks, a thorough evaluation of the

outcomes of initial therapy was performed. Subsequently,

periodontal surgery was performed if

indicated. The condition after periodontal therapy

in this patient cohort has been characterized

recently by Matuliene et al. (2008). Only 2.9% of

the remaining pocket depths were 44mm, 30%

of the patients had a full-mouth bleeding index

o10% and 45% within 10% and 25%.

Root canals of devital teeth in need of treatment

were filled with guttapercha and AH26 or

AHt. In case of severely reduced dentinal cores,

placement of an indirect cast post and core was

implemented. Implants were placed to avoid

preparation of intact and healthy teeth or to avoid

the replacement of still acceptable adjacent restorations.

Finally, prosthetic therapy using dental

implant or tooth supported FDPs or single unit

crowns was performed. The restorations consisted

of ceramo-metal reconstructions that

were cemented with zinc phosphate or glass

ionomer cement.

Following the completion of comprehensive

treatment, patients were enrolled in a supportive

periodontal therapy (SPT) program at the clinic of

the University of Bern or they were referred back

to private practitioners for SPT.

Clinical examination

From the 392 original cases treated and documented

according to the requirements for the

specialty board certification of the Swiss Federal

Office for Health, 199 could be recruited and reexamined

during the year 2005. The remaining

193 patients had either moved away from the

area, were too frail to participate at the re-examination

or were deceased.

At the re-examination, the patients first filled

out a questionnaire related to changes in general

health aspects, their experiences with the reconstructions

and the frequency of recall sessions

during the last years.

The clinical examination included the enumeration

of teeth, implants and reconstructions

as well as the type of reconstruction and the

number of replaced teeth per reconstruction. A

complete periodontal chart revealed the recession

and the probing pocket depths (PPD) in relation

to the cemento-enamel junction or implant

shoulder at six aspects of each tooth/implant.

The presence of BOPt or BOP_ sites was

Bra¨gger et al _ Failure and complication rates of FDP

c_

2010 John Wiley & Sons A/S 71 | Clin. Oral Impl. Res. 22, 2011 / 70–77

noted. Probing was performed by means of an

electronic device (Florida Probe Corporation,

Gainesville, FL, USA) with a standardized dimension

and force set at 0.15N. Abutment teeth

were tested for pulp vitality (CO2 test) and the

presence of carious lesions. Reconstructions and

implant components were examined carefully for

any mechanical and/or technical complications.

The radiographic examination included an

orthopantomogram as well as periapical intraoral

radiographs from the crowned teeth and/or implants.

Episodes of failures and/or complications were

derived from the patient charts in case the

patients remained as recall patients at the clinic

or from the questionnaires in case the patients

returned to private practice for maintenance care.

Evaluation of complications

The evaluation of biological complications included

caries at abutment teeth, loss of tooth

vitality, presence or absence of a periapical endodontic

lesion, periapical endodontic lesion and

caries, periodontitis (PPD _ 6mm) and BOPt,

periimplantitis (PPD _ 6mm; according to the

criteria defined in Karoussis et al. (2003)) and

BOPt, abscess formation, root fracture and/or

dentin core fracture if present.

The assessment of mechanical/technical complications

included the identification of loss of

retention, loosening of occlusal screws, ceramic

chipping, fracture of the framework and/or implant

abutment fracture (Salvi & Bra¨gger 2009).

A failure was defined as a biological, technical

or traumatic event leading to either the extraction

of the tooth or the explantation/loss of the

implant or the loss of the original FDP.

Classification of reconstructions

The FDPs were classified into six different categories:

FDPs with either end abutments or cantilever

extension FDPs on teeth (FDP-tt/cFDP-tt), FDPs

with either end implant abutments or cantilever

extensions on implants (FDP-ii/cFDP-ii) or connecting

teeth and implants (FDP-ti/cFDP-ti).

Statistical analysis

The null hypothesis postulated no difference in

the survival/success rates between the different

designs of FDPs.

The data collected were grouped according to

six categories: fixed dental prostheses with end

abutments or cantilever extensions on teeth

(FDP-tt/cFDP-tt), on implants (FDP-ii/cFDP-ii)

ormixed on teeth and implants (FDP-ti/cFDP-ti).

Descriptive statistics listed the number of

reconstructions incorporated as well as the number

of reconstructions with complications and

failures observed over 5 and 10 years and over

the entire observation period (events per 100

years of object-time).

The cumulative risk after 5 and 10 years of

observation was calculated by subtracting the

Kaplan–Meier survival function from 1. Event

rates per 100 years of object-time were calculated

by dividing the number of events by the total sum

of the time an object was under observation.

Event rates were calculated for complications

(biological and technical) and failures (biological,

technical and traumatic). The Kaplan–Meier

survival function was used to calculate the probability

of a reconstruction being free of any

complication (biological and technical) or failure

(biological, technical and traumatic). Poisson’s

regression was used to compare the six different

categories of bridges with respect to the incidence

rate of failures, and of failures and complications

by calculating the rate ratios for the first 10 years

and over the complete observation time. For

some patients, more than one reconstruction

was included in the analyses. By calculating

robust standard errors in the Poisson regressions,

this correlation was accounted for.

For event rates and for incidence rate ratios

(IRR), the estimates and 95 percent confidence

intervals were reported based on the assumption

that the number of events is Poisson’s distributed

for a given sumof observation time. The P-values

reported are two-sided. For the cumulative incidence,

95% confidence intervals are reported

based on those obtained from the Kaplan–Meier

estimates. All analyses were performed using

Stata Version 11 (Stata Corporation, College

Station, TX, USA).

Results

Patients

From the 199 patients re-examined, 84 patients

had received fixed dental prostheses. Fifty-one

were female and 33 were male patients.

The mean age of the patients at the re-evaluation

was 62 years (range 36.2–83.4 years).

FDPs

In these patients, 175 FDPs had been seated. As

indicated in Table 1, 82 were FDP-tt, 9 were

FDP-ii, 20 were FDP-ti, 39 were cFDP-tt, 15

were cFDP-ii and 10 were cFDP-ti (Table 1).

One hundred and eleven FDPs were reconstructions

with end abutments and 64 were

reconstructions with cantilever extensions.

One hundred and twenty-one FDPs were tooth

supported, 24 FDPs were implant supported and

30 FDPs were tooth–implant supported reconstructions.

5.14% of the reconstructions consisted of two

units, 34.86% were three-units, 28.57% fourunits

and 31.43% 5–14-unit FDPs.

Abutments

Three hundred and fifty-six teeth and 86 implants

were restored with FDPs. Over the entire

observation period, 33 (9.3%) abutment teeth in

14 patients and two (2.3%) implants in two

patients were lost.

Observation time

The mean observation time of all the 175 FDPs

was 11.31 years (range 2.29–26.42 years). The

mean observation time of FDPs and c-FDPs on

teeth was longer (12.1 and 13.66 years, respectively)

compared with FDPs and c-FDPs on implants

(7.43 and 8.21 years) and compared with

mixed FDPs and c-FDPs (8.13 and 10.04 years).

Failures of the reconstructions

From the 175 originally seated reconstructions,

24 (13.7%) resulted in a failure. Twenty-one

failures of the reconstructions were associated

with the loss of teeth or implants. One was a

complete loss of an FDP and two were partial

losses of the FDPs.

Complications observed over the entire

observation period

In Table 2, the frequencies of various technical

and biological complications occurring over the

observation period are listed including all the

events. Fifty-nine biological complications occurred

over the entire period (including all

events): 11 caries, three loss of vitality, 13 periodontitis,

nine peri-implantitis, 12 periapical lesions,

five fractures and six combined lesions.

Forty-six technical complications occurred

over the entire observation period (including all

events): 17 ceramic chippings, 24 loss of retention,

three fractures of prosthetic components

(abutments), one loose occlusal screw, one

‘‘crown fracture’’, one trauma and one combined

lesion.

In Table 3, the estimated annual rates of

complications and failures per 100 FDPs are

listed. These estimated rates were based on the

Table 1. Number of FDPs in each category

Number

of FDPs

Number

of c-FDPs

tt 82 39

ii 9 15

ti 20 10

tt, tooth supported; ii, implant supported; ti,

tooth–implant supported; FDP, fixed partial

denture on end abutments; c-FDP, fixed partial

denture with a cantilever extension.

Bra¨gger et al _ Failure and complication rates of FDP

72 | Clin. Oral Impl. Res. 22, 2011 / 70–77 c_ 2010 John Wiley & Sons A/S

actual number of observed events in the first 10

years. Within the first 10 years, 40 biologic and

30 technical complications and 14 failures occurred.

The estimated annual event rates for biological

complications per 100 reconstructions ranged

from 0 to 2 for FDP with end abutments and

from 4.6 to 6.1 for FDPs with cantilever extensions.

The estimated annual event rates for technical

complications per 100 reconstructions ranged

from 0.6 to 1.9 for FDPs with end abutments

and from 1.9 to 7.8 for FDPs with cantilever

extensions.

The estimated annual event rates for loss of the

reconstruction per 100 FDPs ranged from 0 to 0.7

for FDPs with end abutments and from 1.1 to 2.5

for FDPs with extensions.

In Table 4, the estimated cumulative risks of a

complication or a failure at 5 and 10 years of

observation are listed, grouped according to the

six types of FDPs.

The cumulative risk for loss (failure) for FDPtt/

ii/ti and c-FDP t-I was 0 at 5 years and for

FDP-ii at 10 years.

The cumulative risk for loss (failure) for c-

FDPs was considerably higher at 5 and 10 years,

respectively, ranging from 10% to 23.6%.

The cumulative risk for biological complications

was still low for most of the types of FDPs,

with the exception of cFDP-tt (18.4%) and cFDPti

(10%) at 5 years, but increased for most of the

reconstructions at 10 years, when FDP-ii still had

a 0% risk, and the risks for other FDPs with end

abutments were 18.8% and 17.8%, respectively.

In the group of FDPs with cantilever extensions,

the cumulative risk at 10 years reached values

ranging from 43.2% to 70.4%.

The cumulative risks for technical complications

ranged from 0% to 35.7% at 5 years and

from 9.1% to 65% at 10 years.

In Table 5, the probabilities for the FDPs of

remaining free from any complication/failure

over 5 and 10 years are listed.

Already at 5 years, the FDPs with cantilever

extensions had lower probabilities to remain

completely unaffected (60–80%) compared with

FDPs with end abutments (88.9–100%).

At 10 years, the probability of remaining free

from complications/failures ranged from 70.3%

to 88.9% for FDP with end abutments, but was

clearly reduced to 25% and 49.8% in the group

with cantilever extensions.

In Fig. 1, the decreases in the number of FDPs

free from complications and failures are depicted

for each category using the Kaplan–Meier survival

function.

In Table 6, the IRR of failures, and failures

combined with any complications are listed for

the six groups of FDPs. Only the first 10 years as

well as the entire observation period were considered.

The rates of events observed in the group FDPtt

were chosen as a reference. Compared with the

reference, the IRR were reduced in seven out of

eight comparisons, with the most favorable values

for the failure of FDP-ii.

The IRR, however, were increased in c-FDPs

in 12 out of 12 comparisons.

Discussion

This study was undertaken to evaluate the biological

and technical complication and failure

rates encountered with fixed dental prostheses

on teeth and implants in partially edentulous

patients who had been treated for advanced periodontitis.

As reported recently (Schmidlin et al. 2010), 64

out of 199 patients re-examined in this study had

received 168 single crowns on either a tooth with

a vital pulp (56), an endodontically treated tooth

(34), a tooth with a cast post and core (39) or an

implant (39). During a mean observation period

of 11.8 years, 19 single crowns were lost. All the

crowns were ceramo-metal crowns. In that respect,

the presence of severe loss of dentin requiring

the fabrication of a cast post and core resulted

in the highest rate of failures.

From the 199 patients who were re-examined,

84 had received FDPs. Altogether, 24 out of 175

reconstructions were lost after an observation

period of about 11 years (range 2.29–26.42). For

all the parameters assessed, a trend for more

frequent negative events was observed for FDPs

with cantilever extensions. The time in function

of the FDPs of the present study was considerable.

Titles of published reports often report

observation times reaching far beyond 10 years.

However, when the means and ranges of the

actual observation times are scrutinized, a more

realistic estimation of the exposure times of the

reconstructions is revealed. Thus, up to 18- or

Table 2. Complications

Event details Frequencies % Cumulative

Biological events

Root fracture 1 0.9 50.5

Caries and excessive bone loss 1 0.9 51.4

Periapical disease and caries 2 1.9 49.5

Loss of vitality 3 2.8 13.1

Caries and periodontitis 3 2.8 47.7

Periimplantitis 9 8.4 33.6

Caries 11 10.3 10.3

Periapical disease 12 11.2 44.9

Periodontitis 13 12.2 25.2

Technical Events

Loosening of occlusal screw 1 0.9 97.2

Fracture of a crown framework 1 0.9 98.1

Trauma 1 0.9 99

Ceramic chipping and crown framework fracture 1 0.9 100

Fracture of secondary part (component) 3 2.8 96.2

Abutment fracture 4 3.7 55.1

Ceramic chipping 17 15.9 71

Loss of retention 24 22.4 93.4

Total 107 100

Table 3. Estimated annual rate of complications and failures per 100 FDPs based on the number of

events observed in the first 10 years

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

Reconstructions seated 82 9 20 39 15 10

Biological complications

Number of events in the first 10 years 12 0 3 15 5 5

Annual event rate per 100 crowns 1.8 0 2 5 4.6 6.1

95% CI 1–3.1 0–6 0.6–6.3 3.3–7.6 1.9–11 3–12.5

Technical complications

Number of events in the first 10 years 11 1 1 6 6 5

Annual event rate per 100 crowns 1.7 1.9 0.6 1.9 7.8 7.4

95% CI 1–3 0.2–15 0.1–4.3 0.9–4 2.8–21.5 3.3–16.5

Failures

Number of events in the first 10 years 2 0 1 8 2 1

Annual event rate per 100 crowns 0.3 0 0.7 2.5 1.8 1.1

95% CI 0.1–1.1 0–6 0.1–4.8 1.4–4.5 0.5–7.4 0.2–7.8

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP, fixed partial denture with cantilever

extension; ii, implant supported; CI, confidence interval; ti, tooth–implant supported.

Bra¨gger et al _ Failure and complication rates of FDP

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2010 John Wiley & Sons A/S 73 | Clin. Oral Impl. Res. 22, 2011 / 70–77

20-year long-term results may actually be reduced

to a mean observation period of about 10

years (De Backer et al. 2006a, 2006b; Decock

et al. 1996).

The detailed event rates/risks observed with

the different designs of the FDPs of this study

will be compared with the findings from other

reports.

Survival/failure

The chances for survival of the FDP-tt over 5 and

10 years were very favorable for reconstructions

observed in the present report (risk for failure 0%

and 2.8%). Based on seven publications with

2088 FDP-tt exposed to 11,998 years, the estimated

chance for survival was 93.3% at 5 years.

Based on eight publications with 1218 FDP-tt

exposed for 10,446 years, the estimated chance

for survival at 10 years was 89.2% (Pjetursson et

al. 2007).

In the present report, the most favorable

chance for survival was demonstrated by the

FDP-ii (100%). This is superior to survival rates

of 95.2% at 5 years reported in a systematic

review based on 17 papers, with 1384 FDP-ii

exposed to 6989 years and 86.7% at 10 years

reported in only three papers with 219 FDP-ii

exposed to 1889 years (Pjetursson et al. 2007).

Although subject to speculation, the reason for

this favorable outcome in the present study may

be explained on the basis of a careful presurgical

risk evaluation consequently performed for implant

patients in this cohort. Likewise, the patients

receiving implants for combined tooth–

implant supported reconstructions yielded higher

survival rates after 5 and 10 years compared with

those of systematic reviews (0% failure at 5 years

and 5.6% failures at 10 years). In those, much

lower estimated values were reported (Pjetursson

et al. 2007). Based on six studies, 199 FDP-ti

were exposed to 976 years of function and had a

chance for survival of 95.5% at 5 years. For 10

years, this was significantly reduced to 77.8%.

Only 72 FDP-ti could be analyzed and were

exposed to 517 years (Pjetursson et al. 2007).

In the present report, cFDPs-tt with cantilever

extensions demonstrated higher risks for failures

(10% at 5 years and 23.6% at 10 years) compared

with FDPs-tt with end abutments. This difference

between the survival of the two categories is

in agreement with the recent systematic review

(Pjetursson et al. 2007). Based on six papers with

432 cFDP-tt exposed to 2112 years, the chance

for survival was 94.4% at 5 and reduced to

80.3% at 10 years (based on six papers with

239 cFDP-tt exposed for 2229 years (Pjetursson

et al. 2007).

The cumulative risk for the failure of cantilever

reconstructions on implant abutments (cFDP-ii)

reached 13.3% at 5 years and remained at 13.3%

at 10 years in the present report. In a recent

systematic review (Aglietta et al. 2009), five

clinical studies with 180 cFDP-ii were included

and yielded a cumulative chance of survival of

94.3% at 5 and 88.9% at 10 years, respectively.

Comparison of the results of the present evaluation

on 5- and 10-year survival of tooth- or

implant-supported cantilever reconstructions

with those of the systematic reviews (Pjetursson

et al. 2007; Aglietta et al. 2009) that covered the

entire dental literature reporting on a mean observation

period of at least 5 years reveals 4–8%

lower survival after 5 years and 2–4% lower

survival after 10 years. These differences appear

to be small and not significant and may not have

to be justified. Especially, the 10-year survival

rate for implant-supported cantilever reconstruc-

Table 4. Estimated cumulative risk and 95% confidence interval of biological and/or technical complications and/or failures (including trauma) of FDP over

5 and 10 years of observation

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

Reconstructions seated 82 9 20 39 15 10

Reconstructions with biological complications

Cumulative risk (%) after 5 years 95% CI 2.5 0 0 18.4 0 10

(0.6–9.5) (0–37) (0–17.6) (9.2–34.8) (0–24.7) (1.5–52.7)

Cumulative risk (%) after 10 years 95% CI 18.8 0 17.8 43.2 70.4 58

(11–31.1) (0–52.2) (6.1–45.7) (28.5–62) (30–84.1) (28.5–89.4)

Reconstructions with technical complications

Cumulative risk (%) after 5 years 95% CI 6.2 11.1 0 5.4 35.7 20

(2.6–14.2) (1.6–56.7) (0–17.6) (1.4–20.1) (16.7–65.7) (5.4–59.1)

Cumulative risk (%) after 10 years 95% CI 15.6 11.1 9.1 18.2 Not enough data 65

(8.9–26.8) (1.6–56.7) (1.3–49.2) (8.5–36.3) (31.8–94.4)

Reconstructions lost

Cumulative risk (%) after 5 years 95% CI 0 0 0 10.4 13.3 0

(0–4.8) (0–36.9) (0–17.6) (4–25.4) (3.5–43.6) (0–52.2)

Cumulative risk (%) after 10 years 95% CI 2.8 0 5.6 23.6 13.3 10

(0.7–10.7) (0–52.2) (0.8–33.4) (12.4–42.1) 3.5–43.6 1.5–52.7

Biological complications included: caries, loss of vitality, periodontitis or periimplantitis (pocket depth _ 6mm, BOPt), periapical radiolucent zone, root or tooth fracture

and abscess.

Technical complications included: porcelain fracture, loss of retention, implant fracture, crown fracture and loosening of the occlusal screws.

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP-tt, fixed partial denture with cantilever extensions on teeth; ii, implant supported; CI, confidence

interval; ti, tooth–implant supported.

Table 5. Probability for FDPs to remain without any biological or technical complication or failures over 5 and 10 years

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

Reconstructions seated 82 9 20 39 15 10

Free of any complications after 5 years (%) 91.4 88.9 100 79.4 60 80

95% CI (82.7–95.8) (43.3–98.4) (82.4–100) (63–89.1) (31.8–79.6) (40.9–94.6)

Free of any complications after 10 years (%) 70.3 88.9 74.7 49.8 Not enough data 25

95% CI (57.4–79.9) (43.3–98.4) (45.4–89.8) (32.4–64.9) (4.1–54.2)

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP-tt, fixed partial denture with cantilever extensions on teeth; ii, implant supported; CI, confidence

interval; ti, tooth–implant supported.

Bra¨gger et al _ Failure and complication rates of FDP

74 | Clin. Oral Impl. Res. 22, 2011 / 70–77 c_ 2010 John Wiley & Sons A/S

tions of 86.7% in the present study compares

well with that of 88.9% reported in the systematic

review (Aglietta et al. 2009).

Biological/technical complications

Based on the events observed over 10 years,

the parameter of annual event rate per 100

reconstructions per year was calculated for both

technical and biological complications. These

annual rates ranged from 0 to 2 for FDPs

with end abutments but, again, were much

higher in the cantilever reconstruction groups

(c-FDP), ranging from 5 to 6.1 annual events

per 100 reconstructions.

Consequently, the cumulative risk for biological

or technical complications at 5 and 10 years

resulted in considerable differences between the

groups of reconstructions. The IRR at 10 years

(and over the entire observation period) ranged

from 1.4 up to 8.66. Eventually, this resulted in

low probabilities for the reconstructions to

remain completely free of any complications/

failures at 10 years.

Pjetursson & Lang (2008) presented a concept

for prosthetic treatment planning on the basis of

scientific evidence and applied it to eight clinical

situations in which the preferred treatment option

for fixed reconstructions was propagated.

The results of systematic reviews formed one

base for this concept. However, single studies

were carefully analyzed as well, as systematic

reviews tend to pool data from diverse patient

populations, treatment concepts, dentists, technicians,

materials and designs of reconstructions

(Walton 2002).

By defining strict inclusion criteria and by

providing statistical analyses that consider different

observation periods, different numbers of

objects, confidence intervals, etc., some of the

weak aspects of ‘‘pooling’’ data may be reduced.

In addition, the process of analyzing data for

systematic reviews points to the fact that outcomes

are still not being reported in an internationally

accepted standardized way. Reporting

complications in detail will eventually lead to

improved quality of future reports (Karlsson

1989; Decock et al. 1996; Salvi & Bra¨gger 2009).

Moreover, in evaluating the literature for clinical

treatment planning, the effects of single

cohorts have to be analyzed. In a specialist clinic

for prosthodontics, a patient cohort (Group 1)

treated in the years from 1989 to 1993 was

compared with a patient cohort benefitting from

the options of implant-supported reconstructions

being treated from 1992 to 2001 (Group 2). A

significant shift in the survival of single crowns

and FDPs on teeth was observed (Walton 2009a,

2009b). In Group 1, the estimated survival of

FDPs was 77 _ 8% at 10 years, while the

survival rate in Group 2 reached 90 _ 6% (still

NS, Po0.05). Three-unit FDPs were surviving

up to 97 _ 2% in Group 2.

In Group 1, devital abutment teeth of FDPs

demonstrated a reduced survival (89 _ 3%)

compared with Group 2 (96 _ 2%) (w2,

Po0.05). In Group 2, the fracture rate and losses

due to progression of periodontal disease were

also less frequent.

Because of the introduction of implants, the

span length and complexity of the provided FDPs

on teeth and the use of biologically and structurally

compromised abutment teeth were reduced

in Group 2 (Walton 2009a, 2009b).

Tooth–implant-supported FDPs have been presented

as an acceptable treatment option (Bra¨gger

et al. 2001; Lang et al. 2004; Nickenig et al.

2008), although higher risks for failures and

complications have been observed (Bra¨gger et al.

2005; Pjetursson et al. 2007).

The results of the present study appear to

validate the recommendation of an acceptable

treatment option, as tooth–implant-supported

FDPs did not result in increased failure and

complication rates compared with the FDP-tt

and FDP-ii.

The obvious discrepancy of the results of the

present study for the 10-year data of combined

tooth–implant supported reconstructions with

those of a systematic review (Lang et al. 2004)

0.00

0.25

0.50

0.75

1.00

0 5 10 15 20 25

Observation time (years)

FDP-tt FDP-ii FDP-ti

c-FDP-tt c-FDP-ii c-FDP-ti

Kaplan-Meier survival function

FDP Fixed partial denture on end abutments tt tooth-supported

c-FDP Fixed partial denture with cantilever

extension

ii implant-supported

ti tooth-implant supported

Fig. 1. Fixed dental prostheses (FDPs) free from complication or failure by type of FDP (Kaplan–Meier survival function).

Table 6. Incidence rate ratio and 95% confidence interval of failures incl. complications by type of FDP

in the first 10 years and over the entire observation period (univariable)

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

First 10 years

Failure I 0 2.33 8.66n 6.38 3.95

95% CI 0–59.9w 0.21–25.51 1.93–38.8 0.93–43.88 0.38–40.93

Failure and complications

combined

I 0.6 0.85 1.97n 3.76n 3.31n

95% CI 0.07–4.99 0.3–2.41 1.15–3.35 1.62–8.73 1.65–6.63

Complete observation time

Failure I 0 0.84 4.16n 2.42 1.41

95% CI 0–9.75w 0.1–6.91 1.89–9.42 0.52–11.24 0.18–10.83

Failure and complications

combined

I 0.97 0.85 1.77n 3.21n 2.64n

95% CI 0.26–3.57 0.35–2.08 1.08–2.91 1.44–7.16 1.28–5.44

nPo0.05 (from Poisson’s regression).

wFrom exact Poisson’s regression.

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP-tt, fixed partial denture with cantilever

extensions on teeth; ii, implant supported; CI, confidence interval; ti, tooth–implant supported.

Bra¨gger et al _ Failure and complication rates of FDP

c_

2010 John Wiley & Sons A/S 75 | Clin. Oral Impl. Res. 22, 2011 / 70–77

is striking (94.4% vs. 77.8%). Because of the fact

that the actual number of FDPs t-i from which

long-term data were available for analysis in the

systematic review was small, changes in the

recommendations for treatment planning may

be explained. Combining evidence from the literature

with clinical logic may be optimal for

presenting practical guidelines (Greenstein et al.

2009) to improve the chance for a successful

tooth–implant-supported FDP.

The most obvious finding of the present report

was the confirmation of ‘‘cantilever extensions’’

as a technical risk factor.

In a retrospective evaluation of cFDP-tt that

had been incorporated 5–16 years before a followup

examination, biological and/or technical problems

in one out of every five abutment tooth

were reported (Ha¨mmerle et al. 2000). The same

abutment tooth could have been affected by

biological and technical complications at the

same time. The most frequent biological complication

was the loss of pulp vitality in 10% of

originally vital abutment teeth. The most frequent

technical complication was the loss of

retention, which occurred in 12% of non-vital

and in 4% of vital abutment teeth.

Moreover, a list of failures/complications from

137 re-examined c-FDPs of 213 originally placed

restorations after a mean exposure time of 6 years

(range 2–18 years) was presented (Decock et al.

1996). The Kaplan–Meier survival reached 60%

at 12 years. Sixty percent of the failures were true

failures leading to the loss of the reconstructions,

while in 40%of the ‘‘failures’’, a restoration could

be placed, endodontic or periodontal therapy was

provided or the c-FDPs could be recemented.

When cFDP-tt were followed over longer observation

periods in the same clinic (De Backer et

al. 2007), the failures in c-FDPs on devital abutment

teeth occurred earlier and were more frequent

compared with c-FDPs on vital teeth.

In a systematic review on cantilever reconstructions

on teeth (Lang et al. 2004), the following

annual rates of technical and biological

complications were listed for cFDP-tt: 0.95 for

caries of abutments, 3.95 loss of vitality, 1.75

loss of retention, 0.61 veneer frame work fracture

and 0.72 chipping of ceramic or fracture.

On the other hand, another systematic review

on cantilever reconstructions on implants

(Aglietta et al. 2009) reported the following rates

for biological and technical complications for

cFDP-ii after 5 years of function:

Periimplantitis: 9.4% of cFDP-ii, 10.5% veneer

fractures (3.9–26.6%), 8.5% screw loosening

(3.9–17%), 5.7% loss of retention (1.9–

16.5%), 2.1% abutment fractures (0.9–5.1%)

and 1.5% implant fractures (0.2–8.5%).

Limitations

The data obtained from this cohort of patients

need to be interpreted with caution.

First of all, only a small number of reconstructions

could be observed in each group of FDPs.

Many different clinical situations and reconstruction

designs were pooled. There were more than

20 dentists and more than 10 different technical

laboratories involved in the fabrication of the

reconstructions and this was not considered in

the evaluation of the data.

With the statistical analyses applied by

choosing IRR (Table 6), a statistically significant

increased risk for failure and failure and/or any

complication was noted for the groups of reconstructions

with extensions.

This information and the comparison with

other data in the literature can only be of partial

value while choosing between several treatment

options in restoring a particular patient with

FDPs. It must be stressed that many other factors

must also be considered andmay even lead to the

preference of an FDP design, which was found to

be at a greater risk in this or in other reports.

Among these factors are the following: the

particular clinical anatomical situation, the

expertise of the clinician and the technician,

themanufacturing processes, the alternative risks

or chances of, i.e., augmentation procedures,

placing more implants and finally, economic

aspects.

It seems to be extremely strenuous to design a

clinical study that considers all these factors.

Nevertheless, clinicians should be motivated to

systematically collect and document all relevant

information at regular intervals, thereby providing

the basis for amoremeaningful interpretation

of the survival and success rates of the reconstructions

inserted.

Conclusions

In conclusion, patients treated for chronic

periodontitis and provided with ceramo-metal

FDPs yield high survival rates, especially for

FDPs with end abutments. The incidence

rates of any negative events were drastically

increased in the three groups with cantilever

extensions c-FDPs (tt, ii, ti).

Strategic decisions in the choice of a particular

FDP design and the choice of teeth/implants

as abutments appear to influence the risks

for complications to be expected with fixed

reconstruction. If possible, extensions based

on tooth abutments should be avoided or used

only after a cautious clinical evaluation of all

options.

Acknowledgements: This study has

been supported in part by the Clinical

Research Foundation (CRF) for the Promotion

of Oral Health, Brienz, Switzerland. The

competent clinical performance of the Dental

Assistants of the Clinic for Periodontology and

Fixed Prosthodontics, University of Berne is

gratefully acknowledged. Moreover, the

competent and reliable service provided by the

Dental Hygienists of the Clinic during long

years of patient maintenance is highly

recognized.

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Bra¨gger et al _ Failure and complication rates of FDP

c_

2010 John Wiley & Sons A/S 77 | Clin. Oral Impl. Res. 22, 2011 / 70–77

Complication and failure rates of fixed

dental prostheses in patients treated for

periodontal disease

Urs Bra¨gger

Stefanie Hirt-Steiner

Natascha Schnell

Kurt Schmidlin

Giovanni E. Salvi

Bjarni Pjetursson

Giedre Matuliene

Marcel Zwahlen

Niklaus P. Lang

Authors’ affiliations:

Urs Bra¨gger, Stefanie Hirt-Steiner, Natascha Schnell,

Giovanni E. Salvi, Giedre Matuliene, School of Dental

Medicine, University of Bern, Bern, <st1:country-region>Switzerland

Kurt Schmidlin, Marcel Zwahlen, Institute of Social

and Preventive Medicine, University of Bern, Bern,

<st1:country-region>Switzerland

Bjarni Pjetursson, Faculty of Odontology, University of

<st1:country-region>Iceland, Reykjavik, <st1:country-region>Iceland

Niklaus P. Lang, Faculty of Dentistry, The University

of Hong Kong, Hong Kong, SAR <st1:country-region>China

Corresponding author:

Dr Prof. Urs Bra¨gger

School of Dental Medicine

University of Bern

Freiburgstrasse 7

3010 Bern

Switzerland

Tel.: t41 31 632 2541

Fax: t41 31 632 4931

e-mail: urs.braegger@zmk.unibe.ch

Key words: cantilever extensions, complications, dental implants, failures, FDP, fixed dental

prostheses, periodontitis, supportive periodontal therapy

Abstract

Objectives: To evaluate the biological and technical complication rates of fixed dental prostheses

(FDP) with end abutments or cantilever extensions on teeth (FDP-tt/cFDP-tt) on implants (FDP-ii/cFDPii)

and tooth-implant-supported (FDP-ti/cFDP-ti) in patients treated for chronic periodontitis.

Material and methods: From a cohort of 392 patients treated between 1978 and 2002 by graduate

students, 199 were re-examined in 2005. Of these, 84 patients had received ceramo-metal FDPs (six

groups).

Results: At the re-evaluation, the mean age of the patients was 62 years (36.2–83.4). One hundred and

seventy-five FDPs were seated (82 FDP-tt, 9 FDP-ii, 20 FDP-ti, 39 cFDP-tt, 15 cFDP-ii, 10 cFDP-ti). The

mean observation time was 11.3 years; 21 FDPs were lost, and 46 technical and 50 biological

complications occurred. Chances for the survival of the three groups of FDPs with end abutments were

very high (risk for failure 2.8%, 0%, 5.6%). The probability to remain without complications and/or

failure was 70.3%, 88.9% and 74.7% in FDPs with end abutments, but 49.8–25% only in FDPs with

extensions at 10 years.

Conclusions: In patients treated for chronic periodontitis and provided with ceramo-metal FDPs, high

survival rates, especially for FDPs with end abutments, can be expected. The incidence rates of any

negative events were increased drastically in the three groups with extension cFDPs (tt, ii, ti).

Strategic decisions in the choice of a particular FDP design and the choice of teeth/implants as

abutments appear to influence the risks for complications to be expected with fixed reconstruction. If

possible, extensions on tooth abutments should be avoided or used only after a cautious clinical

evaluation of all options.

Today, partially edentulous patients are increasingly

aware of their functional, esthetic and social

handicaps.

An epidemiologic survey of the prevalence of

reconstructions in various age cohorts of Swiss

citizens revealed that, in the younger age groups,

fixed dental prostheses (FDPs) were more frequent

compared with removable partial dentures.

Over the last decades, the prevalence of removable

partial or full denture wearers shifted to the

very old age groups in industrialized countries.

Hence, removable partial dentures seem to be

less accepted in some European societies (Zitzmann

et al. 2007).

As an alternative to extensive reconstructions

on, e.g., furcation-involved molar teeth or the

installation of dental implants placed in the

posterior area, the concept of a shortened

dental arch may be acceptable by most patients

(Ka¨yser 1981, 1994). A shortened dental

arch limited to the premolar occlusionmay result

in sufficient occlusal stability, chewing efficacy

and no increased risk for temporo-mandibular

disorders (Witter et al. 1994a,1994b, 2001,

2007). As long as all premolar regions and one

occluding pair of molars were present, practically

no complaints about the chewing efficacy were

reported (Sarita et al. 2003). In cases with severely

reduced dental arches with 0–2 pairs of

occluding premolars only, however, patients frequently

expressed severe complaints (Sarita et al.

2003).

Date:

Accepted 8 September 2010

To cite this article:

Bra¨gger U, Hirt-Steiner S, Schnell N, Schmidlin K, Salvi GE,

Pjetursson B, Matuliene G, Zwahlen M, Lang NP.

Complication and failure rates of fixed dental prostheses in

patients treated for periodontal disease.

Clin. Oral Impl. Res. 22, 2011; 70–77.

doi: 10.1111/j.1600-0501.2010.02095.x

70 c_ 2010 John Wiley & Sons A/S

Before the period in which implants became a

predictable treatment to add functional units in

free-end situations, fixed dental prostheses with

distal cantilever extensions were frequently incorporated.

Occasionally, FDPs with cantilever

extensions were also chosen in order to avoid

additional preparations of teeth adjacent to edentulous

spaces, i.e., in cases of intact crowns or

still acceptable existing reconstructions. Cantilever

extension FDPs, however, demonstrated increased

failure rates at 10 years compared with

conventional end-abutment fixed bridgework

(Pjetursson et al. 2004, Tan et al. 2004). Moreover,

at 5 years, higher technical complication

rates were reported (Ha¨mmerle et al. 2000; Pjetursson

et al. 2007).

The incorporation of fixed dental prostheses on

abutment teeth requires the preparation of a

dentinal core with or without prior root canal

treatment, with or without composite build-ups

that may or may not require the placement of

posts and cores.

The risks encountered with dental reconstructions

are related to the complexity and the

cumulative number of the interventions required

(Miyamoto et al. 2007; De Backer et al. 2007).

For single crowns on teeth, increased failure rates

were observed in the absence of a considerable

dentinal core (ferrule) and in cases with cast posts

and cores (Creugers et al. 2005; Schmidlin et al.

2010).

Since the late 1980s, treatment planning in

fixed prosthodontics has been revolutionized by

the possibility of incorporating implant-borne

reconstructions. Tissue-integrated implants now

serve as the basis for single crowns and may be

used strategically correctly distributed in edentulous

ridges to receive the fixed dental prostheses.

Guided bone regeneration in combination with

grafting procedures may be applied to predictably

create the necessary bone volume for a particular

implant site. Furthermore, the need for complex

pretreatment of abutment teeth with a doubtful

prognosis seems to become obsolete with implants

being chosen as abutments (Walton

2009a, 2009b).

Because of anatomical/surgical and strategic

prosthetic considerations, the FDP on implants

may include distal and/or mesial cantilever extensions.

In a situation with an abutment tooth

in need of a restoration and with a good prognosis

adjacent to an edentulous space, a mixed tooth–

implant-supported FDP may still be preferred.

Decision-making processes for treatment planning

are challenging in daily practice. Furthermore,

patients must be informed about potential

risks associated with various treatment concepts.

The expectations related to the longevity of

required reconstructions in younger age cohorts

are high due to the considerable costs involved,

especially for fixed dental prostheses on teeth or

implants (Petersson et al. 2006; Incici et al.

2009).

Choosing from available options of restorations,

the longevity and complication rates

should be considered in order to estimate the

complexity of maintenance service to be expected

(Bouchard et al. 2009).

A series of systematic reviews based on clinical

studies have collected the combined estimated

annual failure and complication rates and cumulative

risks at 5 and 10 years with reconstructions

on teeth or implants (Tan et al. 2004; Lulic et al.

2007; Pjetursson et al. 2007; Aglietta et al. 2009).

However, the data available to base decision

making for the preference of a particular reconstruction

for a particular patient are still sparse. In

the systematic reviews mentioned above, o100

reconstructions could actually be evaluated for

some patient cohorts with a detailed description

of all events observed over 5, 10 or even more

years.

Patients with risk factors such as a history of

periodontal disease, smoking (Heitz-Mayfield &

Huynh-Ba 2009) and bruxism (Salvi & Bra¨gger

2009) may demonstrate higher event rates of

failures and complications than patients without

such conditions. To what extent these conditions

may lead to increased and more complex maintenance

and repair service is of particular interest

to the clinician.

The purpose of this study was to evaluate

retrospectively the biological and technical failure

and complication rates with FDPs in partially

edentulous patients treated for chronic periodontitis.

Material and methods

Patient accrual

For this retrospective cohort study, patients with

chronic periodontitis who had been treated by

graduate students as a part of their educational

training at the Department of Periodontology and

Fixed Prosthodontics, University of Bern, during

the period 1978–2002 were recruited. The patient

cohort has been characterized recently. At

the first examination, the proportion of patients

with periodontitis defined as ‘‘patients with interproximal

probing attachment loss of 5mm in

30% of the teeth present’’ was 88.1%. If the

definition of probing attachment loss of 5mm at

two non-adjacent teeth was chosen, 97.5% of the

cases were advanced periodontitis patients (Matuliene

et al. 2008).

Comprehensive dental treatment

All patients had been treated according to a

comprehensive treatment protocol (Lang & Lo¨e

1993). In brief, following complete periodontal,

endodontic and cariologic as well as complete

radiographic examinations, a treatment plan was

established and discussed with the patient in a

case presentation. This was followed by oral

hygiene instructions and the performance of

cause-related initial periodontal therapy (i.e.,

scaling and root planing under local anesthesia).

After 6–8 weeks, a thorough evaluation of the

outcomes of initial therapy was performed. Subsequently,

periodontal surgery was performed if

indicated. The condition after periodontal therapy

in this patient cohort has been characterized

recently by Matuliene et al. (2008). Only 2.9% of

the remaining pocket depths were 44mm, 30%

of the patients had a full-mouth bleeding index

o10% and 45% within 10% and 25%.

Root canals of devital teeth in need of treatment

were filled with guttapercha and AH26 or

AHt. In case of severely reduced dentinal cores,

placement of an indirect cast post and core was

implemented. Implants were placed to avoid

preparation of intact and healthy teeth or to avoid

the replacement of still acceptable adjacent restorations.

Finally, prosthetic therapy using dental

implant or tooth supported FDPs or single unit

crowns was performed. The restorations consisted

of ceramo-metal reconstructions that

were cemented with zinc phosphate or glass

ionomer cement.

Following the completion of comprehensive

treatment, patients were enrolled in a supportive

periodontal therapy (SPT) program at the clinic of

the University of Bern or they were referred back

to private practitioners for SPT.

Clinical examination

From the 392 original cases treated and documented

according to the requirements for the

specialty board certification of the Swiss Federal

Office for Health, 199 could be recruited and reexamined

during the year 2005. The remaining

193 patients had either moved away from the

area, were too frail to participate at the re-examination

or were deceased.

At the re-examination, the patients first filled

out a questionnaire related to changes in general

health aspects, their experiences with the reconstructions

and the frequency of recall sessions

during the last years.

The clinical examination included the enumeration

of teeth, implants and reconstructions

as well as the type of reconstruction and the

number of replaced teeth per reconstruction. A

complete periodontal chart revealed the recession

and the probing pocket depths (PPD) in relation

to the cemento-enamel junction or implant

shoulder at six aspects of each tooth/implant.

The presence of BOPt or BOP_ sites was

Bra¨gger et al _ Failure and complication rates of FDP

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2010 John Wiley & Sons A/S 71 | Clin. Oral Impl. Res. 22, 2011 / 70–77

noted. Probing was performed by means of an

electronic device (Florida Probe Corporation,

Gainesville, FL, USA) with a standardized dimension

and force set at 0.15N. Abutment teeth

were tested for pulp vitality (CO2 test) and the

presence of carious lesions. Reconstructions and

implant components were examined carefully for

any mechanical and/or technical complications.

The radiographic examination included an

orthopantomogram as well as periapical intraoral

radiographs from the crowned teeth and/or implants.

Episodes of failures and/or complications were

derived from the patient charts in case the

patients remained as recall patients at the clinic

or from the questionnaires in case the patients

returned to private practice for maintenance care.

Evaluation of complications

The evaluation of biological complications included

caries at abutment teeth, loss of tooth

vitality, presence or absence of a periapical endodontic

lesion, periapical endodontic lesion and

caries, periodontitis (PPD _ 6mm) and BOPt,

periimplantitis (PPD _ 6mm; according to the

criteria defined in Karoussis et al. (2003)) and

BOPt, abscess formation, root fracture and/or

dentin core fracture if present.

The assessment of mechanical/technical complications

included the identification of loss of

retention, loosening of occlusal screws, ceramic

chipping, fracture of the framework and/or implant

abutment fracture (Salvi & Bra¨gger 2009).

A failure was defined as a biological, technical

or traumatic event leading to either the extraction

of the tooth or the explantation/loss of the

implant or the loss of the original FDP.

Classification of reconstructions

The FDPs were classified into six different categories:

FDPs with either end abutments or cantilever

extension FDPs on teeth (FDP-tt/cFDP-tt), FDPs

with either end implant abutments or cantilever

extensions on implants (FDP-ii/cFDP-ii) or connecting

teeth and implants (FDP-ti/cFDP-ti).

Statistical analysis

The null hypothesis postulated no difference in

the survival/success rates between the different

designs of FDPs.

The data collected were grouped according to

six categories: fixed dental prostheses with end

abutments or cantilever extensions on teeth

(FDP-tt/cFDP-tt), on implants (FDP-ii/cFDP-ii)

ormixed on teeth and implants (FDP-ti/cFDP-ti).

Descriptive statistics listed the number of

reconstructions incorporated as well as the number

of reconstructions with complications and

failures observed over 5 and 10 years and over

the entire observation period (events per 100

years of object-time).

The cumulative risk after 5 and 10 years of

observation was calculated by subtracting the

Kaplan–Meier survival function from 1. Event

rates per 100 years of object-time were calculated

by dividing the number of events by the total sum

of the time an object was under observation.

Event rates were calculated for complications

(biological and technical) and failures (biological,

technical and traumatic). The Kaplan–Meier

survival function was used to calculate the probability

of a reconstruction being free of any

complication (biological and technical) or failure

(biological, technical and traumatic). Poisson’s

regression was used to compare the six different

categories of bridges with respect to the incidence

rate of failures, and of failures and complications

by calculating the rate ratios for the first 10 years

and over the complete observation time. For

some patients, more than one reconstruction

was included in the analyses. By calculating

robust standard errors in the Poisson regressions,

this correlation was accounted for.

For event rates and for incidence rate ratios

(IRR), the estimates and 95 percent confidence

intervals were reported based on the assumption

that the number of events is Poisson’s distributed

for a given sumof observation time. The P-values

reported are two-sided. For the cumulative incidence,

95% confidence intervals are reported

based on those obtained from the Kaplan–Meier

estimates. All analyses were performed using

Stata Version 11 (Stata Corporation, College

Station, TX, USA).

Results

Patients

From the 199 patients re-examined, 84 patients

had received fixed dental prostheses. Fifty-one

were female and 33 were male patients.

The mean age of the patients at the re-evaluation

was 62 years (range 36.2–83.4 years).

FDPs

In these patients, 175 FDPs had been seated. As

indicated in Table 1, 82 were FDP-tt, 9 were

FDP-ii, 20 were FDP-ti, 39 were cFDP-tt, 15

were cFDP-ii and 10 were cFDP-ti (Table 1).

One hundred and eleven FDPs were reconstructions

with end abutments and 64 were

reconstructions with cantilever extensions.

One hundred and twenty-one FDPs were tooth

supported, 24 FDPs were implant supported and

30 FDPs were tooth–implant supported reconstructions.

5.14% of the reconstructions consisted of two

units, 34.86% were three-units, 28.57% fourunits

and 31.43% 5–14-unit FDPs.

Abutments

Three hundred and fifty-six teeth and 86 implants

were restored with FDPs. Over the entire

observation period, 33 (9.3%) abutment teeth in

14 patients and two (2.3%) implants in two

patients were lost.

Observation time

The mean observation time of all the 175 FDPs

was 11.31 years (range 2.29–26.42 years). The

mean observation time of FDPs and c-FDPs on

teeth was longer (12.1 and 13.66 years, respectively)

compared with FDPs and c-FDPs on implants

(7.43 and 8.21 years) and compared with

mixed FDPs and c-FDPs (8.13 and 10.04 years).

Failures of the reconstructions

From the 175 originally seated reconstructions,

24 (13.7%) resulted in a failure. Twenty-one

failures of the reconstructions were associated

with the loss of teeth or implants. One was a

complete loss of an FDP and two were partial

losses of the FDPs.

Complications observed over the entire

observation period

In Table 2, the frequencies of various technical

and biological complications occurring over the

observation period are listed including all the

events. Fifty-nine biological complications occurred

over the entire period (including all

events): 11 caries, three loss of vitality, 13 periodontitis,

nine peri-implantitis, 12 periapical lesions,

five fractures and six combined lesions.

Forty-six technical complications occurred

over the entire observation period (including all

events): 17 ceramic chippings, 24 loss of retention,

three fractures of prosthetic components

(abutments), one loose occlusal screw, one

‘‘crown fracture’’, one trauma and one combined

lesion.

In Table 3, the estimated annual rates of

complications and failures per 100 FDPs are

listed. These estimated rates were based on the

Table 1. Number of FDPs in each category

Number

of FDPs

Number

of c-FDPs

tt 82 39

ii 9 15

ti 20 10

tt, tooth supported; ii, implant supported; ti,

tooth–implant supported; FDP, fixed partial

denture on end abutments; c-FDP, fixed partial

denture with a cantilever extension.

Bra¨gger et al _ Failure and complication rates of FDP

72 | Clin. Oral Impl. Res. 22, 2011 / 70–77 c_ 2010 John Wiley & Sons A/S

actual number of observed events in the first 10

years. Within the first 10 years, 40 biologic and

30 technical complications and 14 failures occurred.

The estimated annual event rates for biological

complications per 100 reconstructions ranged

from 0 to 2 for FDP with end abutments and

from 4.6 to 6.1 for FDPs with cantilever extensions.

The estimated annual event rates for technical

complications per 100 reconstructions ranged

from 0.6 to 1.9 for FDPs with end abutments

and from 1.9 to 7.8 for FDPs with cantilever

extensions.

The estimated annual event rates for loss of the

reconstruction per 100 FDPs ranged from 0 to 0.7

for FDPs with end abutments and from 1.1 to 2.5

for FDPs with extensions.

In Table 4, the estimated cumulative risks of a

complication or a failure at 5 and 10 years of

observation are listed, grouped according to the

six types of FDPs.

The cumulative risk for loss (failure) for FDPtt/

ii/ti and c-FDP t-I was 0 at 5 years and for

FDP-ii at 10 years.

The cumulative risk for loss (failure) for c-

FDPs was considerably higher at 5 and 10 years,

respectively, ranging from 10% to 23.6%.

The cumulative risk for biological complications

was still low for most of the types of FDPs,

with the exception of cFDP-tt (18.4%) and cFDPti

(10%) at 5 years, but increased for most of the

reconstructions at 10 years, when FDP-ii still had

a 0% risk, and the risks for other FDPs with end

abutments were 18.8% and 17.8%, respectively.

In the group of FDPs with cantilever extensions,

the cumulative risk at 10 years reached values

ranging from 43.2% to 70.4%.

The cumulative risks for technical complications

ranged from 0% to 35.7% at 5 years and

from 9.1% to 65% at 10 years.

In Table 5, the probabilities for the FDPs of

remaining free from any complication/failure

over 5 and 10 years are listed.

Already at 5 years, the FDPs with cantilever

extensions had lower probabilities to remain

completely unaffected (60–80%) compared with

FDPs with end abutments (88.9–100%).

At 10 years, the probability of remaining free

from complications/failures ranged from 70.3%

to 88.9% for FDP with end abutments, but was

clearly reduced to 25% and 49.8% in the group

with cantilever extensions.

In Fig. 1, the decreases in the number of FDPs

free from complications and failures are depicted

for each category using the Kaplan–Meier survival

function.

In Table 6, the IRR of failures, and failures

combined with any complications are listed for

the six groups of FDPs. Only the first 10 years as

well as the entire observation period were considered.

The rates of events observed in the group FDPtt

were chosen as a reference. Compared with the

reference, the IRR were reduced in seven out of

eight comparisons, with the most favorable values

for the failure of FDP-ii.

The IRR, however, were increased in c-FDPs

in 12 out of 12 comparisons.

Discussion

This study was undertaken to evaluate the biological

and technical complication and failure

rates encountered with fixed dental prostheses

on teeth and implants in partially edentulous

patients who had been treated for advanced periodontitis.

As reported recently (Schmidlin et al. 2010), 64

out of 199 patients re-examined in this study had

received 168 single crowns on either a tooth with

a vital pulp (56), an endodontically treated tooth

(34), a tooth with a cast post and core (39) or an

implant (39). During a mean observation period

of 11.8 years, 19 single crowns were lost. All the

crowns were ceramo-metal crowns. In that respect,

the presence of severe loss of dentin requiring

the fabrication of a cast post and core resulted

in the highest rate of failures.

From the 199 patients who were re-examined,

84 had received FDPs. Altogether, 24 out of 175

reconstructions were lost after an observation

period of about 11 years (range 2.29–26.42). For

all the parameters assessed, a trend for more

frequent negative events was observed for FDPs

with cantilever extensions. The time in function

of the FDPs of the present study was considerable.

Titles of published reports often report

observation times reaching far beyond 10 years.

However, when the means and ranges of the

actual observation times are scrutinized, a more

realistic estimation of the exposure times of the

reconstructions is revealed. Thus, up to 18- or

Table 2. Complications

Event details Frequencies % Cumulative

Biological events

Root fracture 1 0.9 50.5

Caries and excessive bone loss 1 0.9 51.4

Periapical disease and caries 2 1.9 49.5

Loss of vitality 3 2.8 13.1

Caries and periodontitis 3 2.8 47.7

Periimplantitis 9 8.4 33.6

Caries 11 10.3 10.3

Periapical disease 12 11.2 44.9

Periodontitis 13 12.2 25.2

Technical Events

Loosening of occlusal screw 1 0.9 97.2

Fracture of a crown framework 1 0.9 98.1

Trauma 1 0.9 99

Ceramic chipping and crown framework fracture 1 0.9 100

Fracture of secondary part (component) 3 2.8 96.2

Abutment fracture 4 3.7 55.1

Ceramic chipping 17 15.9 71

Loss of retention 24 22.4 93.4

Total 107 100

Table 3. Estimated annual rate of complications and failures per 100 FDPs based on the number of

events observed in the first 10 years

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

Reconstructions seated 82 9 20 39 15 10

Biological complications

Number of events in the first 10 years 12 0 3 15 5 5

Annual event rate per 100 crowns 1.8 0 2 5 4.6 6.1

95% CI 1–3.1 0–6 0.6–6.3 3.3–7.6 1.9–11 3–12.5

Technical complications

Number of events in the first 10 years 11 1 1 6 6 5

Annual event rate per 100 crowns 1.7 1.9 0.6 1.9 7.8 7.4

95% CI 1–3 0.2–15 0.1–4.3 0.9–4 2.8–21.5 3.3–16.5

Failures

Number of events in the first 10 years 2 0 1 8 2 1

Annual event rate per 100 crowns 0.3 0 0.7 2.5 1.8 1.1

95% CI 0.1–1.1 0–6 0.1–4.8 1.4–4.5 0.5–7.4 0.2–7.8

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP, fixed partial denture with cantilever

extension; ii, implant supported; CI, confidence interval; ti, tooth–implant supported.

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2010 John Wiley & Sons A/S 73 | Clin. Oral Impl. Res. 22, 2011 / 70–77

20-year long-term results may actually be reduced

to a mean observation period of about 10

years (De Backer et al. 2006a, 2006b; Decock

et al. 1996).

The detailed event rates/risks observed with

the different designs of the FDPs of this study

will be compared with the findings from other

reports.

Survival/failure

The chances for survival of the FDP-tt over 5 and

10 years were very favorable for reconstructions

observed in the present report (risk for failure 0%

and 2.8%). Based on seven publications with

2088 FDP-tt exposed to 11,998 years, the estimated

chance for survival was 93.3% at 5 years.

Based on eight publications with 1218 FDP-tt

exposed for 10,446 years, the estimated chance

for survival at 10 years was 89.2% (Pjetursson et

al. 2007).

In the present report, the most favorable

chance for survival was demonstrated by the

FDP-ii (100%). This is superior to survival rates

of 95.2% at 5 years reported in a systematic

review based on 17 papers, with 1384 FDP-ii

exposed to 6989 years and 86.7% at 10 years

reported in only three papers with 219 FDP-ii

exposed to 1889 years (Pjetursson et al. 2007).

Although subject to speculation, the reason for

this favorable outcome in the present study may

be explained on the basis of a careful presurgical

risk evaluation consequently performed for implant

patients in this cohort. Likewise, the patients

receiving implants for combined tooth–

implant supported reconstructions yielded higher

survival rates after 5 and 10 years compared with

those of systematic reviews (0% failure at 5 years

and 5.6% failures at 10 years). In those, much

lower estimated values were reported (Pjetursson

et al. 2007). Based on six studies, 199 FDP-ti

were exposed to 976 years of function and had a

chance for survival of 95.5% at 5 years. For 10

years, this was significantly reduced to 77.8%.

Only 72 FDP-ti could be analyzed and were

exposed to 517 years (Pjetursson et al. 2007).

In the present report, cFDPs-tt with cantilever

extensions demonstrated higher risks for failures

(10% at 5 years and 23.6% at 10 years) compared

with FDPs-tt with end abutments. This difference

between the survival of the two categories is

in agreement with the recent systematic review

(Pjetursson et al. 2007). Based on six papers with

432 cFDP-tt exposed to 2112 years, the chance

for survival was 94.4% at 5 and reduced to

80.3% at 10 years (based on six papers with

239 cFDP-tt exposed for 2229 years (Pjetursson

et al. 2007).

The cumulative risk for the failure of cantilever

reconstructions on implant abutments (cFDP-ii)

reached 13.3% at 5 years and remained at 13.3%

at 10 years in the present report. In a recent

systematic review (Aglietta et al. 2009), five

clinical studies with 180 cFDP-ii were included

and yielded a cumulative chance of survival of

94.3% at 5 and 88.9% at 10 years, respectively.

Comparison of the results of the present evaluation

on 5- and 10-year survival of tooth- or

implant-supported cantilever reconstructions

with those of the systematic reviews (Pjetursson

et al. 2007; Aglietta et al. 2009) that covered the

entire dental literature reporting on a mean observation

period of at least 5 years reveals 4–8%

lower survival after 5 years and 2–4% lower

survival after 10 years. These differences appear

to be small and not significant and may not have

to be justified. Especially, the 10-year survival

rate for implant-supported cantilever reconstruc-

Table 4. Estimated cumulative risk and 95% confidence interval of biological and/or technical complications and/or failures (including trauma) of FDP over

5 and 10 years of observation

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

Reconstructions seated 82 9 20 39 15 10

Reconstructions with biological complications

Cumulative risk (%) after 5 years 95% CI 2.5 0 0 18.4 0 10

(0.6–9.5) (0–37) (0–17.6) (9.2–34.8) (0–24.7) (1.5–52.7)

Cumulative risk (%) after 10 years 95% CI 18.8 0 17.8 43.2 70.4 58

(11–31.1) (0–52.2) (6.1–45.7) (28.5–62) (30–84.1) (28.5–89.4)

Reconstructions with technical complications

Cumulative risk (%) after 5 years 95% CI 6.2 11.1 0 5.4 35.7 20

(2.6–14.2) (1.6–56.7) (0–17.6) (1.4–20.1) (16.7–65.7) (5.4–59.1)

Cumulative risk (%) after 10 years 95% CI 15.6 11.1 9.1 18.2 Not enough data 65

(8.9–26.8) (1.6–56.7) (1.3–49.2) (8.5–36.3) (31.8–94.4)

Reconstructions lost

Cumulative risk (%) after 5 years 95% CI 0 0 0 10.4 13.3 0

(0–4.8) (0–36.9) (0–17.6) (4–25.4) (3.5–43.6) (0–52.2)

Cumulative risk (%) after 10 years 95% CI 2.8 0 5.6 23.6 13.3 10

(0.7–10.7) (0–52.2) (0.8–33.4) (12.4–42.1) 3.5–43.6 1.5–52.7

Biological complications included: caries, loss of vitality, periodontitis or periimplantitis (pocket depth _ 6mm, BOPt), periapical radiolucent zone, root or tooth fracture

and abscess.

Technical complications included: porcelain fracture, loss of retention, implant fracture, crown fracture and loosening of the occlusal screws.

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP-tt, fixed partial denture with cantilever extensions on teeth; ii, implant supported; CI, confidence

interval; ti, tooth–implant supported.

Table 5. Probability for FDPs to remain without any biological or technical complication or failures over 5 and 10 years

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

Reconstructions seated 82 9 20 39 15 10

Free of any complications after 5 years (%) 91.4 88.9 100 79.4 60 80

95% CI (82.7–95.8) (43.3–98.4) (82.4–100) (63–89.1) (31.8–79.6) (40.9–94.6)

Free of any complications after 10 years (%) 70.3 88.9 74.7 49.8 Not enough data 25

95% CI (57.4–79.9) (43.3–98.4) (45.4–89.8) (32.4–64.9) (4.1–54.2)

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP-tt, fixed partial denture with cantilever extensions on teeth; ii, implant supported; CI, confidence

interval; ti, tooth–implant supported.

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74 | Clin. Oral Impl. Res. 22, 2011 / 70–77 c_ 2010 John Wiley & Sons A/S

tions of 86.7% in the present study compares

well with that of 88.9% reported in the systematic

review (Aglietta et al. 2009).

Biological/technical complications

Based on the events observed over 10 years,

the parameter of annual event rate per 100

reconstructions per year was calculated for both

technical and biological complications. These

annual rates ranged from 0 to 2 for FDPs

with end abutments but, again, were much

higher in the cantilever reconstruction groups

(c-FDP), ranging from 5 to 6.1 annual events

per 100 reconstructions.

Consequently, the cumulative risk for biological

or technical complications at 5 and 10 years

resulted in considerable differences between the

groups of reconstructions. The IRR at 10 years

(and over the entire observation period) ranged

from 1.4 up to 8.66. Eventually, this resulted in

low probabilities for the reconstructions to

remain completely free of any complications/

failures at 10 years.

Pjetursson & Lang (2008) presented a concept

for prosthetic treatment planning on the basis of

scientific evidence and applied it to eight clinical

situations in which the preferred treatment option

for fixed reconstructions was propagated.

The results of systematic reviews formed one

base for this concept. However, single studies

were carefully analyzed as well, as systematic

reviews tend to pool data from diverse patient

populations, treatment concepts, dentists, technicians,

materials and designs of reconstructions

(Walton 2002).

By defining strict inclusion criteria and by

providing statistical analyses that consider different

observation periods, different numbers of

objects, confidence intervals, etc., some of the

weak aspects of ‘‘pooling’’ data may be reduced.

In addition, the process of analyzing data for

systematic reviews points to the fact that outcomes

are still not being reported in an internationally

accepted standardized way. Reporting

complications in detail will eventually lead to

improved quality of future reports (Karlsson

1989; Decock et al. 1996; Salvi & Bra¨gger 2009).

Moreover, in evaluating the literature for clinical

treatment planning, the effects of single

cohorts have to be analyzed. In a specialist clinic

for prosthodontics, a patient cohort (Group 1)

treated in the years from 1989 to 1993 was

compared with a patient cohort benefitting from

the options of implant-supported reconstructions

being treated from 1992 to 2001 (Group 2). A

significant shift in the survival of single crowns

and FDPs on teeth was observed (Walton 2009a,

2009b). In Group 1, the estimated survival of

FDPs was 77 _ 8% at 10 years, while the

survival rate in Group 2 reached 90 _ 6% (still

NS, Po0.05). Three-unit FDPs were surviving

up to 97 _ 2% in Group 2.

In Group 1, devital abutment teeth of FDPs

demonstrated a reduced survival (89 _ 3%)

compared with Group 2 (96 _ 2%) (w2,

Po0.05). In Group 2, the fracture rate and losses

due to progression of periodontal disease were

also less frequent.

Because of the introduction of implants, the

span length and complexity of the provided FDPs

on teeth and the use of biologically and structurally

compromised abutment teeth were reduced

in Group 2 (Walton 2009a, 2009b).

Tooth–implant-supported FDPs have been presented

as an acceptable treatment option (Bra¨gger

et al. 2001; Lang et al. 2004; Nickenig et al.

2008), although higher risks for failures and

complications have been observed (Bra¨gger et al.

2005; Pjetursson et al. 2007).

The results of the present study appear to

validate the recommendation of an acceptable

treatment option, as tooth–implant-supported

FDPs did not result in increased failure and

complication rates compared with the FDP-tt

and FDP-ii.

The obvious discrepancy of the results of the

present study for the 10-year data of combined

tooth–implant supported reconstructions with

those of a systematic review (Lang et al. 2004)

0.00

0.25

0.50

0.75

1.00

0 5 10 15 20 25

Observation time (years)

FDP-tt FDP-ii FDP-ti

c-FDP-tt c-FDP-ii c-FDP-ti

Kaplan-Meier survival function

FDP Fixed partial denture on end abutments tt tooth-supported

c-FDP Fixed partial denture with cantilever

extension

ii implant-supported

ti tooth-implant supported

Fig. 1. Fixed dental prostheses (FDPs) free from complication or failure by type of FDP (Kaplan–Meier survival function).

Table 6. Incidence rate ratio and 95% confidence interval of failures incl. complications by type of FDP

in the first 10 years and over the entire observation period (univariable)

FDP-tt FDP-ii FDP-ti c-FDP-tt c-FDP-ii c-FDP-ti

First 10 years

Failure I 0 2.33 8.66n 6.38 3.95

95% CI 0–59.9w 0.21–25.51 1.93–38.8 0.93–43.88 0.38–40.93

Failure and complications

combined

I 0.6 0.85 1.97n 3.76n 3.31n

95% CI 0.07–4.99 0.3–2.41 1.15–3.35 1.62–8.73 1.65–6.63

Complete observation time

Failure I 0 0.84 4.16n 2.42 1.41

95% CI 0–9.75w 0.1–6.91 1.89–9.42 0.52–11.24 0.18–10.83

Failure and complications

combined

I 0.97 0.85 1.77n 3.21n 2.64n

95% CI 0.26–3.57 0.35–2.08 1.08–2.91 1.44–7.16 1.28–5.44

nPo0.05 (from Poisson’s regression).

wFrom exact Poisson’s regression.

FDP, fixed partial denture on end abutments; tt, tooth supported; c-FDP-tt, fixed partial denture with cantilever

extensions on teeth; ii, implant supported; CI, confidence interval; ti, tooth–implant supported.

Bra¨gger et al _ Failure and complication rates of FDP

c_

2010 John Wiley & Sons A/S 75 | Clin. Oral Impl. Res. 22, 2011 / 70–77

is striking (94.4% vs. 77.8%). Because of the fact

that the actual number of FDPs t-i from which

long-term data were available for analysis in the

systematic review was small, changes in the

recommendations for treatment planning may

be explained. Combining evidence from the literature

with clinical logic may be optimal for

presenting practical guidelines (Greenstein et al.

2009) to improve the chance for a successful

tooth–implant-supported FDP.

The most obvious finding of the present report

was the confirmation of ‘‘cantilever extensions’’

as a technical risk factor.

In a retrospective evaluation of cFDP-tt that

had been incorporated 5–16 years before a followup

examination, biological and/or technical problems

in one out of every five abutment tooth

were reported (Ha¨mmerle et al. 2000). The same

abutment tooth could have been affected by

biological and technical complications at the

same time. The most frequent biological complication

was the loss of pulp vitality in 10% of

originally vital abutment teeth. The most frequent

technical complication was the loss of

retention, which occurred in 12% of non-vital

and in 4% of vital abutment teeth.

Moreover, a list of failures/complications from

137 re-examined c-FDPs of 213 originally placed

restorations after a mean exposure time of 6 years

(range 2–18 years) was presented (Decock et al.

1996). The Kaplan–Meier survival reached 60%

at 12 years. Sixty percent of the failures were true

failures leading to the loss of the reconstructions,

while in 40%of the ‘‘failures’’, a restoration could

be placed, endodontic or periodontal therapy was

provided or the c-FDPs could be recemented.

When cFDP-tt were followed over longer observation

periods in the same clinic (De Backer et

al. 2007), the failures in c-FDPs on devital abutment

teeth occurred earlier and were more frequent

compared with c-FDPs on vital teeth.

In a systematic review on cantilever reconstructions

on teeth (Lang et al. 2004), the following

annual rates of technical and biological

complications were listed for cFDP-tt: 0.95 for

caries of abutments, 3.95 loss of vitality, 1.75

loss of retention, 0.61 veneer frame work fracture

and 0.72 chipping of ceramic or fracture.

On the other hand, another systematic review

on cantilever reconstructions on implants

(Aglietta et al. 2009) reported the following rates

for biological and technical complications for

cFDP-ii after 5 years of function:

Periimplantitis: 9.4% of cFDP-ii, 10.5% veneer

fractures (3.9–26.6%), 8.5% screw loosening

(3.9–17%), 5.7% loss of retention (1.9–

16.5%), 2.1% abutment fractures (0.9–5.1%)

and 1.5% implant fractures (0.2–8.5%).

Limitations

The data obtained from this cohort of patients

need to be interpreted with caution.

First of all, only a small number of reconstructions

could be observed in each group of FDPs.

Many different clinical situations and reconstruction

designs were pooled. There were more than

20 dentists and more than 10 different technical

laboratories involved in the fabrication of the

reconstructions and this was not considered in

the evaluation of the data.

With the statistical analyses applied by

choosing IRR (Table 6), a statistically significant

increased risk for failure and failure and/or any

complication was noted for the groups of reconstructions

with extensions.

This information and the comparison with

other data in the literature can only be of partial

value while choosing between several treatment

options in restoring a particular patient with

FDPs. It must be stressed that many other factors

must also be considered andmay even lead to the

preference of an FDP design, which was found to

be at a greater risk in this or in other reports.

Among these factors are the following: the

particular clinical anatomical situation, the

expertise of the clinician and the technician,

themanufacturing processes, the alternative risks

or chances of, i.e., augmentation procedures,

placing more implants and finally, economic

aspects.

It seems to be extremely strenuous to design a

clinical study that considers all these factors.

Nevertheless, clinicians should be motivated to

systematically collect and document all relevant

information at regular intervals, thereby providing

the basis for amoremeaningful interpretation

of the survival and success rates of the reconstructions

inserted.

Conclusions

In conclusion, patients treated for chronic

periodontitis and provided with ceramo-metal

FDPs yield high survival rates, especially for

FDPs with end abutments. The incidence

rates of any negative events were drastically

increased in the three groups with cantilever

extensions c-FDPs (tt, ii, ti).

Strategic decisions in the choice of a particular

FDP design and the choice of teeth/implants

as abutments appear to influence the risks

for complications to be expected with fixed

reconstruction. If possible, extensions based

on tooth abutments should be avoided or used

only after a cautious clinical evaluation of all

options.

Acknowledgements: This study has

been supported in part by the Clinical

Research Foundation (CRF) for the Promotion

of Oral Health, Brienz, Switzerland. The

competent clinical performance of the Dental

Assistants of the Clinic for Periodontology and

Fixed Prosthodontics, University of Berne is

gratefully acknowledged. Moreover, the

competent and reliable service provided by the

Dental Hygienists of the Clinic during long

years of patient maintenance is highly

recognized.

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2010 John Wiley & Sons A/S 77 | Clin. Oral Impl. Res. 22, 2011 / 70–77



 
琪琪 @ 2011-04-07 00:07

1老年人根面龋的发病原因及临床表现p179

病因:

1.随着生理性或病理性的牙龈退缩,致使部分牙根面暴露在口腔中;

2.根部牙骨质和牙本质与冠部牙釉质的结构、化学组成不同。

临表:

1.在牙骨质-牙釉质界出现一个或多个局限的着色区,常呈黄或浅棕色,上覆盖不同厚度牙菌斑;2.轻探诊时有皮革样的韧性感;3.龋损趋向于侧方扩展,常呈浅碟状;4.可与临近的小龋融合,形成环形龋5.成龋洞时,其边缘常为尖锐的并且不规则。

 

2试述老年人根管治疗术的特点

1.根管细小,甚至有不同程度的钙化或闭锁;

2.组织修复能力较差;

3.耐受力差难于配合较长时间的手术治疗;

4.随着年龄的增大,根尖部位不断地有牙骨质的沉积,对老年人进行治疗时,根管预备的终点与x线片根尖之间的距离增加,有时可达3-4mm。

 

3如何制定老年人牙周病的治疗方案 治疗原则 p224

老年牙周炎患者治疗的目的在于消除感染,减少病痛,最大限度的改善咀嚼功能,维护口腔健康,增强全身体质。

1 仔细询问病史,包括口腔病史及全身系统性疾病史,用药史及药物过敏史;

2 清楚得解释,增加医患交流,征得患者对治疗的理解和配合;

3 同时对患者的全身状况进行观察,制定适合于患者的治疗方案;

4 疾病的过去史,如疾病的初发时间、持续时间对判断预后是相当重要的;

5本人对疾病治疗的态度和需求,以前的牙科治疗经历等,一些全身系统性问题和某些全身用药史可

能会改变治疗计划;

6 因此,老年牙周病患者的治疗应注重从功能整体性方面考虑,治疗方案是灵活多样的。

老年人牙周炎的治疗要本着早期治疗的原则,并在治疗中贯彻以局部治疗为主,全身治疗为辅的方针。

原则上,老年人牙周病治疗方案分为:1.姑息治疗,即对症治疗;2.根治性治疗,拔除患牙,义齿修复;3.牙保存治疗,维持健康的牙周组织和牙列,使其成为良好的功能状态。

 

4衰老的概念及5个特征

生命周期中有一个随时间进展而表现出机体功能不断衰减,直至死亡的过程,在老年医学中称为“衰老”,即机体生理性或病理性老化过程的标志就是衰老。

有人指出衰老是机体“在大小、形态、功能已至成熟后的恶化变质过程”,或在成熟后以高度分化的系统走向组织紊乱及分化的过程。

衰老的免疫学特征:

1.累计性,即衰老非一朝一夕所致,衰老在生物体内是逐步累计加重的,一旦发生常常是不可逆的;

2.普遍性,衰老是在多细胞生物中普遍存在的;

3.内在性,衰老是生物体必然的固有的特征,非环境造成,但不排除受环境的影响;

4.危害性,衰老过程一般对生存不利,使功能下降乃至丧失;

5.可预计性,生物的衰老过程是可以预计推测的。

 

衰老的中医理论基础

    1 脏腑经络学说:其核心是肾、脾的功能减退。2 气血阴阳学说。3 祛病延寿相关的虚实学说:认为正虚挟瘀是衰老的主要机制,表现为外周微循环障碍。

 

5老年人用药应注意的几个问题

    老年人用药须三严:一严:适应症和禁忌症;二严:药代动力学和药效动力学;三严:剂量个体化。

    1 合理选药问题:求得品种最少,剂量最小,方式最简,以获得最佳疗效,防不良反应。

    2 剂量问题:不能按常规成人剂量来用药,应给予相应调整,强调药物剂量的个体化。

    3 依从性问题:尽量简化用药方案,减少处方药物数量,选择患者服用方便的剂型,以提高患者依从性。

    4 其它问题:用药期间应注意观察不良反应,注意食品对药效学的影响。

 

6 口腔颌面部增龄性变化的特点

1.皮肤及肌的变化:  皮肤松弛,皱纹增加,干燥无光泽,出现老年斑.肌组织松弛,咀嚼无力。

2.颌骨的变化:牙槽骨吸收、牙槽窝变浅、骨小梁减少、骨密度下降、骨皮质变薄。

3.牙与牙列的变化:

外观:磨耗、牙根部分暴露、牙列缺损或缺失;

牙釉质的增龄性变化:因磨耗而变薄,使牙的颜色加深;釉质的通透性下降使釉质的脆性增加。

牙本质的增龄性变化:厚度增加,牙本质小管变小,有修复性牙本质的形成;髓腔:髓室体积变小,根管变窄

牙骨质的增龄性变化:厚度增加,牙根变长,补偿垂直咬合距离的降低。

牙髓的增龄性变化:牙髓细胞变性、牙髓钙化,髓石形成使牙髓活力降低。

4.粘膜及牙周组织的变化

口腔粘膜的组织增龄性变化:上皮变薄,细胞层数减少,棘层细胞内空泡变性,角质层变薄;固有层和粘膜下层细胞量减少,胶原纤维的交联形式改变,弹性纤维数量密度增高。

口腔粘膜的增龄性变化的临床表现:

    粘膜变薄,呈平滑似绸缎样,干燥;粘膜失去弹性变硬;皮脂腺增生所致的黄色颗粒状斑增多。口干舌燥,味觉异常,白念感染增加,对刺激反应减弱。

5唾液腺的变化:唾液腺萎缩,唾液分泌量减少,口腔卫生状况下降。

 

7 老年人口腔白斑与白色过角化的鉴别诊断及治疗原则

                白斑                                     白色过角化

部位         危险区域                                   非危险区域 

(口底舌腹、软腭复合体、颊粘膜口角区)      (硬腭、唇红、颊粘膜合线区、舌背)

形态    均质或非均质颗粒状,粗糙感明显             界清,基底柔软,结节状、棉絮状

活检     可见异常增生                                 单纯性增生

治疗  根据异常增生的程度采用药物、物理、手术治疗    去除刺激因素,补充维生素A

 

8 老年人损伤的特点

1.老年人颌面部损伤多见于跌倒,其次是车祸;

2.老年人由于视听功能减退,平衡能力及对外界突变的反应均有降低,形成了创伤发生的潜在病因;

3.老年人的代谢以退行、异化和分解为主,创伤后的修复能力减退;

4.牙缺失的继发性改变和老年人创伤有密切关系:生理——牙槽突发生吸收影响骨的重建;解剖——下牙槽动脉或静脉变细,走形表浅。

 

9 老年口腔颌面部感染的诊疗特点

        诊断方面:1、感染的发病率较低:腺源性——儿童  牙源性——青壮年

                  2、早期不易发现

                  3、容易误诊,尤其注意恶性肿瘤

                  4、晚期病情发展重,甚至可危及生命

        治疗方面:1、局部治疗:及时切开引流,注意清除病灶;

                               拔牙时机的选择;

                               冲洗换药的次数应增加;

                               经久不愈的伤口应送活检。

                  2、全身治疗:a   致病菌中混合感染较多,耐药病源菌、条件致病菌多见;

                               b   口服药物——消化道反应,吸收不稳定,肌注——药物利用度大大降低

                               c    肾功能普遍较差,经肾排泻的药物应慎用

 

10老年人口腔颌面外科手术特点:

        1 老年患者常伴有其他疾病并存

        2 老年患者对手术的耐受性降低

        3 老年患者对药物的耐受性与青壮年不同

        4 老年患者水与电解质平衡能力下降

        5 老年患者应激能力与反应能力较弱。

 

11老年患者肿瘤手术的特点:

1.老年人中患心血管疾病者较多;2.老年患者抗感染能力差;3.老年患者的应激能力弱。

 

12老年人口腔癌放射治疗的特点

     1.通常伴有不同程度的牙周炎、龋病或残冠、残根,多个牙松动、脱落缺失戴有义齿,未作必要的恰当处理或给予一定的预防措施,极易导致放射性骨髓炎或骨坏死。

     2.放疗期间可能发生心血管意外,放疗前应给予恰当的处理及备有预防措施。

     3.必须给予必要的营养支持。

 

13口腔颌面肿瘤的预防

     1 消除或减少致癌因素:着重于消除外来的慢性刺激因素;

     2 及时处理癌前病损:口腔颌面部常见的癌前病损有白斑和红斑;

     3 加强防癌宣传

     4 开展防癌普查及易感人群的监测

 

14舍格伦综合征

     是一种系统性的自身免疫性疾病,好发于中老年女性,除了口干,眼干症状外还可有其他各系统的表现。临床表现主要为口干、唾液腺肿大、眼干及结缔组织病。

     诊断依据:临床表现,免疫学检查,病理学检查(唇腺活检)。

     1 口干燥症的诊断:口干不适连续3个月以上;测定总唾液量;方糖实验;腮腺造影;核素扫描;B超检查等

     2 干燥性角结膜炎的诊断:眼干不适3个月以上;施墨实验<10mm/5min;角膜染色点>10个;结膜活检灶性淋巴细胞浸润;泪膜破裂时间<10s。超过两项以上异常则可诊断。

     3 免疫学检查:抗SS-A/Ro、抗SS-B/La,类风湿因子(RF)异常;

     4 病理学检查:唇腺活检见灶性淋巴细胞浸润,肌上皮岛形成,腺泡萎缩。

     治疗多采用对症治疗、免疫治疗和中药治疗。

 

15老年人下颌骨骨折的治疗

        牙缺失患者的下颌骨骨折的治疗:1、非开放复位:适用于下颌体较薄、萎缩的下颌骨,主要利用原有的义齿

                                      2、开放复位:适用于较大的牙缺失的下颌骨骨折,可采用钛板、螺钉、克氏钢丝、钢丝固定。

        髁状突骨折的治疗:1、保守治疗 :全身情况差的

                          2、手术复位 :对有明显错位或磨牙缺失保守治疗不易复位固定的髁状突骨折,全身情况尚好

 

16牙槽突修整术的注意事项

        1、要保持牙槽嵴的高度

        2、注意两侧对称性,避免形成上颌窦瘘

        3、要避免去骨过多造成新的骨尖和骨嵴 

 

17缺牙牙槽嵴的分类

        牙槽突吸收后剩余量分级:A.大部分牙槽嵴尚存

                                B.中等程度的牙槽嵴吸收

                                c.明显的牙槽嵴吸收,仅基底骨尚存

                                D.基底骨已开始吸收

                                E.基底骨已发生重度吸收

 

        牙槽骨质量的级别:1级:颌骨几乎全由均质的密致骨构成

                          2级:厚层的密致骨包绕骨小梁密集排列的松质骨

                          3级:薄层的密致骨包绕骨小梁密集排列的松质骨

                          4级:薄层的密致骨包绕骨小梁疏松排列的松质骨

 

18 种植手术适应症

        1 牙槽突有较大形态改变,造成修复体固位不良者

        2  因各种原因无法适应传统可摘义齿修复者

        3 对修复体要求较高,而常规义齿又无法满足者

        4 口内剩余牙列上的基牙数目、位置、方向不宜行可摘义齿修复,缺牙区又具备种植条件者

        5 个别牙缺失,邻牙或为避免邻牙受损伤者

 

19种植成功的评价标准

        种植成功(implant success) 是指种植体存留在颌骨之中并具有良好的功能状态。

        种植生存(implant survival)则是指种植体存留在颌骨中未脱出,并未提及其生存质量及功能状态,故在评价种植成功率时,切不可把生存作为成功,人为提高生存率。

        1 单个种植体无动度

        2 X线片上种植体周围无透影区

        3 种植体功能负荷一年后,垂直方向骨吸收<0.2mm/年

        4 种植后无下列持续不可逆的症状及体征:疼痛、感染、神经疾患、感觉异常等

        5 按上述标准5年成功率>85%,10年成功率>80%

 

20老年人义齿修复组织保存的原则:

        1 减轻基牙受力 (无颌支托 卡环体部与牙冠观测线平齐卡环材料弹性系数应较大 卡环分布合理)

        2  减轻基托下组织单位面积上的受力(尽可能增大基托面积)

        3 合理分布合力

 

21 骨关节病osteoarthrosis,OA :以进行性关节表面软骨退行性改变为主,并伴有软骨修复、软骨下骨改建或硬化等病理反应的非炎性疾病。

22 习惯性脱位dilocation  当颞下颌关节大幅度运动或受伤时,由于髁突的过度运动,越出了关节正常的运动范围,使髁突离开了关节窝,滑到了关节结节之前或其它位置,以致不能自行回复原位,并反复发生。

23 人体衰老的基础是:细胞的衰老,继之则是器官与生理功能的衰老。

24 衰老的原因:内源性:遗传因素最为重要,外源性:主要是环境因素

25 老年医学的概念:老年医学是研究人类衰老的病理生理变化和老年病防治为主的一门综合性、边缘性学科。

26 老年口腔医学:是以老年人为主要对象,研究老年口腔颌面部衰老的生理病理变化,和以研究防治老年口腔疾病为主要内容的一门学科。

27 老年学的概念及三个分支:研究老人人群衰老的原理、特征、变化以及有关老年人口各有关方面的综合性学科称为老年学。主要包括三个部分:老年生物学、老年医学、老年社会学。

28 老年期年龄的划分:欧美国家大多以65岁作为分界;我国以60岁为界。按照国际惯例,总人口中65岁以上人口超过7%;60岁以上人口超过10%即属于进入老年社会。长寿人群概念是指80岁以上的人口。长寿水平(%)=80岁或90岁以上老人数/60岁以上老人数*100%.

29老年口腔流行病学:生理机能减退难以避免;健康需要维护;不良习惯要戒除;营养要保证;口腔保健不可或缺;定期检查形成习惯;有病就医坚持做到。

 




 
琪琪 @ 2011-03-14 02:27

Review
Clinical studies of fiber-reinforced
resin-bonded fixed partial dentures:
a systematic review
Cleste C. M. van Heumen, Cees
M. Kreulen, Nico H. J. Creugers
Department of Oral Function and Prosthetic
Dentistry, College of Dental Science, University
Medical Centre Nijmegen, Nijmegen, the
Netherlands
Resin-bonded fixed partial dentures (FPDs) have been in
use for the last three decades as an alternative to conventional
FPDs when a tissue-saving treatment with
relatively low costs is needed (1). These constructions
were originally made of metal combined with feldspatic
ceramic. Currently, fiber-reinforced composites (FRCs)
are used for various applications, including FPDs. The
advantages of FRCs are the tooth-colored material and
the adhesive and tissue-saving properties of these constructions.
The use of FRCs for resin-bonded FPDs is advocated
for their favorable elastic modulus compared with metal
and better adhesion of the composite luting agent to the
framework (2). It is suggested that placement of the fiber
at the tensile side of the beam is the most efficient location
for reinforcement, and that fiber type, fiber architecture,
and the interfacial adhesion between the fiber
and the overlying composite seem to play an important
role in the reinforcing effect (3–7). It is also indicated that
the physical and chemical properties of composite
dominate the modulus of the FRC and not the incorporation
of fibers. Yet, the benefit of fiber-reinforced
constructions is questionable because the fiber framework
is anisotropic and does not strengthen the construction
in all directions, in contrast to the metal
framework (8). However, in vitro research showed that
fiber reinforcement increases the fracture strength of
resin composite to a level that justifies the clinical use of
the material in unsupported applications (7, 9–11).
Clinical results should provide insight into the
applications and restrictions of FRC FPDs. Indeed,
clinical data on fiber-reinforced FPDs have been published
during the last 5 yr (12, 13). However, most of
the publications are case reports or case series (14, 15).
Long-term clinical and, preferably, prospective studies,
comparing FRC FPDs witho conventional (resinbonded)
FPDs, are lacking. In an overview of the
literature on FRC FPDs it was concluded that there is
still poor scientific evidence for advocating FRC FPDs
as an alternative to conventional FPDs with crown
retention (8). The survival rates reported in observational
studies vary widely, and the conclusions are
sometimes conflicting. This can be explained by different
study characteristics, different materials, and
different clinical procedures used in the studies. For
example, type of retention varies between studies from
complete crowns to surface retainers or combinations
of these.
In their review paper, Jokstad et al. (8) concluded that
data on the clinical behavior of FRC FPDs were too
thin to draw any conclusion. Since then, at least four
reports of clinical studies have been published (13,
16–18) and the new information made it attractive to
study the results of the individual studies and to combine
these results to achieve an overall result using a metaanalytic
approach.
This study aimed to gather and analyze the clinical
data on FRC FPDs. The objective was to obtain survival
van Heumen CCM, Kreulen CM, Creugers NHJ. Clinical studies of fiber-reinforced
resin-bonded fixed partial dentures: a systematic review. Eur J Oral Sci 2009; 117: 1–6.
 2009 The Authors. Journal compilation  2009 Eur J Oral Sci
In the past decade, follow-up studies on fiber-reinforced composite fixed partial
dentures (FRC FPDs) have been described. Combining the results of these studies to
draw conclusions about the effectiveness of FRC FPDs is challenging. The objective of
this systematic review was to obtain survival rates of FRC FPDs and to explore the
relationships between reported survival rates and risk factors. In a literature-selection
procedure on the clinical performance of FRC FPDs, 15 studies, reporting on 13 sets
of patients, were analyzed. The Kaplan–Meier estimate of the overall survival, based
on the data from all sets of patients (n = 435) was 73.4% (69.4–77.4%) at 4.5 yr.
Converted survival rates at 2 yr of follow-up showed substantial heterogeneity between
studies. It was not possible to build a reliable regression model that indicated
risk factors. The technical problems most commonly described were fracture of the
FPD and delamination of the veneering composite.
Celeste C. M. van Heumen, Department of Oral
Function and Prosthetic Dentistry, College of
Dental Science, University Medical Centre
Nijmegen, PO Box 9101, 6500 HB Nijmegen,
the Netherlands
Telefax: +31–24–3541971
E-mail: c.vanheumen@dent.umcn.nl
Key words: fiber-reinforced composite; metaanalysis;
resin-bonded fixed partial dentures
Accepted for publication November 2008
Eur J Oral Sci 2009; 117: 1–6
Printed in Singapore. All rights reserved
 2009 The Authors.
Journal compilation  2009 Eur J Oral Sci
European Journal of
Oral Sciences
rates of FRC FPDs and to explore relationships between
reported survival rates and risk factors.
Material and methods
Medline (webspirs 5.12) was searched for papers published
from 1950 to October 2007 using the following keywords:
(fiber or fibre) and (resin or composite) and (fixed partial
denture or FPD). On the basis of titles and/or abstracts as
published in Medline, two independent readers selected
clinically relevant articles that described prospective or
retrospective cohort studies. Only publications in English
were selected. In vitro studies were excluded. If the text indicated
that the paper was a description of a technique, or if the
paper was a case report or a review, it was excluded. Reference
lists of the selected papers were hand-searched to
identify additional in vivo studies on FRC FPDs. Agreement
between readers was determined using j statistics, and disagreements
were resolved by discussion. This approach was
applied in all steps of the study. In case of doubt, the reference
was included.
From the selected references, full text copies were made
and these were screened independently by the two readers.
Information on the follow-up time, characteristics of the
constructions, the survival rates, and the technical complications
was retrieved from the articles. Data were extracted
using a data-extraction table.
Characteristics of the constructions included the design of
the FPD, the location of the FPD, and the choice of
material. Concerning the bridge design, different retainer
types (inlay, surface, crown retainer), a different number of
abutment teeth, and different span distances were distinguished.
As far as reported, the survival period for each
FPD was extracted and the above characteristics of bridge
design were extracted on an individual basis. Data were
retrieved from tables, figures, and the main text of the
articles. If Kaplan–Meier statistics were reported, events
were depicted from the figures. If reported in the included
studies, the number and types of technical complications
and the number of failures were extracted. Replaced or
Table 1
Study and fixed partial denture (FPD) characteristics of the reviewed studies
Study
Type of
study
Sample
size Procedure Material
Mean
number of
abutments
Retainer
type
Location
(1)
Location
(2)
Altieri et al. (21) Prospective 14 Indirect Polycarbonate/
Prisma/PMMA*
2 Surface 14 Anterior 11
Posterior 3
Maxilla 9
Mandibula 5
Culy & Tyas (20) Prospective 27 Direct FibreSpan/Nulite F/V 1.2 Surface 27 Anterior 26
Posterior 1
Maxilla 27
Go¨hring et al. (30, 31) Prospective 40 Indirect Vectris Pontic/
Targis Dentin
2.1 Inlay Anterior 1
Posterior 39
Maxilla 21
Mandibula 19
Vallittu et al. (2, 12) Prospective 31§ Indirect Stick(Net)/Sinfony/
Vita Zeta
2.7 Inlay 4
Surface 23
Hybrid 4
Anterior 19
Posterior 12
Maxilla 17
Mandibula 14
Edelhoff et al. (19) Prospective 12 Indirect Vectris Pontic/
Targis Dentin
2 Inlay 9
Hybrid 3
NR NR
Freilich et al. (28) Prospective 39 Indirect– FibreKor/Sculpture 2 Inlay 17
Crown 22
Anterior 5
Posterior 28
Ant/post 6
NR
Monaco et al. (25) Prospective 41 Indirect** Vectris Pontic/
Targis Dentin
2 Inlay 41 Posterior 41 Maxilla 17
Mandibula 24
Bohlsen & Kern (22) Retrospective 83 Indirect Vectris Pontic/
Targis Dentin
NR Crown 83 NR NR
Behr et al. (29) Prospective 22 Indirect Vectris Pontic/
Targis Dentin
2 Inlay 17
Crown 5
NR NR
Ayna & C¸ elenk (16) Prospective 28 Direct Ribbond/Clearfil APX 2 Inlay 28 Posterior 28 Maxilla 14
Mandibula 14
Go¨hring et al. (13) Prospective 36 Indirect Vectris Pontic/
Targis Dentin
2 Inlay 36 Posterior 36 Maxilla 18
Mandibula 18
Unlu & Belli (17) Prospective 23 Direct Ribbond/Clearfil APX 2 Surface 23 Anterior 23 Maxilla 15
Mandibula 8
Monaco et al. (18) Prospective 39 Indirect Vectris Pontic/
Targis Dentin
NR Inlay 35
Hybrid 4
Posterior 39 Maxilla 17
Mandibula 22
NR, not reported.
*Acrylic resin tooth was used as pontic.
16% of inlay retainers were > 3 surface inlays or crowns.
Calculated with reported data in the paper.
§Drop-out of six FPDs was not included.
–26 high-volume FPDs and 13 low-volume FPDs.
**22 high-volume FPDs and 19 low-volume FPDs.
53 FPDs were made; the article selected one per patient for analysis.
19% of inlay retainers were > 3 surface inlays or crowns.
2 van Heumen et al.
rebonded FPDs were regarded as failed. Fixed partial
denture survival was defined as the FPD remaining in situ,
with or without modification, during the observation
period.
To construct an overall survival curve for the total
number of FPDs from the selected studies, a database was
made in which individual FPDs from each study were
regarded as individual cases. The possibility of performing a
regression analysis on different types and locations of FPDs
was investigated. Time of failure was categorized into
6-month intervals and survival of the FPDs was assessed
using the Kaplan–Meier method (spss version 14.0; SPSS,
Chigaco, IL, USA).
Results
Included studies
In total, 1,708 references were identified through the
search of Medline. After manual selection, 15 clinical
follow-up studies were included (Table 1). Complete
agreement was seen for 1,686 articles, and consensus was
reached in 22 cases [inter-reader agreement j = 0.88
(± 0.03)]. All studies were published within the past
15 yr. Reference tracking did not reveal any additional
paper. The majority of studies were conducted in institutional
environments, such as university clinics. All
were observational studies except for one that used a
controlled design to compare full-ceramic FPDs with
FRC FPDs (19).
The Medline search showed that a few papers were
follow-up reports of the same studies. Papers dealing
with the same set of patients were combined and reference
was made to the most recent publication of that
study. In this way 13 sets of FPDs were identified.
The 13 sets of FPDs included a total of 435 FPDs with
different types of framework design (Table 1). Forty-six
per cent of the FPDs were inlay-retained, 21% of the
FPDs were surface-retained, and 26% of the FPDs had a
complete coverage crown as retainer. In some studies the
retainer type was referred to as hybrid, which implies a
combination of retainers, such as a crown at one abutment
and a surface retainer at the other abutment. In
eight studies it was reported that FPDs were retained at
two abutment teeth, and in one study most of the FPDs
were cantilever bridges at one abutment (20). Three
studies were on FPDs made directly in the mouth; the rest
of the studies reported on indirect (or laboratory) manufactured
FPDs. Different materials were used. To date, 7
out of 13 studies have been performed using the Targis/
Vectris system. Two studies reported a difference between
low-volume and high-volume FPDs; high-volume FPDs
Table 2
Data extracted from the reviewed studies
Study Group
Patient
age (yr)
Number
of patients
Sample
size
Number
of failures
Follow-up
maximum year
Survival
rate (%)
Drop-out
(%)
Altieri et al. (21) 1 NR 12 14 6 2 ±50* 17
Culy & Tyas (20) 2 15–58 26 27 2 0.9 NR 4
Go¨hring et al. (30, 31) 3 19–66 29 40 5 1.5 NR 6
Vallittu et al. (2, 12) 4 NR 31 31 2 5.3 75 22
Edelhoff et al. (19) 5 NR NR 12 0 1.9 100 NR
Freilich et al. (28) 6 NR 25 13§ 10 4.6 62– 0
7 26** 95–
Monaco et al. (25) 8 18–60 30 19§ 2 4 86 0
9 22** 0 86 0
Bohlsen & Kern (22) 10 24–75 39 83 43§§ 3 65.1 10
Behr et al. (29) 11 15–67 19 22 0 4.4 55 0
Ayna & C¸ elenk (16) 12 21.4 19 28 0 2 100 NR
Go¨hring et al. (13) 13 19–66 36 36 9§§ 5.7 73/95–– 17
Unlu & Belli (17) 14 15–35 23 23 5 3 100*** 0
Monaco et al. (18) 15 18–60 39 19 0 3 100*** 0
16 20 4 89.4*** 0
Number of failures refers to fixed partial dentures (FPDs) that needed to be replaced or rebonded. Presented survival rates are
derived from the selected articles. NR, not reported.
*At 12 months.
In the original analysis 29 FPDs were analyzed, excluding drop-outs.
Concluded from the text.
§Low-volume FPDs.
–Bruxers excluded.
**High-volume FPDs.
Total number of patients in the study; also treated with other types of restorations (i.e. crowns).
28 FPDs cemented with temporary cement and 55 with zinc phosphate or glass–ionomer cement.
––Not clear whether all failures were absolute and replaced.
$% for not delaminated and 95% for not debonded.
***At 24 months.
19 FPDs cemented with syntac adhesive and 20 with excite DSC adhesive.
Fiber-reinforced composite fixed partial dentures 3
contained a larger amount of fiber material in the pontic
area. Another study used two different resin composite
cements (18). One study used polycarbonate fibers and an
acrylic tooth as pontic (21), and another study used nonresin
luting materials (temporary cement, zinc phosphate
or glass–ionomer cement) (22). Because the fiber type,
pontic material and luting materials differed substantially
from those used in other studies, it was decided to exclude
these studies from further statistical analyses. These differentiations
within the complete set led to the identification
of 16 subgroups. Ten out of 13 studies reported on
the location of the FPD; about 65% of the FPDs were
placed in the posterior region.
Survival
Not all of the studies reported survival rates of the
FPDs. Study data and survival rates are presented in
Table 2. Observation periods varied between 10 months
and 5.7 yr, and reported survival rates varied between 50
and 100%. If it appeared from the text that all FPDs
were still in function, without modifications, after the
observation period, a survival rate of 100% was given.
Most survival rates, however, were depicted from figures
and tables. Figure 1 presents the combined survival
curve up to 5 yr of follow-up, which was derived from 11
studies with the stated variation in observational periods.
The calculated survival rate at 4.5 yr was 73.4%
(69.4–77.4%). Figure 2 shows a forest plot of the survival
rates at 2 yr of follow-up for each group of FPDs
as far as it could be converted. The vertical line represents
the mean survival rate. In this figure, heterogeneity
between studies can be seen. Reported data could not be
reduced to different types or locations of FPDs and
therefore it was not possible to analyze data using a
regression method.
Of the 435 FPDs, 88 failed within 5 yr. The technical
problem most commonly reported in this respect was
fracture or delamination of the veneering composite,
which was reported in 10 studies. Occlusal wear of the
material was described in nine studies. For delamination
as well as wear, distinction was made between with fiber
exposure or without fiber exposure; however, conclusions
to this finding could not be found. Other problems
reported were debonding of one retainer (five studies),
discoloration, and fracture lines (cracks; three studies)
(Table 3). Besides, some studies described problems such
as gingivitis, secondary caries, postoperative sensitivity,
loss of vitality, and reduced marginal integrity. These are
regarded as minor problems.
Discussion
Clinical studies on FRC FPDs often fail to produce
convincing evidence. The reasons for this include the
difficulty of studying subjects under standardized circumstances
and the limited size of the studies. Therefore,
combining the results of several smaller studies in a
systematic review is a beneficial strategy. Systematic
reviews are a tool for finding important and valid studies
and have mainly been used to analyze randomized
clinical trials (RCTs) (23). For this systematic review,
only one controlled trial was available comparing
conventional (resin-bonded) FPDs with FRC (resinbonded)
FPDs. In his overview on the literature of
FRCs, Kelly (24) indicated that for material-based
treatment responses it is very difficult to define a control
group and the inclusion and exclusion criteria should be
customized to the purpose of the review.
The inclusion of studies in this review was therefore
enlarged to all clinical trials, which were distinguished
from case reports. Lack of sample and study
100
90
80
70
60
Survival (%)
50
40
30
20
10
0
0 0.5 1 1.5 2 2.5 3 4 5
Years
3.5 4.5
Fig. 1. Overall survival of the fiber-reinforced composite fixed
partial dentures (FRC FPDs) included in the review (n = 339,
two studies excluded). Vertical bars indicate 95% confidence
intervals.
1
2
3
4
5
6
7
8
9
Group number
10
11
12
13
14
15
16
Total
0 0.4 0.5 0.6 0.7
Survival probability
0.8 0.9 1
Fig. 2. Survival probability by subgroups (group numbers from
Table 2) and calculated mean survival probability (derived
from the reported data) at 2 yr of follow-up. The size of dot
marks is proportional to the group size and the diamond refers
to the 95% confidence interval of the total.
4 van Heumen et al.
characteristics restricted the level of evidence. For instance,
only 5 out of 13 studies described the patient
selection criteria. Most studies excluded patients on criteria
such as mobility of teeth, bruxers, or interproximal
distance. Two studies reported that only patients who
refused treatment with dental implants received an FRC
FPD, which is probably not a regular reflection of the
average patient (18, 25).
Meta-analysis is the analytical part of a systematic
review and finds its basis in the combination of results
from independent studies. The idea is to recognize individual
subjects of the studies as separate observations in
the combined data set. If all observational units can be
characterized, regression techniques can be applied to
find relations between independent and dependent variables,
for instance, FPD design and survival. Because of
the lack of information on individual observations and
study characteristics, it was not possible to apply
regression methods. Some studies did not even report
failure rates, whereas other studies reported the failure
rate and mode of failure without relation to design and
location characteristics. Unfortunately, any conclusion
about basic factors, such as the retention type or location
of the FPD, cannot be drawn from the present data.
Because of the lack of RCT protocols and fabrication
differences in this field, it is suggested that clinical FRC
literature appears insufficient for expert review (24).
However, we believe that analysis of the data of the
included papers do contribute to a higher level of knowledge
about the performance of FRC FPDs.
The majority of the studies showed a survival rate of
‡ 72% after 2–5 yr. A comparable treatment is the metal
based resin-bonded FPDs, which have been evaluated in
various clinical studies. An analysis of 60 publications on
resin-bonded bridges reported a survival rate of 74%
after 4 yr (26). A difference was reported between survival
rates of posterior resin-bonded bridges in the
maxilla (81%) and the mandible (56%) after 2.5 yr (27).
The majority of the laboratory-made posterior FPDs in
this review were inlay or crown retained, which cannot
be compared with metal resin-bonded FPDs. To compare
success rates of different studies, one must be sure
that the outcome criteria assessments are consistent. It is
clear that the included studies used different outcome
criteria regarding success. Success can be defined as the
survival of the FPD in its original form (without any
modification), referred to as overall survival. In this view,
the presence of the construction (with or without any
modification) is regarded as functional survival (2, 12).
Variation between survival rates in different studies may
have different sources, including variation in patient
selection, tooth preparation, choice of materials, luting
cements, and operators experience. Two studies reported
relatively low survival rates (21, 28). One is a study from
1994 that used polycarbonate fibers, which is a rarely
used type of material and was therefore excluded from
statistical analyses. The other study distinguished
low- and high-fiber-volume FPDs, and it showed that
low-fiber-volume FPDs had a significantly poorer survival
rate. However, this difference was not found in
another study that discriminated low- and high-fibervolume
FPDs (25).
There is definitively a lack of detailed, standardized
information on technical problems of FRC FPDs.
Problems can be minor, such as discoloration or small
chipping of composite, or they may be major, such as
framework fracture or debonding that require replacement
of the entire construction. In general, it can be
concluded that the main reasons for failure of FRC
FPDs are delamination of the veneering material, wear
and debonding. Moreover, discoloration has regularly
been described as a problem (2, 12), while fracture of the
fiber framework is rarely mentioned (25, 29). The relationship
between potential success factors and the overall
survival rate has not been explored until now, and a
clinical guideline for the use of FRC FPDs has not yet
been achieved. Several authors consider a posterior
location or long span distance as risk factors for FRC
FPDs. Besides, it is not suggested that FRC FPDs
should be used as a permanent restoration or long-term
solution (8, 19, 29, 30). In this analysis, convincing evidence
to consider the former is not found. However, the
Table 3
Technical problems reported in the selected articles (not always regarded as failures in the studies)
Problem Number of events reported Mentioned as a problem in the article
Framework fracture 9 Culy & Tyas (20), Vallittu et al. (2, 12), Unlu & Belli (17)
Fracture of veneering
composite (delamination)
9* Behr et al. (29), Bohlsen & Kern (22), Culy & Tyas (20),
Go¨hring et al. (30, 31), Freilich et al. (28), Altieri et al. (21)
Fracture of veneering
composite with fiber exposure
21 Go¨hring et al. (30, 31), Go¨hring et al. (13), Freilich et al. (28),
Monaco et al. (25)
Wear without fiber exposure NR Bohlsen & Kern (22), Go¨hring et al. (30, 31), Go¨hring et al. (13),
Vallittu et al. (2, 12), Freilich et al. (28), Unlu & Belli (17)
Wear with fiber exposure 7 Behr et al. (29), Culy & Tyas (20), Monaco et al. (18), Unlu & Belli (17)
Debonding 8 Go¨hring et al. (30, 31) Go¨hring et al. (13), Monaco et al. (18),
Vallittu et al. (2, 12)
Discoloration NR Behr et al. (29), Bohlsen & Kern (22), Go¨hring et al. (13)
Cracks (fracture lines) NR Go¨hring et al. (30, 31), Monaco et al. (18), Unlu & Belli (17)
NR, not reported.
*Also mentioned in general in two other studies.
Also mentioned in general in one other study.
Fiber-reinforced composite fixed partial dentures 5
need for well-designed randomized clinical trials is
highlighted by this study.
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6 van Heumen et al.


 
琪琪 @ 2011-02-14 02:54

Med Oral Patol Oral Cir Bucal-AHEAD OF PRINT Platform switching effects in dental implants
Journal section: Biomaterials and Bioengineering in Dentistry
Publication Types: Review
The influence of platform switching in dental implants.
A literature review
Serrano-Sánchez P 1, Calvo-Guirado JL 2, Manzanera-Pastor E 3, Lorrio-Castro C 3, Bretones-López P 3,
Pérez-Llanes JA 3
1 Dental surgeon. Postgraduate in Medicine and Oral Surgery. Faculty of Medicine and Dentistry, University of Valencia(Valencia,
Spain). Postgraduate in dental implants and biomaterials. Faculty of Medicine and Dentistry, University of Murcia(Murcia,
Spain)
2 Senior Lecturer, Adult Integrated Dentistry Clinic and Director of Implantology Masters Program, Faculty of Medicine and
Dentistry, the University of Murcia(Murcia, Spain)
3 Dental surgeon. Postgraduate in dental implants and biomaterials. Faculty of Medicine and Dentistry, University of
Murcia(Murcia, Spain)
Correspondence:
Clínica Ochoa,
Calle Llanos de San Ramón, 3,
29600 Marbella (Málaga) Spain,
serranosanchez@gmail.com
Abstract
Introduction: The platform switching concept involves the reduction of the restoration abutment diameter with
respect to the diameter of the dental implant.
In 1991, dental implants of 5 and 6 mm diameter platforms were introduced. However, matching-diameter prosthetic
abutments were not available. These implants were restored with “standard”-diameter prosthetic components
(4,1 mm).
Long-term follow up around these wide-platforms showed higher levels of bone preservation. In time, it has been
called platform switching. The first case report applying this concept was indexed in MedLine in 2005.
Materials and Methods: The aim of this article is to carry out a literature review of articles which deal with the
influence of this modified platform in hard and soft oral tissues. All papers involving “platform switching” that
are indexed in MedLine and published in English were used. Clinical cases, experimental and non-experimental
studies were included, as well as literature reviews.
Results: In our search, we found: 16 clinical series or single clinical cases, 10 test and control studies, 9 experimental
studies and 3 reviews.
Conclusion: All papers written by different researchers show an improvement in perimplant bone preservation.
Further long-term studies are necessary to confirm these results.
The articles consulted refer to the biomechanical behavior of the abutment-implant complex in response to occlusal
loading, the maintenance of crestal bone height and the peculiar repositioning of the biological space.
Key words: Platform switching, dental implant, crestal bone preservation.
Med Oral Patol Oral Cir Bucal-AHEAD OF PRINT Platform switching effects in dental implants
Introduction
Platform switching involves reducing the restoration
abutment diameter in comparison with the diameter of
the dental implant (1).
In aesthetic areas, the use of dental implants as replacements
for lost permanent teeth remains an important
challenge due to the difficulty of restoring the natural
sulcus and papillary anatomical appearance around
the implants. Despite the available technology, in some
cases dental implants are unable to achieve optimum
esthetic results (2).
Correct location of the soft tissues in dental implant
restorations depends on the preservation of bone crestal
height. Consequently, hard tissues are the principal determinant
of aesthetic outcome (2).
The platform switching effect was accidentally established
in the 1980s and early 1990s when different
commercial dental implant manufacturers introduced
implants of larger diameter before producing the corresponding
abutments of the same measures. 14 years
later, evaluation of those treatments in which abutments
of lesser diameter were used revealed better preservation
of the hard and soft tissues than treatment that use
abutments with diameters matched to the implant (3,4).
In platform switching it is possible to use abutments
with a diameter smaller than the implant neck or body
width, or alternatively an implant design can be used in
which the neck diameter is increased with respect to the
implant body width (Fig. 1) (5).
Recently, some authors have proposed platform switching
using implants with a reverse conical neck. The results
obtained with this implant design do not appear
to be significantly superior to those obtained with the
traditional restoration designs, however (6,7).
Material and Methods
The present study offers a review of the literature dealing
with the impact of reducing the diameter of the platform
on the oral hard and soft tissues. To this effect,
a Medline search was carried out, using the PubMed
search engine with the key words “platform switching”,
“expanded platform”, “dental implant”, “crestal bone
preservation”, ”non-matching” and “abutment”, as well
as combinations of these key words. No limit in time
was used in this search.
Inclusion criteria were papers published in journals indexed
in MedLine in which modified platforms in dental
implants are studied (platform switching concept),
using different surgical techniques and clinical situations
(immediate loading, delayed loading). As exclusion
criteria, papers written in other languages were not
used in our work. Only articles written in english were
included.
Results
The first Medline publications on platform switching
appeared in the year 2005, and since then over 30 articles
have been published. All them have been included
to perform this bibliographic revision.
Mostly of these studies are clinical cases or single
clinical cases, 16 in total. In addition, we found 10 nonexperimental
tests and control studies, 9 experimental
studies (2 of them are histomorphometrical models in
animals and 7 finite element analyses) and only 3 articles
are literature review.
Discussion
The results described by the different authors are mostly
encouraging. In the last 5 years, these results have led
many researchers to become interested in these studies
and to perform investigations. Also dental implants
with integrated platform-switching designs have been
commercialized.
The principal aspects of the consulted articles refer to
biomechanical behavior of the abutment-implant complex
in response to occlusal loading, bone crest level
preservation and biological space repositioning.
For this reason, in the study, the authors consider each
aspect individually and the text is divided into three
parts.
Biomechanical Behavior
The close relationship between the bone and the implant
is the essence of osteointegration. The bone changes oc-
Fig. 1. Implant-abutment options: in number 1, the joint
between components with an equal diameter. However, in
the following examples it is modified (platform switching).
In number 2, the restoration diameter is reduced and in
number 3, the implant platform is expanded, mathing implant
and abutment diameter.
Med Oral Patol Oral Cir Bucal-AHEAD OF PRINT Platform switching effects in dental implants
curring at the margins adjacent to the dental implants
have been the subject of many clinical and experimental
studies (8).
In turn, many hypotheses have been proposed in relation
to the physiological processes that intervene in crestal
bone stabilization. Although the etiological factors
underlying bone loss have not been fully established (9),
the main causal factors of crestal bone loss are occlusal
overload and peri-implantitis (10). Characteristics such
as implant design, crestal bone geometry and the location
within the oral cavity must be taken into consideration
for the optimum support and distribution of occlusal
loading forces to the bone components (11).
Biomechanical studies of dental implants using finite
elements analysis software are increasingly common
(11-14). Such analyses are used by engineers to simulate
loading situations involving different materials. This
type of software helps to calculate stress and pressure
within solid bodies, determining force transmission between
different elements and their loading relationships
(14).
In 2009, Hsu et al. analyzed the behavior of reduced
platform restorations in the context of a finite elements
study in three dimensions. Their results showed a 10%
decrease in all the prosthetic loading forces transmitted
to the bone-implant interface (15).
Similar finite elements studies in two dimensions show
great variability in the results obtained. In effect, while
some investigators report a decrease in force to the cortical
bone of less than 10% (12), other authors such as
Tabata et al. have reported a decrease of 80% (13).
Rodriguez-Ciurana et al. (14), in a two-dimensional biomechanical
study involving platform switching integrated
into the implant design, failed to obtain peri-implant
bone force attenuation values as high as those reported
in earlier studies, when comparing platform expansion
with a traditional restoration model. In addition, the authors
concluded that force dissipation in the platform
switching restoration is slightly more favorable in an
internal than in an external junction, since it improves
distribution of the loads applied to the occlusal surface
of the prosthesis along the axis of the implant.
On the other hand, this concentration of forces along the
axis of the implant, transmitted through the retention
screw, increases the possibility of abutment fracture,
and thus may lead to failure of the global restoration
(13).
All studies contrasting platform switching versus continuity
of the platform with the body of the implant agree
that force to bone diffusion is improved by expanding
the platform. However, Canay and Akça (10), in a threedimensional
finite elements analysis involving different
implant-free expanded platform dimensions and a range
of abutment designs, claimed that the effect of platform
expansion is not attributable to the distribution of loads
to the peri-implant bone but rather simply to redistribution
of the new biological space. Nevertheless, the
authors pointed to the need for further research on the
behavior of the marginal bone around the implants.
The most appropriate reduced platform abutment design
for securing lesser implant abutment material fatigue
is represented by conical emergence abutments with a
variable height of 1.5-2mm, freeing extension of the implant
platform between 0.5-0.75mm (10).
Such platform switching is not advisable in mandibular
implant-mucosal support prostheses, since reduction of
the diameter of the junction lessens the abutment resistance
in response to occlusal loading applied in the posterior
area of the overdentures – fundamentally compromising
the connecting abutment closest to the area
where loading is applied (16).
Influence Upon Bone Crestal Level
Crestal bone loss around dental implants has been frequently
documented in recent years. However, the factors
implicated in the bone reabsorption and appositioning
mechanisms in implant treatment are not fully clear
(17).
The widely accepted factors that attempt to explain
the changes in bone height that occur after functional
and aesthetic implant-supported restoration include the
gingival biotype, the distance of the implant-abutment
junction (IAJ) from the bone crest, repositioning of the
gingival inflammatory infiltrate, and the distribution of
forces in the portion of the implant in contact with the
cortical bone (13,18). Additional factors are loss secondary
to aggression such as mucoperiosteal flap raising,
second-stage surgery for exposing the screw, and colonization
by bacteria belonging to the oral flora at the
coronal bone and implant junction (17,19). Other authors
have also studied crestal bone loss and its relationship to
the facial bone thickness of the patient (20).
In numerical terms, bone loss in two-stage implantsupported
restorations is estimated to be 1.5-2mm below
the implant-abutment junction, exposing one or two
threads after one year supporting a prosthetic restoration.
In general, this exposure of the implant body is not
regarded as a sign of failure (20).
However, in the studies on platform switching involving
a follow-up period of 4-169 months, the reported bone
loss varies between 0.05-1.4 mm (Table 1) (21).
Despite these findings in the literature, some investigators
consider platform expansion to be of key importance
for crestal bone stability. Experimental histomorphometric
studies have shown improvement in crestal
bone levels in abutments with platform reduction,
though statistical significance was not reached (18,22).
In 2009, Prosper et al., in a multicenter study of 360 implants,
compared expanded platforms versus cylindrical
implants involving abutments of the same size, placed in
Med Oral Patol Oral Cir Bucal-AHEAD OF PRINT Platform switching effects in dental implants
Author Crestal bone
loss (mm) Nº implants Followup(
months)
Study
Caracteristics
Surgical
Caracteristics
Wagenberg &
Froum 2010 (18) 0,33 – 0,31 94 132 – 169 Clinical cases Two stage surgical
protocol
Prosper et al. 2010
(25) 0,51 - 1,16 116 (total 120) 60 Clinical cases Immediate and delayed
loading
Cocchetto et al.
2010 (29) 0,05 – 1,63 15 18 Clinical cases
One step surgical
protocol (one postextraction
implant)
Bilhan et al. 2010
(26) 0,91 – 0,89 126 36 Clinical cases Two steps surgical
protocol
Canullo et al. 2010
(32) 0,83 44 (total 60) 33 Test and control
group multicenter
Two steps surgical
protocol
Trammel et al.
2009 (40) 0,99±0,53 25 24 Test and control
group
One step surgical
protocol
Canullo et al.
2009 (28) 0,47-0,36 22 25 Clinical cases
multicenter
Inmediate postextraction
restoration
Rodriguez-
Ciurana et al.
2009 (14)
0,59-0,6 82 15 Clinical cases,
multicenter
Two stage surgical
protocol
Prosper et al. 2009
(9) 0,05-0,23 180( total 360) 24 Test and control
group
One-step and two step
surgical protocol
Calvo-Guirado et
al. 2009 (5) 0,08-0,09 59 12 Clinical cases Inmediate funcional
loading
Cappiello et al.
2008 (21) 0,95±0,32 75 ( total 131) 12 Test and control
group
One step surgical
protocol
Calvo-Guirado et
al. 2008 (30) 0,6 104 (Total 105) 16 Clinical cases Immediate loading and
immediate restauration
Hurzeler et al.
2007 (37) 0,12±,40 148 (Total 22) 12 Test and control
group
Two stage surgical
protocol
Canullo &
Rasperini 2007
(39)
0,78±0,36 10 22 Clinical cases Inmediate postextraction
restoration
Calvo-Guirado et
al. 2007 (1) 0,05-0,07 10 6 Test and control
group
Inmediate postextraction
restoration
Vela-Nebot et al.
2006 (31) 0,76-0,77 30 (Total de 60) 6 Test and control
group
One-step and two step
surgical protocol
Garner 2005 (3) 1,3-1,4 1 4 Clinical case Inmediate postextraction
restoration
Table 1. Bone preservation, number of implants placed, and follow-up according to the studies found in the Medline search of dental implant
platform switching in humans subjects.
Med Oral Patol Oral Cir Bucal-AHEAD OF PRINT Platform switching effects in dental implants
60 partially edentulous patients (9). The results showed
a lesser percentage bone loss on employing the reduced
platforms, with the preservation of up to 98.3% versus
66.1% after 12 months, and 97.2% versus 53.3% with
the standard platform after two years.
Platform reduction with immediate functional loading
in the rehabilitation of edentulous arches has also been
documented in the literature. The authors consider this
design of the abutment-implant complex to be decisive
for crestal bone stability in both non-smokers and smokers
of more than two packs of cigarettes a day (23-26).
There have also been reports of immediate post-extraction
rehabilitation with very satisfactory results in terms
of soft and hard tissue preservation. Platform expansion
in post-extraction situations makes it possible to minimize
the gap between the recently extracted tooth bed
and the implant, acting as a physical barrier against the
penetration of bacteria in the zone of contact between
the bone and implant. This increase in diameter favors
improved primary stability (15,28-31).
Soft Tissue Response
Of the different theories proposed to explain maxillary
bone remodeling after dental implant placement, the
most widely studied has been the formation of a new
biological space. The creation of this mechanical barrier
serves as a defense mechanism, preventing the penetration
of bacteria from the oral environment (32).
Such physiological sealing shows morphological differences
according to whether it is formed in relation to a
tooth or a dental implant. The biological space adjacent
to an implant is greater than the space adjacent to a natural
tooth, with histological differences in terms of the
organization and distribution of the fibers. In addition to
differences attributable to location, the biological space
of an epicrestal implant forms at subcrestal level, while
in the case of a natural tooth the space is formed at supracrestal
level (33).
These differences in formation and morphology could
be related to the corresponding vascular supply. In effect,
while the soft tissues surrounding an implant are
only vascularized by vessels from the periosteum, the
tissues adjacent to natural teeth are also vascularized
through the periodontal ligament (34).
Implant design also influences the morphology of the
gingival margin – both the neck micro- and macrostructure,
and the macrostructure of the implant-abutment
junction. In turn, ensuring a minimum distance of 3
mm between implants allows sufficient margin to restore
the biological space of both restorations, as demonstrated
by Tarnow et al. a decade ago. In implants
involving an expanded platform integrated in their macrostructure,
and ensuring the above mentioned distance
between implants, bone crest preservation is seen to be
57% greater than with a traditional restoration design
(30,35,36).
According to Lazzara and Porter, the deliberate creation
of a space for the mentioned physiological barrier minimizes
the space for repositioning of the fibers. By displacing
the junction with the abutment to a more medial
position with respect to the axis, an increased surface
area of the implant is freed – thus favoring controlled
repositioning of the biological space (37,38).
The space is created in the horizontal plane one millimeter
from the implant-abutment junction, supported
over the external margin of the platform. In addition,
this procedure keeps the inflammatory infiltrate away
from the crestal bone margin, with a 50% reduction in
occupation surface (38,39).
Trammell et al. (40), in a case-control study, measured
the biological space with reduced and conventional platform
abutments in the same individual. Although the
mean biological width was similar in both groups (1.57
± 0.72 mm with the expanded platform and 1.53 ± 0.78
mm with conventional abutments), bone loss was significantly
smaller with the expanded platform.
Conclusions
All authors agree that the use of implants with platform
switching improves bone crest preservation and leads to
controlled biological space reposition. According to the
different papers, this expanded platform obtains excellent
aesthetic outcomes.
Due to the limited sample of human beings, and the
small number of implants and follow ups, further clinical
investigations are necessary to show long term results.
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Acknowledgement
Authors wants to show their gratitude to Damian Serrano Sánchez
for the implant platforms design didactic image. Contributing in an
unselfish way.


 
琪琪 @ 2011-01-20 08:33

1 Introduction

Nasal cannulae are used to administer a breathing ventilation therapy known as nasal high flow (NHF). NHF produces elevated airway pressures (Groves and Tobin 2007; Locke et al. 1993) to help treat patient conditions such as chronic obstructive pulmonary disease (COPD) and hypoxic pneumonia. For a given cannula flow rate, because everyone’s anatomy is different, everyone experiences a different airway pressure and therefore level of therapy. To better understand the therapy, it is necessary to understand the flow phenomena in the nasal cavity associated with NHF and how elevated pressures are generated. In this study, the flow velocities in the nasal cavity with and without NHF flow have been mapped in vitro using stereoscopic particle image velocimetry (SPIV). As well as elucidating the effect of NHF flow in the nasal cavity, the results contribute to the understanding of the flow in the nasal cavity during unassisted breathing by providing the flow pattern in another unique geometry. Interpersonal variation of nasal cavity geometry is wide, and it is important to confirm that results from the limited number of geometries investigated in other studies are applicable to the general population.

1.1 Breathing therapies

Cannulae therapy until recently has been limited to low flow rates due to the discomfort and irritation caused by delivering dry, cold gas to the nasal passages (Campbell et al. 1988). NHF, however, delivers heated and humidified air at body temperature pressure saturated (BTPS) to patients at steady flows ranging from 5 to 50 l/min via a nasal cannula. BTPS air is 37_C, has a relative humidity of 100% and an absolute humidity of 43.9 mg H2O/l. The C. J. T. Spence (&) _ M. C. Jermy _ S. M. Moore Centre for Bioengineering, Department of Mechanical Engineering, University of Canterbury, Private Bag 4800, Christchurch 8041, New Zealand e-mail: callumjts@gmail.com N. A. Buchmann Laboratory for Turbulence Research in Aerospace and Combustion, Department of Mechanical and Aerospace Engineering, Monash University, Melbourne, VIC 3800, Australia Exp Fluids DOI 10.1007/s00348-010-0984-z

OptiflowTM nasal cannula (Fig. 1) investigated in this study is produced by Fisher & Paykel Healthcare, Auckland, New Zealand, and consists of a manifold that rests on the upper lip and two elliptical cross-section prongs, which have mean diameter of 5 mm and protrude into each nostril by approximately 10 mm. NHF has advantages over conventional methods. High continuous flow rates reduce the dilution of oxygen (Gibson et al. 1976) and anatomical dead space, delivering higher oxygen fractions (Lund et al. 1996). The use of nasal and full-face continuous positive airway pressure (CPAP) masks is well established; however, it has been reported that NHF has greater patient compliance (Sreenan et al. 2001) because it is more comfortable and allows patients to drink, eat and communicate without interruption of the therapy. NHF provides ventilation with or without supplemental oxygen. Humidification prevents dehydration and thickening of secretions (Conway et al. 1992) and subsequent irritation of the nasal mucosa. For these reasons, NHF is also used to treat patients with impaired saliva glands undergoing head and neck cancer radiotherapy or in

postoperative recovery. In order for clinicians to make informed decisions on NHF flow rates, it is necessary to understand the effect of the nasal cannula airflow on the flow velocity distribution and magnitude in the nasal cavity. SPIV velocimetry was therefore chosen for its ability to accurately measure complex three-dimensional flow fields.

1.2 Nasal cavity geometry

The nasal cavity has tortuous passages that form a large surface area and are lined with mucosa. These moist surfaces are extensively vascularised and facilitate the mechanism for heat transfer and evaporation of water from mucus. The nasal cavity begins at the nasal vestibule and extends backward as two separate airways partitioned by the nasal septum (Fig. 2), until the nasopharynx where the airways merge. The nasal vestibule is the area enclosed by the external cartilages of the nose and is lined with small, filtering hairs. The turbinates (or concha) are long, narrow and curled bone shelves that protrude into the nasal cavity, creating a large surface area and forming the inferior, middle and superior airways and meatus passageways. The olfactory receptors, responsible for the sense of smell, are located in the olfactory slit on the nasal cavity roof. The nasal valve occurs just posterior of the nasal vestibule and is the region of smallest cross-sectional area. The nasal valves for the in vitro model used in this study can be seen as the curve minima labelled 1L and 1R in Fig. 3 and have cross-sectional areas of 1.11 and 1.15 cm2, respectively. These cross-sectional areas lie within the 0.54–1.21 cm2 range measured by C¸ akmak et al. (2003) using CT data from 25 healthy adults. The size of the nasal valve is not static but constantly changing with surrounding erectile tissues (Cole 2000) inflating and deflating during the nasal cycle. Following the nasal valve is an abrupt expansion into the main cavity both in height and in crosssectional area. Although each side of the nasal cavity shares common features, they are asymmetric. The crosssectional area of the right nasal cavity 7.2 cm posterior of the external naris (nostrils) was 30% larger than on the left. Liu et al. (2009) in pursuing an average geometry of the human nasal cavity obtained CT scans of 30 healthy subjects that had been confirmed to have nasal anatomy within normal limits and found the internal volume of the middle Fig. 1 OptiflowTM nasal cannula produced by Fisher & Paykel Healthcare Fig. 2 Coronal cross sections of a 44-year-old male’s nasal cavity with respective locations

illustrated on the sagittal view Exp Fluids region of the left and right nasal cavities to vary by up to 65%. A high degree of asymmetry in the left and right passages of healthy adults was therefore considered to be normal. Beyond the nasal cavity, the cross-sectional area narrows through the nasopharynx before reaching a minimum cross-sectional area of 1.1 cm2 in the oropharynx, which is shown as location 8 in Figs. 2 and 3. The size of the oropharynx is dependant on the position of the soft palette. The soft palette is the muscle tissue that forms the back roof of the mouth and will be either closing off the oral cavity during nasal breathing, closing off the nasal passages during mouth breathing, or in a neutral position. The soft palette in the current study’s geometry occluded the oral cavity and notably created a smaller airway than the combined cross sections of the two nasal valves.

1.3 Nasal cavity airflow measurements

In vivo studies of the flow pattern within the nasal cavity are prevented by the complex geometry and inaccessibility of the nasal passageways. In vitro measurement of nasal cavity flow requires the use of artificial nasal models. The procedure for creating physiologically accurate models from non-invasive medical imaging is now well established, using methods built on the procedure presented by Hopkins et al. (2000). Wolf et al. (2004) gave a survey of knowledge at the time on the air-conditioning and flow characteristics of the human nose obtained from experimental and computational methods. Wolf et al. (2004) described the air to enter the nostrils and rise vertically along the bridge towards the anterior end of the middle turbinate. On inspiration, maximum velocities of 6–18 ms-1 were measured at the nasal valve, decreasing to 2 ms-1 in the main passage and increasing again to 3 ms-1 in the nasopharynx. A large proportion of the flow was found to pass through the middle airway. During expiration, maximum velocities of 3–6 ms-1 were measured in the nasal valve, with an evenly distributed velocity of 1–2 ms-1 throughout the nasal

cavity. Planar particle image velocimetry (PIV) has been used in a number of studies to measure nasal flow structures in transparent models using a refractive index–matched water–glycerol working fluid mixture. PIV measurements (Hopkins et al. 2000) confirmed on inspiration a standing eddy in the region posterior to the nasal valve caused by the adverse pressure gradient along the abrupt expansion in

cross-sectional area. Both Kelly et al. (2000) and Kim et al. (2006) reported laminar flow streams through the middle airway, high velocities in the nasal valve and inferior airway and low velocities in the olfactory region. Doorly et al. (2008) provided a recent review of PIV studies in the nasal cavity and described the emergence of a jet from the internal nasal valve into the main cavity on inspiration. The current paper, to the authors’ knowledge, describes the first reported SPIV nasal cavity velocity maps, with or without assisted ventilation flows and in a flow phantom that includes both sides of the nasal cavity. The methodology of model construction and of the SPIV measurements are described. Flow patterns at steady flow during unassisted breathing and with NHF flow are shown. In vitro flow conditions were dimensionally scaled from preliminary in vivo breath flow measurements. Fig. 3 Variations of the crosssectional area through the nasal cavity versus distance along a centroid path (Fig. 2) measured from the external naris. The numbered locations correspond to those illustrated in Fig. 2 Exp Fluids

 

2 Experimental method

2.1 Nasal cavity flow phantom

A 1.55 times scale flow phantom of a complete human nasal cavity was constructed employing medical computed tomography (CT) scan data and rapid prototyping. The CT data set of an anonymous 44-year-old man comprised 452 axially acquired 512 9 512 pix2 resolution images with a 0.6-mm slice spacing and thickness. A radiologist declared the nasal cavity free of any visible abnormalities. The respiratory tract surface geometry was extracted from the CT data using in-house software combining the ITK (http://www.itk.org) and VTK (http://www.vtk.org) frameworks into an interactive image segmentation package. The surface extraction algorithm used was the ‘vtkContourFilter’, analogous to the Marching Cube algorithm of William and Harvey (1987). The resolution and contrast of the CT scan were sufficiently high to negate the use of level set methods for segmentation. A circular cross section lofted to the termination of the trachea to facilitate the connection of the phantom to flow conduits. The geometry was rapid prototyped (Fig. 4a) in a water dissoluble material and embedded in a clear silicone resin. After the silicone resin had cured, the model was removed, leaving a transparent scaled flow phantom of the nasal cavity (Fig. 4b). Both sides of the nasal cavity and trachea termination are visible in Fig. 4c. The flow entering the nostrils is influenced by the shape of the external nose and was therefore included in the phantom. Physiological features such as nostril hairs and mucous membranes inside the nasal cavity were not resolved because the main interest of this paper was the large- and medium-scale flow features, which were assumed independent of these details. As with all other PIV measurements of nasal cavity flows to date, the sinuses were assumed to have negligible effect on the airflow because the openings to the sinuses (ostia) are very small and were excluded from consideration to reduce optical noise. The cannula was rapid prototyped in clear stereo-lithography resin with a refractive index of 1.51. Reflections from the cannula were, however, minimised by painting the cannula models matt black. 2.2 Flow system The nasal cavity phantom was installed in a recirculating flow system as shown in Fig. 5. A constant pressure header tank supplied steady expiration and cannula flows, and steady flow was pumped in reverse for inspiration. The physiological geometry upstream of the nasal cavity and the abrupt changes in flow direction within the cannula manifold negated the use of fully developed inlets. Two electromagnetic flow meters (Tigermag FM626, Krohne IFC 010D) and valves were used to adjust the individual cannula and throat flow rates. Return and overflow lines connected the reservoir and header tank to ensure flow over the weir and constant head. A mixture of water and glycerine was used as a working fluid to match the refractive index of the flow phantom. The refractive index of the silicone rubber used for the phantom construction is specified as 1.43 by the manufacturer, which varies due to differences in mixing and Fig. 4 a Nasal cavity rapid prototyped geometry and b silicone nasal cavity flow phantom viewed sagittally from the left and c axially from the bottom Exp Fluids

curing from model to model. The optimum mixture was found to be 39% water and 61% glycerine by volume. The phantom was immersed in the reservoir to a depth such that the free surface remained flat at the highest flow rate, effectively providing a constant pressure at the nostrils. To ensure physiologically accurate flow rates were reproduced in vitro, preliminary in vivo measurements were conducted and subsequently dynamically scaled. Results have shown that NHF modifies natural inspiratory and expiratory flow rates and breathing frequencies by assisting inspiration and providing resistance on expiration. Peak inspiration and expiration flow rates with NHF were measured in vivo on a healthy 23-year-old man with height 184 cm and weight 85 kg. To quantify the leakage flow rate between the cannula and nostrils, a mask sealed around the face was worn over the cannula and connected to a TSI- 4040 flow meter that exhausted to the atmosphere. NHF and facemask flow rates were measured simultaneously to yield lung inspiration and expiration flow rates for cannula flows over a 10–50 l/min range in increments of 10 l/min. Flow rate measurements were also taken without NHF to measure unassisted breathing patterns. The subject was relaxed during measurements. Although the nasal cavity geometry and in vivo flow rates were obtained from different healthy adult males, Tobin et al. (1983) measured the breathing pattern of 65 normal subjects from 20 to 81 years of age and found no effect of age on the mean values of various breathing pattern components or any significant correlation with body height. The weight and height of the 44-year-old male subject were not available; however, a head circumference of 57 cm was measured from the CT scan data, which compared well with the in vivo subject’s head circumference of 58 cm. Both subjects were assumed to be sufficiently similar for any differences in their breathing patterns to fall within a normal range of interpersonal variability (Tobin et al. 1983). Peak flow rates were chosen for investigations because maximum and minimum airway pressures are key

measures to breathing therapy and occur at peak expiration and inspiration, respectively, during steady conditions. The peak in vivo flow rates averaged over 5 breaths used in experiments are given in Table 1. Dimensionally similar in vitro flow rates were obtained by matching the Reynolds number in the nasopharynx by Eq. 1. Qin_vitro ? 1:55 tin_vitro tin_vivo Qin_vivo e1T At the time, a temperature control unit was not available and the working liquid was allowed to vary over a 25–35_C temperature range. The temperature was, however, assumed to be constant for each measurement because the temperature increased by 1_C every 15 min due to the heat generated by the pumps and the measurement period was only 20 s. The temperature was constantly monitored, and between measurements, the flow rate was adjusted based on the viscosity at the time. The dynamic viscosity of the mixture was measured using a Haake RV20/RC20 viscometer and varied linearly from 9.0 9 10-3 Pas at 25_C to 6.8 9 10-3 Pas at 35_C. Over the working temperature Fig. 5 Schematic of the experimental set-up Table 1 In vivo and in vitro flow rates dimensionally scaled by the Reynolds number in the nasopharynx In vivo peak flow rate (l/min) Re in the nasopharynx In vitro peak flow rate at 25_C (l/min) Inspiration Expiration Inspiration Expiration Inspiration Expiration Unassisted breathing 22 32 1,530 2,230 15.3 22.3 30 l/min cannula 34 18 2,360 1,250 23.7 12.5

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range, the density and refractive index variations of 0.35 and 1.4%, respectively, were deemed insignificant. At 25_C, the density was 1,154 kg/m3 and the refractive index

was 1.422. Breathing is a cyclical process that can be investigated using steady flows based on a quasi-steady approximation (Doorly et al. 2008). For quiet breathing and a respiratory rate of 15 breaths per minute, the Womersley number (W) is 2.5, based on the hydraulic diameter (DH) of the nasopharynx (Eq. 2). The time scale of a breath is

therefore sufficiently long that inertial effects on the flow pattern are negligible and quasi-steady flow can be assumed. The preliminary in vivo breathing flow rate measurements also showed that breath period increased proportionally with increasing cannula flow, reducing the Womersley number. Quasi-steady flow was therefore

assumed to hold true with NHF. The increase in breath period with cannula flow is largely due to the increased resistance and duration of expiration. Expiration is a passive process, and the relaxation of the lungs produces a lower peak expiration flow rate with the added resistance of NHF. W ¼ DH 2 ffiffiffiffiffiffiffi xq l r e2T

2.3 Stereo-PIV cross-correlation algorithm

This section presents an overview of the stereo-PIV crosscorrelation (SPIVCC) algorithm developed (Buchmann 2010) and employed in the current study. Parts of the algorithm are developed in C?? language (i.e. cross-correlation, image interpolation) and the overall implementation conducted in Matlab (Mathworks Inc. 2009). A flow chart of the SPIVCC is illustrated in Fig. 6 and briefly described below. The stereo-PIV system involves the simultaneous acquisition of particle images from each stereocamera. Images are first preprocessed to enhance particle image contrast and reduce image noise, involving background subtraction, low- and high-pass filtering, intensity stretching and thresholding (Honkanen and Nobach 2005; Stitou and Reithmuller 2001; Raffel et al. 1998; Westerweel 1993). The two-dimensional, two velocity components (2D-2C) vector fields are computed separately for each camera and the two-dimensional, three velocity components (2D-3C) velocity field subsequently obtained by stereo-reconstruction. An in situ three-dimensional calibration-based reconstruction method similar to that described by Soloff et al. (1997) is implemented. This technique does not rely on an accurate knowledge of the geometry of the stereocamera set-up and is able to account for any known and unknown distortion encountered in the real experiment. The cameras are calibrated on a rectangular calibration grid, which is traversed through the measurement volume at a minimum of three different z locations. The locations of the calibration markers are identified via local pattern matching (i.e. cross-correlation) and used to calculate the coefficients of an image space mapping function by least squares. According to Soloff et al. (1997), a third-order polynomial mapping function is sufficient to account for linear distortions. Others references (see Prasad (2000) for more detail) have used higher orders that have found little or no significant increase in the accuracy of the reconstructed velocity field. A user-defined regular grid in object space is projected onto each camera such that the resulting vectors are located at the desired object space positions. Typically, a grid spacing that provides an effective interrogation window overlapping factor of 0.5 is applied to increase the spatial sampling. The iterative multigrid analysis consists of a FFT cross-correlation with a two-dimensional Gaussian peak estimator. Optional correlation enhancement methods, such as the correlation-based correction (Hart 2000) or ensemble correlation averaging, are applied (Meinhart et al. 2000). The resulting displacement field is validated using the signal to mean ratio (SMR) and normalised median test (NMT) (typically SMR C 1:5, NMT C 2). Erroneous vectors are subsequently replaced using a bilinear interpolation and the resulting velocity field is low-pass filtered with a 3 9 3 kernel. Following the first iteration, the predictor field is obtained by bilinear interpolation of the estimated displacement field onto the next higher resolution level. Discrete or fractional window shifting and window deformation techniques (Huang et al. 1993; Scarano 2002; Scarano and Riethmuller 2000) have also been implemented. Image interpolation at sub-pixel locations is performed via the cardinal interpolation function (Scarano

2000). Both cameras are interrogated until the final resolution is achieved. The 2D-3C reconstruction is performed via a system of linear equations (Soloff et al. 1997) that relate the measured velocity fields in image space to the three-component velocity field in object space. The reconstruction method assumes that the calibration target is aligned with the centre of the light sheet plane. In practice, however, this alignment is difficult and a slight out-of-plane shift or rotation can introduce significant errors in the image to object mapping (Willert 1997; Wieneke 2005). A method for the alignment correction as proposed by Wieneke (2005) is also implemented into the current stereo-PIV procedure. This is generally referred to as self-calibration and shown in Fig. 5 as disparity correction. The performance and accuracy of the stereo-PIV apparatus and software was assessed using a simple solid body translation experiment that involved the recording of a

Exp Fluids

particle image pattern with known displacements and subsequent analysis the SPIVCC algorithm. Seeding particles were simulated by a sheet of 150 grit sandpaper and illuminated with diffused light to provide excellent contrast and signal to noise. The cameras were separated by 90_ symmetrically and an acrylic panel placed between the cameras and the object plane to simulate optical distortion similar to that of the real experiment. The particle pattern was displaced by 1 mm ± 5 lm in the x and z directions (i.e. 13–14 pix) with a micrometer driven traverse. The displacement field was computed using a 64 9 64 pix interrogation window with a 50% overlap and no vector validation. The statistical results from the resolved displacement in the three principle directions are shown in Table 2. The mean and RMS errors are calculated from a total of 10 measurements and averaged over the entire measurement plane (N = 5,400). The RMS error in the x, y and z displacement is a function of the direction of motion and includes the PIV displacement error, interpolation errors, camera calibration errors, target grid spacing errors and traversing errors. For the 1-mm displacement, the Fig. 6 SPIVCC algorithm: flow chart for stereo-PIV vector calculation

Exp Fluids

measurement results show a total error of 0.4 and 0.5% or 3.9 and 5 lm in the x and z directions, respectively. The errors due to a displacement in y direction were not assessed, which are typically of the same order as the x direction (Willert 1997). The ratio between in-plane and out-of-plane error was approximately one and consistent with the theoretical 1/tan(a) relation (Lawson and Wu 1997). The RMS errors for Dx, Dy and Dz are low for the 0-mm displacement and range between 1.2 and 3.1 lm in the case of the 1-mm displacement. 2.4 PIV measurements The SPIV system used consisted of a 15-Hz dual-head 120 mJ Nd:YAG laser (New Wave Solo XT), two digital 2 mega pixel CCD cameras (Dantec Flowsense) and optics to form a light sheet of approximately 2 mm thickness. The working liquid was seeded with neutrally buoyant 10-lm hollow glass spheres, and sequential images of the illuminated particles were recorded on 1,600 9 1,200 pix2 frames at 10 Hz. Artificial background images were generated by averaging 200 sequential particle images, which were subsequently subtracted from each recording. Non-flow regions were masked to impose a zero flow condition at the fluid–wall interface and to suppress wall reflections. Flow domain cross sections at the various measurement planes were obtained using a CT scan of the flow phantom and the freeware application Paraview (http://www.paraview.org/), enabling the production of accurate mask images. The particle images were divided into 64 9 64 pix2 interrogation regions and the area average displacement calculated by locally cross-correlating the particle image intensities between two subsequent recordings. A grid spacing of 0.6 mm was used, giving an average overlapping factor of 75%, and iterative window refinement was

applied with a final interrogation window size of 16 9 16 pix2. Window displacement and deformation based on the local velocity gradient was also applied. Displacement

fields from 100 image pairs were ensemble averaged to yield mean velocity fields. Although 200 image pairs were captured at each measurement plane, to reduce computational time and because no appreciable differences in velocities were observed, only 100 image pairs were cross-correlated. A submersible pump was placed inside the main reservoir to agitate the flow and maintain a seeding concentration as uniform as possible; however, low seeding concentrations due to limited convective mixing and deposition in low velocity regions of the nasal cavity, such as the meatus, necessitated the preprocessing of the raw SPIV images. The seeding concentration was artificially increased by over-sampling 5 images, i.e. adding 5 images together, effectively increasing the seeding density by a factor of 5. Pixel intensities below 5 (8 bit images) were not added to limit the accumulation of noise. The laser sheet and cameras were fixed, and the reservoir and phantom were traversed to measure 21 sagittal slices through both sides of the cavity at 2.5-mm increments. A sagittal laser plane was anticipated to contain the highest two velocity components and was therefore used to minimise the loss of seeding particles. The maximum velocity for each traversed measurement plane was unique and required time delays ranging between 80 and 1,900 ls to maintain a maximum in-plane displacement of approximately 10 pixels. Although the distance between the cameras and laser plane was constant, the distance between the 8-mm-thick acrylic reservoir wall, which had a refractive index 0.7 above the liquid, and the cameras, which viewed through the distorting medium at an angle without the use of viewing prisms (Prasad and Jensen 1995), was unique for each traverse. The optical distortion from the reservoir wall was therefore unique for each traverse, requiring discrete camera calibrations. Three calibration images were taken at 1-mm spacing for each camera and traverse on a target plate that had 2.5-mmdiameter white dots at 5-mm spacing (*1,500 dots). Each dot was least squares mapped to a third-order polynomial

(Soloff et al. 1997) typically within an accuracy of 0.5 Table 2 Resolved displacements for the three independent traverses investigated Traversed displacements Resolved displacements Mean (lm) RMS (lm)

Dx Dy Dz Dx Dy Dz

0 mm 0.28 0.25 0.32 0.36 0.29 0.42

1 mm in x 999.2 1.5 5.2 3.1 1.2 4.2

1 mm in z 1.6 1.5 997.2 2.1 1.9 2.2

Fig. 7 Histogram showing the calibration error of each dot

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123

pixels as shown in Fig. 7 (i.e. mapping error). The cameras were separated by 43.8_ and had an average magnification of 0.145 mm/pix. Self-calibrations were performed to correct for small misalignments of the target plate with the laser sheet. Presented in this paper are SPIV measurements taken at peak expiration and inspiration flows, simulating both ordinary breathing and breathing with cannula flow rates of 30 l/min. 3 Results and discussions The series of traversed 2D-3C velocity maps obtained were time averaged and reconstructed into a three-dimensional, three velocity components (3D-3C) volume (Fig. 8) using a kriging algorithm (Davis 1986). All velocities shown are in vivo scaled and where applicable, only every fifth vector is displayed for clarity. The average velocity through a cross section of the nasopharynx with measured area was obtained to calculate the average flow rate and confirm correct in vivo scaling by achieving the prescribed system flow rate. The vector lengths denote in-plane velocity magnitude and unless stated otherwise the colour contour shows absolute velocity calculated from all three components. For clarity, each figure uses an independent colour contour. Figures 8, 9 and 11 are velocity maps through one sagittal cross section of the left nasal cavity that bisects the nostril. Velocities over 10 and 13 ms-1 in Figs. 9b and 11b, respectively, have been omitted to enhance the visualization of lower velocities.

3.1 Unassisted breathing

Figure 8 shows the distribution of velocities throughout the nasal cavity for unassisted inspiration and expiration. For both conditions, the maximum velocity was located in the small cross-sectional area of the nasal valve. Maximum velocities of 3.1 and 4.2 ms-1 were obtained in the left and right nasal valves, respectively, on inspiration and 5.5 and 6.4 ms-1 on expiration. The highest velocities occurred in the slightly larger right nasal valve, revealing a bias of flow through the right nasal cavity. Both nasal cavities were exposed to the same inlet and outlet pressures, so the cumulative resistance of the left nasal cavity must have been higher. There are three notable explanations for the higher resistance in the left nasal cavity. First, the smaller cross-sectional area of the left nasal valve poses a greater resistance. Secondly, Fig. 2 shows a rapid expansion into the main cavity following the left nasal valve and a much more gradual gradient for the right. On inspiration, this rapid expansion created a separation region that is prominent in Fig. 9a and is visibly larger in the left nasal cavity in the second anterior cross section of Fig. 8a. The pressure loss associated with this flow separation is therefore larger in the left nasal cavity. The rapid change in cross-sectional area in the left nasal cavity will also create a higher resistance on expiration, however, to a lesser extent due to the favourable pressure gradient. The difference in maximum velocity between the left and right cavity on expiration is indeed less. Thirdly, the smaller cross-sectional area and similar surface area in the left nasal cavity 4.6–8.2 cm from the nostrils create greater levels of viscous

shear. Common to both inspiration and expiration were low flows in the inferior meatus and olfactory region as well as a large proportion of flow passing through the middle airway and along the nasal septum. On expiration (Fig. 9b), a high velocity region on the nasopharynx roof reached 6.4 ms-1 as the fast flow rising vertically from the constriction (location 8 in Fig. 2) concentrated on the outside of the near right angle bend from the laryngopharynx. The Fig. 8 Coronal cross sections showing the reconstructed 3D velocity field and in vivo scaled absolute velocities (ms-1) on a inspiration and b expiration

Exp Fluids

subsequent low velocity region on the nasopharynx floor recirculates due to viscous shear from the superior flow stream. The expired flow tends to stay high through the nasal cavity with most of the flow passing through the middle airway and along the nasal septum. In contrast, the flow through the nasopharynx and main cavity on inspiration is vertically distributed more evenly. Air is drawn into the nostrils from wide angles on inspiration and is expired as a horizontal stream of air. Figure 10 shows the out-of-plane velocity component as the colourmap with positive velocities out of the page. It can be seen that the out-of-plane velocities in the nasal valve make a significant contribution to the absolute velocities up to 36%. On inspiration (Fig. 10a), the flow in the nasal valve points into the page towards the nasal septum and middle airway where the majority of the flow passes. Similarly, on expiration (Fig. 10b), the flow returns to the nasal valve along a comparable vector with some secondary flow visible. It can be seen that the out-of-plane component is small in the narrow meatus as they tend to laminate the flow (Churchill et al. 2004). Velocities in the lateral direction are, however, generally the smallest component, and a sagittal laser plane should indeed be used to minimise the loss of seeding particles.

3.2 Unassisted breathing and NHF

Inspiration results obtained with a cannula flow rate of 30 l/min are shown in Fig. 11. During unassisted breathing (Fig. 9a), an eddy is evident superior of the flow separation caused by the abrupt expansion into the nasal cavity, agreeing with results in the literature (Hopkins et al. 2000). The cannula jet strengthened this eddy and a predominant recirculating feature also occurred below the jet. With the cannula resting on the upper lip, the angle and location of the prongs was such that the main flow stream remained towards the cavity roof at same angle as with unassisted inspiration. Inspired flow with NHF is, however, more concentrated on this upwards path and exits the nasal cavity attached to the nasopharynx roof. For a single prong area and flow rate of 19 mm2 and 15 l/min (30 l/min total cannula flow rate), the

theoretical average velocity across the prong is 13.2 ms-1. The maximum measured velocity in the jet was 17.0 ms-1. Figure 12 shows that little flow passes through the inferior Fig. 9 Velocity maps through one sagittal cross section of the left nasal cavity during unassisted breathing on a inspiration and b expiration Fig. 10 Orthogonal velocity component contour during unassisted a inspiration and b expiration (velocities are positive into the page)

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airway and meatus when compared to unassisted inspiration, and the majority of the flow remains high through the nasal cavity. The maximum velocities in the nasopharynx with and without NHF were 4.3 and 2.6 ms-1, respectively. Figure 13 shows the expiration results obtained with a cannula flow rate of 30 l/min. With NHF, high velocities were concentrated in the nasal valve and nasal vestibule, where cannula flow was forced to turn 180 degrees by the expired volume to additionally exit through the area available between the cannula prong and nostril. The maximum absolute velocity measured was 14.8 ms-1. The momentum required to turn the jet, narrowness of the passageways, large velocity gradients creating high shear and low evenly distributed velocities upstream suggest there is a large pressure drop across the nasal valve with NHF. This resistance is thought to be largely responsible for the elevated airway pressures experienced clinically. Two recirculating features are created with NHF, one clearly in the centre of the jet’s retreat and one above the jet in the middle airway. Flow in the nasopharynx is largely unmodified by NHF, with flow remaining attached to the nasopharynx roof. Note that the velocities in the nasopharynx are lower with NHF because peak expiration flow rate is lower and expiration time is longer. The flow distribution is more evenly distributed vertically

through the nasal cavity on expiration with NHF, as shown by Fig. 14. In contrast, the flow during unassisted expiration tends to stay higher through the nasal cavity after entering attached to the nasopharynx roof. The more even distribution of flow through each meatus with NHF is thought to be because of the increased back pressure required to overcome the large resistance created downstream in the nasal cavity anterior and the subsequent relatively small difference in resistance of each upstream passage. On both inspiration and expiration with NHF, there is a low velocity and recirculation region on the nasopharynx floor. This feature was present on unassisted expiration and was accentuated with NHF, which is a modification to the unassisted inspiration flow pattern. Thinner boundary layers through the nasal valve and meatus are visible in Figs. 11 and 13, indicating increased shear stress and therefore increased flow resistance and moisture and heat transfer in these regions.

4 Conclusions

SPIV was used to measure the flow field in the human nasal cavity during unassisted breathing conditions and with Fig. 11 Velocity map through one sagittal cross section of the left nasal cavity during inspiration with 30 l/min cannula flow Fig. 12 Coronal cross section of the nasal cavity on inspiration during a unassisted breathing and b with 30 l/min cannula flow Fig. 13 Velocity map through one sagittal cross section of the left nasal cavity during expiration with 30 l/min cannula flow Fig. 14 Coronal cross section of the nasal cavity on expiration during a unassisted breathing and b with 30 l/min cannula flow

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nasal high flow (NHF) therapy. Physiologically accurate flow rates were measured in vivo and applied in vitro using Reynolds number matching. An anatomically accurate

transparent silicone flow phantom including both sides of the nasal cavity was created from CT images. Unassisted breathing inspiration and expiration maximal velocities of

4.2 and 6.4 ms-1, respectively, were located in the nasal valve. NHF modifies the flow velocity magnitude and distribution in the nasal cavity significantly, altering the proportion of inspiration and expiration through each meatus and producing jet velocities up to 17.0 ms-1 for 30 l/min cannula flow. Inspired flow with NHF remains high through the nasal cavity and to a lesser extent so too does expired flow during unassisted breathing. Inspired flow during unassisted breathing and expired flow with NHF are relatively evenly distributed with the main flow stream passing through the middle airway. Strong recirculating features are created above and below the cannula jet on expiration and significantly strengthened on inspiration. Peak inspiration flow rate had a positive relationship with cannula flow rate. Peak expiration flow rate was lower with NHF, which was independent of cannula flow rate. Velocity magnitudes differed appreciably between the left and right sides of the nasal cavity. During unassisted breathing, the maximum velocity was 39% larger in the right side on inspiration and 18% higher on expiration. Important contributions to flow resistance through the nasal cavity of features other than the nasal valve have been highlighted.

Although the morphology was asymmetric about the nasal septum, the flow tended to behave similarly through the features common to both sides of the nasal cavity. The flow pattern through the nasal cavity is largely twodimensional; however, lateral velocities have been found to contribute up to 36% of the absolute velocity magnitude in anterior regions. To capture the complete velocity magnitude, a three-component measurement technique such as SPIV or discrete measurement planes aligned parallel to the flow in the nasal cavity anterior with a two-component measurement technique should therefore be used. The highest velocities are located in the sagittal plane; thus, a sagittal light sheet SPIV configuration should be used, as in this study, to minimise the loss of seeding particles. Acknowledgments We would like to thank Fisher & Paykel Healthcare and St George’s Radiology, in particular C. White, and S. Wells and C. Stevens, respectively, for supporting this work.



 
琪琪 @ 2011-01-16 15:29

Oral implants improve the quality of life for many of our patients (Kuboki et al.1999; Heydecke et al. 2003, 2005). They

were introduced some 30–40 years ago (Bra°nemark et al. 1969, 1977, 1984; Adell et al. 1970; Schroeder et al. 1976, 1978,

1981; Schulte & Heimke 1976; Schulte et al. 1978a; Adell et al. 1981; Albrektsson 1983). The material of choice for oral endosseous implants has been and still is commercially pure titanium. Ceramics have however been proposed as an alternative to titanium, based principally on the following arguments:

(1) Esthetics: The fact that ceramic materials are white and are mimicking natural teeth better than the gray titanium

allows an ‘improved’ esthetic reconstruction for our patients. This would be the consequent continuation of what began in the supramucosal part with white ceramic implant abutments and all-ceramic crowns fabricated from alumina and zirconia.

Using white ceramic implants would preclude the dark shimmer of titanium implants when the soft periimplant mucosa is of thin biotype or recedes over time.

(2) Material properties: Potential health hazards may result from the release of titanium particles and corrosion products provoking unwelcome host reactions (for a review, see Tschernitschek et al. 2005). Elevated titanium concentrations have been found in the vicinity of oral implants (Bianco et al. 1996) and in regional lymph nodes (Weingart et al. 1994).

Another investigation suggested a sensitization of patients toward titanium (Lalor et al. 1991). In a recent clinical

study (Sicilia et al. 2008) on titanium allergy in dental implant patients, the authors found that nine out of 1500

patients showed positive reactions to titanium allergy tests which indicates a prevalence of 0.6%. However, the clinical relevance of the above findings is not clear yet since numerous

investigations have demonstrated titanium to be a reliable implant material for long-term use in the oral environment.

(3) Some patients request the treatment with completely metal-free dental reconstructions. If the number of remaining

teeth decreases and implantborne reconstructions are necessary, then these patients can only be helped using ceramic implants.

(4) Ceramic implants are ‘hip.’ At present,the material most often used for producing oral implants is yttria-stabilized

tetragonal zirconia polycrystal (YTZP, short: zirconia) with or without the addition of a small percentage of alumina. Various developments in the production process for Y-TZP have lead to improved material characteristics.

The introduction of the HIP process (HIP: hot isostatic postcompaction) enabled the production of highly compacted

structures with fine grain size and high purity of Y-TZP improving the material properties. Ceramicmaterials for oral implants were already investigated and clinically used

some 30–40 years ago. At that time, the ceramic material utilized was aluminum oxide (polycrystal or single crystal). The Swiss dentist Prof. Sandhaus was one of the first to use aluminum oxide (alumina) to produce his crystalline bone screw (Sandhaus 1968, 1971). Many years later he introduced the Cerasand ceramic oral implant (Sandhaus 1987). Also in the midseventies of the last century, the Tu¨ bingen implant was introduced (Schulte & Heimke 1976; Schulte et al. 1978a, 1978b). This oral implant system was also fabricated from alumina and was investigated both preclinically as well as clinically (Krempien et al. 1978; Schulte et al. 1978b, 1992; Schulz et al. 1981; Schulte 1981a, 1981b, 1984, 1985; d’Hoedt 1986, 1991; d’Hoedt et al. 1986; Schulte & d’Hoedt 1988; d’Hoedt & Schulte 1989). The same ceramic substrate was used for the Bionit implant system, which was developed in the eastern part of Germany a decade after the Tu¨ bingen implant (Mu¨ ller et al. 1988; Piesold 1990; Piesold et al. 1990, 1991; Piesold & Mu¨ ller 1991). Further ceramic implant developments in the late seventies and early/mid eighties were the ceramic anchor implant (Brinkmann 1978, 1987; Ehrl & Frenkel 1981), the Pfeilstift-Implant according to Mutschelknauss (Ehrl 1983), the Mu¨nch implant (Mu¨nch 1984; Strassl 1988) and others (Wo¨rle 1981; Ehrl 1986). Besides polycrystalline aluminum oxide as implant material, single-crystal alumina (sapphire) has also been used as an implant material (McKinney & Koth 1982; McKinney et al. 1983, 1984a, 1984b; Steflik et al. 1984, 1987; Akagawa et al. 1986, 1992, 1993b; Hashimoto et al. 1988, 1989; Sclaroff et al. 1990). In contrast to the polycrystalline alumina, this material had a glassy appearance. One commercially produced system was the Bioceram implant by Kyocera in Japan (Koth et al. 1988; Steflik et al. 1995; Fartash et al. 1996; Fartash & Arvidson 1997; Berge & Gronningsaeter 2000).

Alumina’s physical properties include: a density of the alumina grains of approximately 4 g/cm3, a Vickers hardness of 2300, a compressive strength of 4400MPa, a bending strength of 500MPa, a modulus of elasticity of 420GPa and a fracture toughness (KIC) of 4MPam1/2. The high hardness and modulus of elasticity make the material brittle. Combined with the relatively low bending strength and fracture toughness the material is prone to fracture when loaded unfavorably. This might be the reason for there currently being no alumina implant system on the market. Interestingly however, fracture was seldom mentioned in the literature as a reason for implant loss (Strub et al. 1987; Fartash & Arvidson 1997; Pigot et al. 1997). Nevertheless, it seems that fear of fracture hindered dentists from using alumina implants.

Currently the material of choice for ceramic oral implants is Y-TZP or possibly Ce-TZP (ceria-stabilized TZP). Compared with alumina, Y-TZP has a higher bending strength (_1200MPa), a lower modulus of elasticity (_200GPa) and a higher fracture toughness (KIC: _6–10MPam1/2). Preclinical investigations on the stability of YTZP oral implants have shown that this material may be able to withstand oral forces over an extended period of time (Kohal et al. 2006; Andreiotelli & Kohal 2009; Silva et al. 2009). Animal experiments testing the biocompatibility and bone integration of zirconia ceramics are promising. However, as for any implant system, clinical performance (i.e. survival and success rates) of zirconia oral implants is of great interest when advising on the clinical use of such ceramic implants in daily practice.

Aim of the review

For that reason, the aim of the present systematic reviewwas to answer the following questions by screening different databases for clinical and animal investigations using zirconia as a substrate for oral implants:

A)   The biocompatibility of zirconia. For this, animal investigations which had reported on osseointegration as assessed by bone-implant contact (BIC) around zirconia

 

implants, using titanium as controls, were

selected. B) The clinical behavior of ceramic

implants was evaluated using the available

clinical data.

In summary, is there sufficient robust

clinical data on the implant survival and

implant success (including bone remodeling)

of ceramic implants to form a view on

whether they are a viable alternative to

titanium implants?

Furthermore, since five different companies

currently market zirconia oral implants

– Bredent medical GmbH & Co. KG with

the White Sky implant system; Ceraroots

with the Ceraroots one piece zirconia implant

system; Incermed SA with various

Sigma implant designs, Ziterion GmbH

with the zit-z implants; Z-systemss with

its Z-Look3 implant – another aim of this

review was to scrutinize the literature of

whether these specific implant systems are

backed-up scientifically for clinical use.

Although, to the knowledge of the

authors, no alumina ceramic oral implants

are currently marketed, we included alumina

ceramic implants into the present review and

also systematically searched databases for

clinical and animal investigations.

Material and methods

The scientific committee of the European

Association of Osseointegration (EAO) entrusted

the authors to systematically review

the literature to answer the following

question: ‘Are ceramic implants a viable

alternative to titanium implants?’ and prepare

this review for the 2nd EAO Consensus

Conference in Pfa¨ffikon, Switzerland

in February 2009. The methodology involved

in this systematic review included

literature search and selection, inclusion/

exclusion of studies, quality assessment

and analysis of the extracted data.

Search strategy for the identification of

studies

For the identification of studies included or

considered for this review, a detailed search

strategy was developed and an extensive

literature search performed. The following

databases were searched: (1) the Cochrane

Oral Health Group’s Trials Register, (2)

the Cochrane Central Register of Controlled

Trials (CENTRAL), (3) MEDLINE

(Ovid) and (4) PubMed. The search strategy,

which was revised appropriately for

each database, used a combination of controlled

vocabulary and free text words. It

was limited to articles published in English,

German or French appearing in peerreviewed

journals and conducted with humans

or animals. No publication year limit

was applied, so that the search could include

the first available year of each particular

database to December 2008. The

search strategy included the combination

of the following medical subject headings

(MeSH terms): ‘dental implants’ AND

(‘zirconiumoxide’ OR ‘yttria-stabilized tetragonal

zirconia polycrystals ceramic’ OR

‘Ce-TZP-Al2O3’), ‘dental implants’ AND

‘aluminum oxide,’ ‘dental implants’ AND

(‘zirconiumoxide’ OR ‘yttria-stabilized tetragonal

zirconia polycrystals ceramic’ OR

‘Ce-TZP-Al2O3’ OR ‘aluminum oxide’),

and the keywords: aluminn AND implant,

zirconn AND dentn AND implant, as well

as zirconn AND osseointegration. Manual

searches of the bibliographies of all full-text

articles and relevant review articles, selected

from the electronic search, were

also performed.

Furthermore, in November 2008, the

five identified manufacturers of zirconia

oral implants were contacted via mail

with the following two questions:

(1). Are there any peer-reviewed scientific

publications concerning the clinical

success and osseointegration of

your zirconia implant system?

(2). Are there any ongoing unpublished

studies regarding the above subject?

(i.e. articles in press, etc.)

Selection criteria

To determine which studies would be included

in the present systematic review,

the following additional inclusion criteria

were applied (Table 1):

(1) examination of all-ceramic implants;

(2) clinical studies with a mean follow-up

period of _1 year;

(3) number of subjects and implants

stated;

(4) number and type of test animals

clearly mentioned in the study;

(5) sample size of test animals _4;

(6) clear outcome stated (clinical studies:

survival/success rate, bone remodeling/

bone loss rate, animal studies: BIC).

Standard reviews, in vitro studies, case

and experience reports were excluded because

of possible study selection bias and

limited clinical relevance, respectively

(Sutherland 2000). Also studies using cell

culture models or reporting on ceramic

composites, ZrO2, and alumina coatings

on metallic implants were not included in

the present review. The reason for the

exclusion of metallic implants with ceramic

coatings was that compared with allceramic

implants, biomechanically, they

behave differently. Furthermore, the topic

of ceramic-coated metal implants would

have gone beyond the scope of this review

and is addressed in another review of this

supplement issue of Clinical Oral Implants

Research.

Review methods

The titles and abstracts, when available, of

all reports identified through the electronic

searches were assessed independently by

two reviewers (M.A. and R.J.K). For studies

appearing to meet the inclusion criteria, or

for which insufficient data were available in

the title and abstract to make a clear decision,

the full text was obtained. The full

reports obtained from all methods of searching

were assessed independently by two of

the review authors (M.A. and R.J.K) to

establish whether the studies met the inclu-

Table 1. Final inclusion and exclusion criteria

Inclusion criteria

Articles in English, German and French

Studies conducted with humans or

animals

All-ceramic implants examined

1-year observational study

Number of subjects and implants

stated

Number and type of test animals

stated

Sample size of test animals  4

Clear outcomen

Exclusion criteria

One of the inclusion criteria is not met

Length of observation period o1 year

from implant placement for the

clinical studies

In vitro study, review article, case

report, editorial or protocol paper

Studies reporting on ceramic

composites or ZrO2/alumina coatings

on metallic implants

Studies using cell culture models

nClinical studies outcomes: survival/success

rate, (bone remodeling/loss rate), animal studies

outcome: bone–implant contact.

Andreiotelli et al


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34 | Clin. Oral Impl. Res. 20 (Suppl. 4), 2009 / 32–47 c[1] 2009 John Wiley & Sons A/S

sion criteria. The references from these articles

were also manually searched and the

potentially relevant papers scrutinized. Any

disagreement between the reviewers regarding

selection of the studies included was

resolved by consensus. Where resolution

was not possible, a third reviewer (H.J.W.)

was consulted. All studies meeting the inclusion

criteria then underwent validity assessment

and data extraction. Studies

rejected at subsequent stages were recorded

and the reasons for exclusion were reported.

Quality assessment and data extraction

The quality assessment of the included

trials was undertaken independently and

in duplicate by two review authors as part

of the data extraction process. The publications

were sorted into clinical studies, animal

studies with loaded implants and

animal studies with unloaded implants.

Because different types of studies were

included, the methodological quality was

evaluated. The clinical studies where assessed

for allocation concealment, blindness

of outcome assessment, definition of

inclusion/exclusion criteria, adjustment for

potential confounding variables and completeness

of follow-up and statistical analysis

(Esposito et al. 2005). Considering the

above quality assessment criteria, the studies

were grouped into the following categories:

low risk of bias, moderate risk of

bias and high risk of bias. Any disagreement

regarding data extraction was resolved

with discussion and a third

reviewer was consulted where necessary.

Data were excluded if agreement could not

be reached. For each trial the following data

were recorded: study design, risk of bias,

first author, year of publication, observation

period, number of subjects, number of

implants, implant design/surface, success/

survival rate of the implants, bone remodeling/

loss using apical radiographs (clinical),

first author, year of publication,

number of animals, number of implants,

implant material/design, surface treatment,

surface (roughness) characterization

and BIC (animals).

Interreviewer agreement

For the 1230 titles reviewed in the entire

search, the reviewers had 27 disagreements

(2%) in applying inclusion and exclusion

criteria. Agreement at the title review stage

yielded a k score of 0.9081 (95% confidence

interval: 0.8739–0.9423). For the

183 abstracts reviewed, the reviewers had

five disagreements (3%) in applying inclusion

and exclusion criteria. Agreement at

the abstract review stage yielded a k score

also of 0.9019 (95% confidence interval:

0.8172–0.9865). Both k scores were significantly

different from zero (Po.001),

meaning the agreement was better than

chance. For the 101 full-text papers reviewed,

the reviewers had no (0%) disagreements

in applying inclusion and

exclusion criteria.

Results

The PubMed search yielded 349 titles and

the Cochrane/MEDLINE search yielded

881 titles. Independent initial screening of

the titles resulted in further consideration

of 94 publications fromthe PubMed search

and 89 publications from the Cochrane/

MEDLINE search. Based upon abstract

screening and discarding duplicates from

both searches, 100 full-text articles were

obtained and subjected to additional evaluation.

A further publication was included

based on the manual search. All five identifiedmanufacturers

responded to the short

questionnaire sent, but did not provide any

further information on published peer-reviewed

studies already published or ongoing

publications. One company reported

confidentially on a clinical investigation

that will be published soon. This investigation

could not therefore be included in this

review. The extensive examination resulted

in the final sample of 25 studies,

namely 10 clinical studies and three animal

studies referring to alumina implants,

and three clinical studies and nine animal

studies referring to zirconia implants. No

(randomized) controlled clinical studies regarding

the outcome of zirconia and alumina

ceramic implants could be identified.

Figure 1 describes the selection process.

Meta-analytic methodology was not applied

in the current systematic review because

of the variation in types of

experimental characteristics of the investigations.

This decision was based on the

premise that meta-analysis can only be

performed when the studies share sufficient

similarity to justify a comparative

analysis (Needleman 2002).

Excluded studies

Of the 101 full-text articles examined, 76

were excluded from the final analysis (see:

List of excluded full-text articles and the

reason for exclusion).

The main reasons for exclusion were:

 no BIC reported;

 no observation period/patient number

reported;

 overview/presentation of an implant

system;

 case series, no clear protocol for a clinical

study.

Alumina implants

Animal studies

Three studies investigating outcomes with

alumina and zirconia implants in animals

met the inclusion criteria and are summarized

in Table 2. All studies assessed unloaded

alumina implants in comparison

with stainless steel, hydroxyapatite, zirconia

or titanium (Hayashi et al. 1992;

Chang et al. 1996; Dubruille´ et al. 1999).

In the investigation by Hayashi et al.

(1992), no significant differences in the

affinity of bone (BIC) was found for the

different materials from 4 to 96 weeks.

Chang et al. (1996) evaluated three different

ceramic materials (alumina, zirconia

and hydroxyapatite) in rabbits from 2 to 24

weeks. No statistics was performed on

the BIC results. Over a period of 8 weeks,

the percentage of implant surface covered

by bone (BIC) increased similarly for all

materials. From 8 to 24 weeks, alumina

remained at a level of about 70% BIC,

whereas the contact decreased for the other

two materials to a low of 12% (zirconia)

and 28% (hydroxyapatite).

Dubruille´ et al. (1999) investigated the

quality of the tissue–implant interface of

18 implants that were placed into the

mandibles of nine dogs. The bone was

previously filled with calcium carbonate

(coral) or hydroxyapatite. Three different

types of dental implants were compared

(titanium, alumina and zirconia) and the

BIC in the cervical, central and apical

regions evaluated. They concluded that

the mean percentage of BIC was higher in

the cervical than in the central and apical

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2009 John Wiley & Sons A/S 35 | Clin. Oral Impl. Res. 20 (Suppl. 4), 2009 / 32–47

regions and was higher for ceramic implants

than for titanium implants.

Clinical studies

As mentioned above, no randomized-controlled

clinical trials, no controlled clinical

trials and no high-quality prospective clinical

investigations were found. If the inclusion

criteria would had been strictly applied

– including reporting on bone remodeling/

bone loss – our search would have yielded

only two papers (Strub et al. 1987; Berge &

Gronningsaeter 2000). Besides cumulative

survival rates, these two investigations

were the only ones that reported also on

bone loss during the observation period. In

order not to run the risk of excluding valid

information, the authors therefore decided

to include clinical investigations that did

not report on bone loss, but which had

information on success and survival rates.

With the modified inclusion criteria, eight

more investigations could be included

(Wo¨ rle 1981; Brose et al. 1988; Koth et al.

1988; De Wijs et al. 1994; Steflik et al.

1995; Fartash et al. 1996; Fartash & Arvidson

1997; Pigot et al. 1997).

However, when extracting all the necessary

information from the included studies

the risk of bias was moderate to high and

the quality of the investigations had to be

rated as medium to low (see Table 3).

Wo¨ rle (1981) reported an implant survival

rate of 84% after a mean of 2.4 years

using different alumina ceramic implants.

Of the lost implants, three (75%) became

loose after initial integration and one

(25%) did not integrate from the beginning.

The only investigation prospectively

comparing different implant systems was

published by Strub et al. (1987). They

investigated different titanium implants

and the alumina Crystalline Bone Screw.

After an observation period of 6 years, the

alumina implant showed a survival rate of

25% when used as an anchor for bridges in

combination with teeth. Of the eight inserted

implants, six (75%) were lost due

to fracture. Koth et al. (1988) and Steflik et

al. (1995) presented the data for the same

patient cohort after 5 and 10 years using

the single-crystal sapphire (Al2O3) Bioceram

implant. In 18 patients, 28 implants

were inserted in the partially edentulous

mandible. Twenty-three implants were

used as distal abutments for fixed partial

dentures. Twenty-one of these 23 implants

were reviewed after 10 years when the

authors found an 81% success rate.

When the numbers were carefully analyzed

and the implants lost in the initial

phase included, the success rate dropped to

77.7% after 5 years and to 65.4% after 10

years. Five implants obviously were lost/

excluded for reasons of mobility, infection

and patient discomfort before reconstruction.

Another implant was removed due to

excess mobility after 7 months of patient

service. No fractures were reported. The

survival rates were generally below the

survival rates of titanium implants (Lang

et al. 2004).

Brose et al. (1988) presented their data on

a two-piece custom-made alumina implant

after periods of up to 8 years. Thirty-one

implants were inserted in 31 patients. The

authors found an implant success rate of

23%. All implants obviously failed due to

biological reasons: six implants did not

integrate and 13 lost integration over various

time periods. Five implants were lost

to follow up. De Wijs et al. (1994) followed

127 Tu¨ bingen alumina implants in 101

patients over a mean period of 4.5 years.

The implants were placed in the upper

anterior jaw in the regions of former incisors,

cuspids and premolars. The reported

survival rate in this study was 87%. Again,

implants failed because they either did not

integrate or lost integration. Fractures of

implants were not reported. Two further

reports regarding the long-term behavior of

single-crystal sapphire implants were presented

by Fartash & Arvidson (1997) and

Fartash et al. (1996). In the latter investigation

(Fartash et al. 1996), 86 patients received

324 Bioceram sapphire implants for

the treatment of mandibular edentulism

with overdentures. The authors found cumulative

success rates after 3, 5, 10 and 12

years of follow-up of 95.2%, 91.3%,

91.3% and 91.3%. Some implants failed

before prosthetic treatment but the majority

of implants was lost between 36 and 42

months in function, due to loss of osseointegration.

Implant fracture as reason for

failure was not reported. In their subsequent

investigation, Fartash & Arvidson

(1997) included the treatment of total edentulism,

partial edentulism and single-tooth

loss. Fifteen patients received 87 Bioceram

implants for the treatment of their edentulous

upper and lower jaws. The cumulative

success rates after 3, 5 and 10 years were

100%, 100% and 97.7% for the mandible

and 58.1%, 44.2% and 44.2% for the

maxilla. The 27 partially edentulous patients

received 56 implants. The cumulative

success rates for the implants in the

partially maxilla were 96.3%, 92.6% and

92.6% after 3, 5 and 10 years, respectively,

and 100% in the mandible over the whole

period. One implant fractured in an edentulous

mandible after 6 years in function.

The other implants were lost due to mobility

and soft tissue encapsulation. Pigot et

al. (1997) evaluated the Crystalline Bone

Screw in edentulous mandibles to stabilize

mandibular overdentures. Thirty-nine

Potentially relevant articles identified from

PubMed search (n=349) | Cochrane / MEDLINE (n=881)

Potentially relevant abstracts retrieved for

evaluation: PubMed (n=94) | Cochrane / MEDLINE (n=89)

Potentially relevant full-text publications retrieved for

evaluation: PubMed (n=80) | Cochrane / MEDLINE (n=75)

(55 duplicates discarded)

Publications included based on the

electronic search (n=24)

Publications included in the present

systematic review (n=25)

Publications excluded on the

basis of title (n=1047)

Publications excluded on the

basis of abstract (n=28)

Publications excluded on the

basis of full text evaluation (n=76)

Publications included based on the

manual search (n=1)

Fig. 1. Flowchart of the search strategy.

Andreiotelli et al


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36 | Clin. Oral Impl. Res. 20 (Suppl. 4), 2009 / 32–47 c[1] 2009 John Wiley & Sons A/S

patients received 141 ceramic implants. In

their paper, they listed 16 time intervals

with the respective patient and implant

numbers and cumulative success rates.

For clarity, we have included only the 2–

3-year interval in Table 3 and because the

cumulative success rate did not drop

further as the study progressed. At 2–3

years, 33 patients with 99 implants could

be evaluated resulting in a cumulative

success rate of 78.1%. Five of the lost

implants had fractured. Bioceram implants

supporting mandibular overdentures were

investigated by Berge & Gronningsaeter

(2000). Over a mean observation period of

8.2 years, the authors presented the results

of 30 patients with 116 implants. The

cumulative survival rate for the implants

amounted to 68.7%. The reason for loss

(loss of osseointegration, fracture) was not

indicated. The annual bone loss around the

implants was 0.2mm.

In summary, these clinical investigations

using different alumina oral implants for up

Table 2. Included animal studies reporting on zirconia and alumina implants

Author

(year)

Number of

animals/implants

included

Implant

material/design

Surface

treatment

Surface

characterization

Bone–implant

contact

Unloaded

implants

Hayashi

et al.

(1992)

26 dogs

(femur)/156

implants

SUS-316 L stainless steel

Alumina ceramic

(Al2O3499.5%)

Zirconia ceramic

(ZrO2: 95%, Y2O3: 5%)

All screws:

diameter 4.8mm,

length 8mm

NR Characterization

technique not

mentioned:

SUS-316: Ra 1 mm

alumina: Ra 1.3 mm

zirconia: Ra 0.9 mm

4 weeks:

SUS-316 L: 59%

Al2O3: 60%

ZrO2: 54%

8 weeks:

SUS-316 L: 88%

Al2O3: 84%

ZrO2: 86%

24 weeks:

SUS-316 L: 82%

Al2O3: 77%

ZrO2: 83%

48 weeks:

SUS-316 L: 80%

Al2O3: 76%

ZrO2: 89%

96 weeks:

SUS-316 L: 81%

Al2O3: 81%

ZrO2: 87%

Chang

et al.

(1996)

78 rabbits

(tibia)/156

implants

Alumina ceramic

(Al2O3499%)

Zirconia ceramic

(ZrO2:493%)

Dense hydroxyapatite

Smooth test

pieces

(Kyocera

Corporation,

Osaka,

Japan)

NR 2 weeks:

HA: 8  4%

Al2O3: 14  4%

ZrO2: 2  2%

4 weeks:

HA: 21  6%

Al2O3: 24  8%

ZrO2: 15  6%

6 weeks:

HA: 57  6%

Al2O3: 55  6%

ZrO2: 49  4%

8 weeks:

HA: 68  5%

Al2O3: 70  8%

ZrO2: 65  6%

12 weeks:

HA: 50  12%

Al2O3: 74  14%

ZrO2: 45  15%

24 weeks:

HA: 28  6%

Al2O3: 72  12%

ZrO2: 12  4%

Dubruille´

et al.

(1999)

9 dogs/18

implants

Zirconia (Sigma, Sandhaus

Incermed SA, Lausanne,

Switzerland)

Alumina (Cerasand, Sandhaus

Incermed SA, Lausanne,

Switzerland)

Ti (NR)

Zirconia: NR

Alumina: NR

Ti: machined

NR Zirconia (6): 65  13%

Alumina (6): 68  14%

Ti (6): 54  13%

NR, not reported. Number of implants are given in parenthesis in the BIC column.

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to 10 years showed survival/success rates in

the range of 23–98% for the different indications

(single-tooth replacement, partially

dentate patients and edentulous patients).

Zirconia implants

Animal studies

Nine studies investigating the outcomes

with zirconia oral implants in animals

met the inclusion criteria and are summarized

in Table 4. Six studies assessed unloaded

zirconia oral implants (Stanic et al.

2002; Scarano et al. 2003; Aldini et al.

2004; Sennerby et al. 2005; Depprich

et al. 2008; Hoffmann et al. 2008) and three

studies examined loaded zirconia implants

in animals (Akagawa et al. 1993a, 1998;

Kohal et al. 2004). Two studies (Stanic

et al. 2002; Aldini et al. 2004) reported on

the osseointegration of bioactive glasscoated

and uncoated zirconia implants in

sham-operated and ovariectomized rats.

It was found that the glass coating enhanced

the osseointegration rate at 30

(BIC in sham-operated and ovariectomized

rats: 45%/50% and 55%, respectively)

and at 60 days (BIC in sham-operated

and ovariectomized rats: 56%/55% and

68%, respectively). Scarano et al. (2003)

investigated the bone response to 20 YTZP

implants, which were inserted in the

tibiae of five rabbits. According to the

Table 3. Included clinical studies (case series) reporting on alumina implants

Design

(risk of bias)

Author

(year)

Observation

period

(years)

Number of

patients/

implants

included

Implant design/surface Implant survival/

success rate (%)

Bone

remodeling/

loss

(mm)

Retrospective

(high)

Wo¨ rle (1981) Mean 2.4 16/25 partially

edentulous

Different Al2O3 implants

(Frialit Fritz, Tu¨ bingen, Sandhaus)

84 NR

Prospective

(moderate)

Strub et al.

(1987)

6.9

6

6.6

7

41/60 partially

edentulous

Linkow Blade Implant

Crystalline Bone Screw

(Incermed SA Lausanne,

Switzerland)

Ebauches Double Blade Implant

Intramobile Cylinder Extension

Implant

CSR: 94.7

CSR: 25

CSR: 61.3

67.3

1.2

1.5

0.5–1

2

Prospective

(moderate)

Koth et al.

(1988)

5 18/28 partially

edentulous Mn

Single-crystal sapphire implant

(Bioceram, Kyocera America Inc.,

San Diego, CA, USA)

77.7 NR

Prospective

(high)

Brose et al.

(1988)

3.2

(up to

8 years)

31/31 partially

edentulous

Two-piece custom-made Al2O3

implant

23according to the authors

17when calculated

with the given numbers in

publication

NR

Prospective

(moderate)

De Wijs et al.

(1994)

Mean 4.5 101/127 partially

edentulous

Tu¨ bingen (polycrystalline Al2O3)

implant (Frialit, Friedrichsfeld

AG Mannheim, Germany)

87 NR

Prospective

(moderate)

Steflik et al.

(1995)

5, 10 18/28 partially

edentulous Mn

One-piece fire-polished,

Single-crystal sapphire implant

(Bioceram, Kyocera America Inc.)

77.7, 65.4 NR

Prospective

(moderate)

Fartash et al.

(1996)

3, 5, 10, 12 86/324

edentulous Mn

Single-crystal sapphire implant

(Bioceram, Kyocera Corporation)

CSR: 95.2, 91.3,

91.3, 91.3

NR

Prospective

(moderate)

Fartash

& Arvidson

(1997)

3, 5, 10

3, 5, 10

3, 5, 10

15/87

edentulous

Mn & Mx.

7/7 single tooth

replacement

27/56 partial

edentulism

One-piece single-crystal

sapphire implant

(Bioceram, Kyocera Corporation)

Mn CSR: 100, 100, 97.7

Mx. CSR: 58.1, 44.2, 44.2

CSR: 96.3, 92.6, 92.6

CSR: 96.3, 92.6, 92.6

NR

Prospective

(moderate)

Pigot et al.

(1997)

2–3 39/141

Edentulous Mn

Crystalline Bone Screw

(Incermed SA)

CSR: 78.1 NR

Retrospective

(high)

Berge &

Gronningsaeter

(2000)

Mean 8.2 30/116

15/60 were lost

to follow-up

One-piece single-crystal sapphire

implant for support of

mandibular overdentures

(Bioceram, Kyocera Corporation)

CSR 68.7 Mean

bone loss

2.21mm

(for 52

implants)

Mx, maxillae; Mn, mandible; NR, not reported.

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Table 4. Included animal studies reporting on zirconia implants

Author

(year)

Number of

animals/

Implants

included

Implant

material/

design

Surface

treatment

Surface

characterization

Bone–implant

contact

Unloaded

implants

Stanic

et al.

(2002)

14 rats/28

implants

YSTZ implants

YSTZ coated

with RKKPs

bioactive glass

NR Profilometry

YSTZ: Ra 1.26 mm,

Rt 10.28 mm

YSTZ coated:

Ra 0.37 mm,

Rt 3.27 mm

30 days:

YSTZ (7): 45  17%

RKKPs-YSTZ (7): 72  24%

60 days:

YSTZ (7): 56  32%

RKKPs-YSTZ (7): 74  17%

Aldini

et al.

(2004)

20 rats

(osteopenic)/

40 implants

YSTZ implants

YSTZ coated

with RKKPs

bioactive glass

NR NR Sham-operated rats

30 days:

YSTZ (5): 50  16%

RKKPs-YSTZ (5): 77  11%

60 days:

YSTZ (5): 55  27%

RKKPs-YSTZ (5): 74  12%

Ovariectomized rats

30 days:

YSTZ (5): 55  22%

RKKPs-YSTZ (5): 81  10%

60 days:

YSTZ (5): 68  16%

RKKPs-YSTZ (5): 76  15%

Scarano

et al.

(2003)

5 rabbits/

20 implants

Zirconia

experimental

implants

Passivation,

different

cleaning steps

NR 4 weeks: 68%

Sennerby

et al.

(2005)

12 rabbits/

96 implants

Y-TZP

experimental

implants;

screw type

Ti; screw type

Group 1 (Y-TZP):

machined

Group 2 (Y-TZP):

machined

presintered,

surface roughened

using pore-former A

Group 3 (Y-TZP):

machined presintered,

surface roughened

using pore-former B

Group 4 (TiUnite)

Interferometer

Group 1: Sa 0.75 mm,

Sds 0.09 1/mm2,

Sdr 14.2%

Group 2: Sa 1.24 mm,

Sds 0.09 1/mm2,

Sdr 82.6%

Group 3: Sa 0.93 mm,

Sds 0.09 1/mm2,

Sdr 51.5%

Group 4: Sa 1.3 mm,

Sds 0.06 1/mm2,

Sdr 113.1%

6 weeks:

Group 1 (24) femur:

46%; tibia: 19%

Group 2 (24) femur:

60%; tibia: 31%

Group 3 (24) femur:

70%; tibia: 22%

Group 4 (24) femur:

68%; tibia: 24%

Hoffmann

et al.

(2008)

4 rabbits/

8 implants

Y-TZP

(Z-Look 3)

Ti (Osseotite)

Y-TZP: NR

Ti: sandblasted,

acid etched

NR 2 weeks:

Y-TZP: 55%

Ti: 47.6%

4 weeks:

Y-TZP: 71.5%

Ti: 80%

Depprich

et al.

(2008)

12 minipigs

(tibia)/

48 implants

Y-TZP

Ti

Y-TZP: acid etched

cpTi: acid etched

Information

from the

manufacturer

of implants,

characterization

technique not

mentioned:

Y-TZP: Ra 0.598 mm

Ti: Ra 1.77 mm

1 week:

Y-TZP: 35  11%

Ti: 48  9%

4 weeks:

Y-TZP: 45  16%

Ti: 99  10%

12 weeks:

Y-TZP: 71  18%

Ti: 83  11%

Loaded Implants Akagawa

et al.

(1993a,

1993b)

4 dogs/

12 implants

Y-TZP

experimental

implants;

screw type

Barrel polished NR Unloaded

implants (6): 82%

Loading period: 3mo

Loaded implants (6): 70%

Andreiotelli et al


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2009 John Wiley & Sons A/S 39 | Clin. Oral Impl. Res. 20 (Suppl. 4), 2009 / 32–47

authors, all implants were osseointegrated

without signs of inflammation or mobility.

The mean BIC was calculated to be 68%.

In another study, Sennerby et al. (2005)

evaluated the bone tissue response to zirconia

implants with two different surface

modifications in comparison to machined,

non-modified zirconia implants and to

oxidized titanium implants. Ninety-six implants

were placed in 12 rabbits. A ‘‘strong’’

bone tissue response to surface-modified

zirconia implants was observed after 6

weeks of healing. The modified zirconia

implants showed a resistance to removal

torque forces similar to those of oxidized

titanium implants and a four- to fivefold

increase compared with machined zirconia

implants. In a recent study, Hoffmann et al.

(2008) compared the degree of early bone

apposition around four zirconia dental implants

and four surface-modified titanium

implants at 2 and 4 weeks after insertion in

the femurs of four rabbits. A comparably

high degree of bone apposition could be

observed on all implants during early

healing. Depprich et al. (2008) inserted 24

acid-etched zirconia implants and 24 acidetched

titanium implants into the tibia of

12 minipigs. BIC was evaluated after 1, 4

and 12 weeks. Histological results did not

show statistically significant differences

between the two groups at any timepoint.

Akagawa et al. (1993a) presented the bone

tissue response to loaded and unloaded zirconia

implants in the dog mandible. A total

of 12 implants were placed in four dogs in a

one-stage procedure. The authors reported

high degrees of BIC 3 months after implantation,

with no significant differences between

the groups. However, loss of crestal

bone height was evident around the loaded

implants. In a second investigation, Akagawa

et al. (1998) evaluated the possibility

of long-term stability of osseointegration

around 32 zirconia implants placed in the

mandibles of eight monkeys using the onestage

procedure with (1) single freestanding

implant support, (2) connected freestanding

implant support or (3) a combination of

implant and tooth support. After 2 years

there were no significant differences in clinical

features among the different groups, and

a direct bone apposition and stable osseointegration

were observed. Kohal et al. (2004)

compared loaded titanium implants with

loaded zirconia implants in the same model.

Twelve custom-made titanium implants and

12 zirconia implants were used to support

metal crowns in the maxillae of six monkeys.

No implant was lost over an observation

period of 14 months and nomechanical

problems were reported. Histology revealed

no differences in the bone tissue response

between the titanium and zirconia implants.

Clinical studies

Only three retrospective observational cohort

investigations were identified in the

international literature and were included

in the present review (see Table 5) (Mellinghoff

2006; Oliva et al. 2007; Lambrich

& Iglhaut 2008). Mellinghoff (2006) published

the clinical results of 189 zirconia

implants inserted in 71 patients. Only 53

implants had received a definitive prosthetic

reconstruction at the time of the last

recall visit. The 1-year survival rate of the

implants was 93%. Nine of the 189 placed

implants had to be removed, eight of these

implants during the healing phase. The

author reported that six implants were

lost due to increased implant mobility,

one implant fractured 1 week after prosthetic

reconstruction. In another retrospective

study, Oliva et al. (2007) evaluated the

success rate of 100 one-piece zirconia

dental implants inserted in 36 patients

Akagawa

et al.

(1998)

7 monkeys/

28 implants

Y-TZP

experimental

implants;

screw type

Barrel polished NR Loading period: 12mo

Single freestanding

implants (4): 54–71%

Connected freestanding

implants (8): 58%–77%

Implant-tooth

supported (4): 70–75%

Loading period: 24mo

Single freestanding

implants (3): 66–81%

Connected freestanding

implants(6): 66–77%

Implant-tooth

supported (3): 66–82%

Kohal

et al.

(2004)

6 monkeys/

24 implants

Y-TZP

experimental

implants;

custom made

(ReImplant)

Ti implants

(control),

same design

as Y-TZP

Y-TZP implants:

machined,

sandblasted

Ti implants:

same treatment;

additionally

acid etched

NR Healing time: 9mo

Loading period: 5mo

Y-TZP implants (12): 68%

Ti implants (12): 73%

Number of implants are given in parentheses in the BIC column.

mo, months; NR, not reported.

Table 4. Continued

Author

(year)

Number of

animals/

Implants

included

Implant

material/

design

Surface

treatment

Surface

characterization

Bone–implant

contact

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40 | Clin. Oral Impl. Res. 20 (Suppl. 4), 2009 / 32–47 c[1] 2009 John Wiley & Sons A/S

after 1 year of follow-up. Five implant

designs with two different surfaces were

examined. Simultaneous bone augmentation

or sinus elevations were performed

in the cases of insufficient bone height or

width. The overall implant success rate

after 1 year was 98% in both the bioactive

ceramic-coated and noncoated groups. Two

implants (one of each surface) failed 15

days after implant installation due to implant

mobility. No further implant failures

were reported. In a further retrospective

investigation by Lambrich & Iglhaut

(2008), the survival rates of rough titanium

implants and one-piece zirconia implants

were compared. The study followed up a

total of 361 implants (234 titanium/127

zirconia) inserted in 124 nonselected patients.

The mean observation period was

21.4 months. The survival rate of the

titanium implants was 98.4% in the maxilla

and 97.2% in the mandible, while

zirconia implants had a survival rate of

84.4% in the maxilla and 98.4% in the

mandible. In total, 11 zirconia implants

were lost, 10 implants in the maxilla and

one implant in the mandible. All failures

occurred in the healing period or within the

first 6 months after loading. There is no

information on implant fractures as reason

for implant loss. The difference in the

survival rate of zirconia implants in the

maxilla was explained as a result of low

primary stability in soft and augmented

bone and premature loading.

Discussion

Alumina oral implants

Although alumina ceramics are obviously

not used anymore as a substrate for oral

implants, the authors decided to include

this material in their review. Extensive

preclinical (animal) and clinical investigations

were performed to evaluate this material

regarding its use as oral implant

material. In the included animal models

alumina did osseointegrate similarly in

comparison to titanium or hydroxyapatite.

From a biocompatibility standpoint (here:

bone integration), this material was and

still is appropriate to be used as oral implant

material.

Clinical investigations using alumina

implants up to 10 years showed survival/

success rates in the range of 23–98% for

the different indications (single-tooth replacement,

partially denate patients and edentulous

patients). In general, the survival

rate was lower compared with the ones

found in systematic reviews for titanium

implants where 5-year survival rates of

95.4% for implants supporting single

crowns and 96.8% for implants supporting

fixed-partial dentures were presented (Lang

et al. 2004; Pjetursson et al. 2004; Jung

et al. 2008). The only exception where

long-term survival rates with alumina

implants were comparable to titanium implants

are the investigations by Fartash &

Arvidson (1997) and Fartash et al. (1996).

To the knowledge of the authors, however,

no alumina implant system is marketed

anymore. Recently, the Bioceram

(single-crystal sapphire) implant was withdrawn

from the market.

Some investigations reported on early

implant loss (no osseointegration occurred

obviously) and others on implant fractures.

The latter adverse event seemed to prevent

dentists to use this ceramic implant material.

When screening the literature, it was

realized that no scientific investigations

could be found dealing with the stability

of alumina ceramic implants before its

clinical use.

Zirconia oral implants and osseointegration

In the present systematic review, animal

studies dealing with zirconia implants outnumbered

the clinical studies. Osseointegration

was evaluated from 2 weeks to 24

months after inserting the implants in

different animals, in different implant sites

and under different loading situations. The

percentage of BIC as a measure of osseointegration

ranged from a low of 2% after 2

weeks in the tibia of rabbits (Chang et al.

1996) to a high of 86.8% after 96 weeks in

the tibia of dogs (Hayashi et al. 1992) with

a mean value above 60% (Tables 2 and 4).

A similar mean BIC ratio was reported in

another systematical review (Wenz et al.

2008). Only a few animal investigations

used titanium implants as a control group

(Dubruille´ et al. 1999; Kohal et al. 2004;

Table 5. Included clinical studies (case series) reporting on zirconia implants

Design

(risk of bias)

Author

(year)

Observation

period

(years)

Number of

patients/

implants

included

Implant design/surface Implant

survival

rate/success

rate (%)

Bone

remodeling/

loss

Retrospective

(high)

Mellinghoff

(2006)

1 71/189 Z-Systems AG

One-piece implants

with a sandblasted

intraosseous section

and a polished

transgingival portion

93 NR

Retrospective

(high)

Oliva et al.

(2007)

1 36/100 Ceraroot

Five different implant

designs-porous surface

(bioactive ceramic-coated

and noncoated group)

98 NR

Retrospective

(high)

Lambrich

& Iglhaut

(2008)

1.8 124/361

Ti: 234

Y-TZP:127

Z-Systems AG

One-piece implants

with a sandblasted

intraosseous section

and a polished

transgingival portion

Ti

Mx: 98.4

Mn: 97.2

Y-TZP

Mx: 84.4

Mn: 98.4

NR

Mx, maxillae; Mn, mandible; NR, not reported.

Andreiotelli et al


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2009 John Wiley & Sons A/S 41 | Clin. Oral Impl. Res. 20 (Suppl. 4), 2009 / 32–47

Sennerby et al. 2005; Depprich et al. 2008;

Hoffmann et al. 2008). As with alumina

implants, the above studies could show

that bone reacts similarly or even better

to zirconia as it does toward titanium and

therefore zirconia could be used – from an

osseointegration standpoint – as a material

for the fabrication of oral implants. However,

with the exception of the study by

Kohal et al. (2004), there were no other

studies comparing loaded titanium implants

with loaded zirconia implants in

the same animal model. Besides similar

BIC, Kohal et al. (2004) could show that

the soft tissue compartments above the

periimplant bone had a similar thickness

for the test and control group.

Noteworthy are the results of Akagawa

et al. (1998) and Akagawa et al. (1993a)

because they found an apparent loss of

crestal bone in the group of early loaded

zirconia implants.

A parameter that can possibly influence

the process of early bone formation is the

implant surface. Aldini et al. (2004) coated

Y-TZP implants with a bioactive glass and

found faster bone healing and a better

osseointegration rate in osteopenic bone.

Furthermore, Sennerby et al. (2005) reported

that Y-TZP implants with a moderately

roughened surface showed a four- to

fivefold increase in resistance to removal

torque compared with machined Y-TZP

implants and a direct bone formation could

only be observed on implants with a modified

surface. Unfortunately, with the exception

of three studies (Stanic et al. 2002;

Sennerby et al. 2005; Depprich et al. 2008),

no information on surface microtopography

was given. One investigation was able to

show that a similar roughness on titanium

and zirconia implants led to similar BIC

(Sennerby et al. 2005). The second investigation

comparing titanium and zirconia

implants could show similar bone-toimplant

contact, however, with different

roughnesses (Depprich et al. 2008).

Quality assessment of clinical investigations

In a publication on quality assessment of

randomized-controlled trials of oral titanium

implants it was ‘. . . concluded that

study methodology was generally poor’

(Esposito et al. 2001). Hence, the authors

of that publication found at least some

randomized-controlled trials for titanium

implants. Such investigations, however,

do not exist for ceramic implants.

The study methodology for the clinical

investigations included in this review has

to be rated as questionable especially for

the zirconia implant studies (Mellinghoff

2006; Oliva et al. 2007; Lambrich &

Iglhaut 2008). Because of the high risk of

bias the scientific value of these reports has

to be considered as low.

Shortcomings in most studies were that

– if at all – only minimal information was

given on the study methodology (study

design), e.g. the inclusion/exclusion criteria,

patient dropout, implant locations,

radiographic bone remodeling, soft tissue

health, prosthetic reconstructions and success

criteria. Also no information was given

on whether the study had a structured

investigation plan including follow-up

sessions. In addition, most of the investigations

were retrospective.

If only publications would have been

selected that reached evidence level III

(well-designed nonexperimental descriptive

studies or higher) (US Department of

Health and Human Services 1993) (Table

6), no zirconia clinical study would have

been included.

It is well-known that randomized-controlled

clinical trials offer the best evidence

for reviews dealing with the effectiveness of

therapy (Carlsson 2005). However, for reviews

that are dealing with so-called ‘emerging’

therapies – zirconia implant treatment

is regarded as such – other designs of

investigations, such as nonrandomized

trials, case-series and even animal studies

should be considered. However, each study

type must be evaluated separately and their

limitations to answering the review question

should be made explicit (Needleman 2002).

For our review, nevertheless it has been

considered beneficial to include all the

above hierarchies of evidence to show that

research in this field is taking place on the

one hand, but that on the other the low

level of evidence in this area demands

more well-designed clinical studies in future

research.

Conclusion

Our systematic review could identify histological

animal studies showing similar

BIC contact between alumina, zirconia

and titanium. However, only cohort investigations

were found which did not allow to

positively answering the introductory question.

Currently, the scientific clinical data

for ceramic implants in general and for

zirconia implants in particular are not sufficient

to recommend ceramic implants for

routine clinical use (grade of recommendation:

C) (Table 6).

Alumina implants did not perform satisfactorily

and therefore are not a viable

alternative to cpTi implants based on our

review. Zirconia, however, may have the

potential to be a successful implant material

but no clinical investigation can support

this assumption yet.

Furthermore, the fact that zirconia implants

are offered on the market without

Table 6. Definitions of types of evidence originating from the US Agency for Health Care

Policy and Research (1993)

Statements of evidence

Ia Evidence obtained from meta-analysis of randomized-controlled trials

Ib Evidence obtained from at least one randomized-controlled trial

IIa Evidence obtained from at least one well-designed controlled study without

randomization

IIb Evidence obtained from at least one other type of well-designed quasiexperimental

study

III Evidence obtained from well-designed nonexperimental studies, such as

comparative studies, correlation studies and case studies

IV Evidence obtained from expert committee reports or opinions and/or clinical

experiences of respected authorities

Grades of recommendations

A Requires at least one randomized-controlled trial as part of a body of literature of

overall good quality and consistency addressing the specific recommendation

(Evidence levels Ia, Ib)

B Requires the availability of well conducted clinical studies but no randomized

clinical trials on the topic of recommendation (Evidence levels IIa, IIb, III)

C Requires evidence obtained from expert committee reports or opinions and/or

clinical experiences of respected authorities. Indicates an absence of directly

applicable clinical studies of good quality (Evidence level IV)

Andreiotelli et al


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42 | Clin. Oral Impl. Res. 20 (Suppl. 4), 2009 / 32–47 c[1] 2009 John Wiley & Sons A/S

any scientific background has to be seen

critically and brings a statement to mind

which was expressed regarding such a circumstance

recently by Albrektsson et al.

(2007): ‘In many cases, commercial hype

has replaced the careful scientific approach

once represented by the early pioneers of

osseointegration. In fact, we cannot solely

blame the involved commercial bodies,

since oral implants nowadays are routinely

placed by clinicians who obviously do not

ask for clinical results before testing these

various systems, perhaps acceptable if implant

changes are small but not so after

substantial changes in implant design (and

implant material, remark of the present

authors) or recommended handling of it.

Unfortunately, control bodies such as the

Food and Drug Administration have placed

oral implants in their category IIa where

clinical pretrials are deemed unnecessary.

Europeans have followed suit in their CEmarking

procedure that neither asks for any

clinical pretrials before introducing novel

implants on the market.’

And this development is not for the

benefit of our patients.

 



 
琪琪 @ 2011-01-16 15:29

Oral implants improve the quality of life for many of our patients (Kuboki et al.1999; Heydecke et al. 2003, 2005). They

were introduced some 30–40 years ago (Bra°nemark et al. 1969, 1977, 1984; Adell et al. 1970; Schroeder et al. 1976, 1978,

1981; Schulte & Heimke 1976; Schulte et al. 1978a; Adell et al. 1981; Albrektsson 1983). The material of choice for oral endosseous implants has been and still is commercially pure titanium. Ceramics have however been proposed as an alternative to titanium, based principally on the following arguments:

(1) Esthetics: The fact that ceramic materials are white and are mimicking natural teeth better than the gray titanium

allows an ‘improved’ esthetic reconstruction for our patients. This would be the consequent continuation of what began in the supramucosal part with white ceramic implant abutments and all-ceramic crowns fabricated from alumina and zirconia.

Using white ceramic implants would preclude the dark shimmer of titanium implants when the soft periimplant mucosa is of thin biotype or recedes over time.

(2) Material properties: Potential health hazards may result from the release of titanium particles and corrosion products provoking unwelcome host reactions (for a review, see Tschernitschek et al. 2005). Elevated titanium concentrations have been found in the vicinity of oral implants (Bianco et al. 1996) and in regional lymph nodes (Weingart et al. 1994).

Another investigation suggested a sensitization of patients toward titanium (Lalor et al. 1991). In a recent clinical

study (Sicilia et al. 2008) on titanium allergy in dental implant patients, the authors found that nine out of 1500

patients showed positive reactions to titanium allergy tests which indicates a prevalence of 0.6%. However, the clinical relevance of the above findings is not clear yet since numerous

investigations have demonstrated titanium to be a reliable implant material for long-term use in the oral environment.

(3) Some patients request the treatment with completely metal-free dental reconstructions. If the number of remaining

teeth decreases and implantborne reconstructions are necessary, then these patients can only be helped using ceramic implants.

(4) Ceramic implants are ‘hip.’ At present,the material most often used for producing oral implants is yttria-stabilized

tetragonal zirconia polycrystal (YTZP, short: zirconia) with or without the addition of a small percentage of alumina. Various developments in the production process for Y-TZP have lead to improved material characteristics.

The introduction of the HIP process (HIP: hot isostatic postcompaction) enabled the production of highly compacted

structures with fine grain size and high purity of Y-TZP improving the material properties. Ceramicmaterials for oral implants were already investigated and clinically used

some 30–40 years ago. At that time, the ceramic material utilized was aluminum oxide (polycrystal or single crystal). The Swiss dentist Prof. Sandhaus was one of the first to use aluminum oxide (alumina) to produce his crystalline bone screw (Sandhaus 1968, 1971). Many years later he introduced the Cerasand ceramic oral implant (Sandhaus 1987). Also in the midseventies of the last century, the Tu¨ bingen implant was introduced (Schulte & Heimke 1976; Schulte et al. 1978a, 1978b). This oral implant system was also fabricated from alumina and was investigated both preclinically as well as clinically (Krempien et al. 1978; Schulte et al. 1978b, 1992; Schulz et al. 1981; Schulte 1981a, 1981b, 1984, 1985; d’Hoedt 1986, 1991; d’Hoedt et al. 1986; Schulte & d’Hoedt 1988; d’Hoedt & Schulte 1989). The same ceramic substrate was used for the Bionit implant system, which was developed in the eastern part of Germany a decade after the Tu¨ bingen implant (Mu¨ ller et al. 1988; Piesold 1990; Piesold et al. 1990, 1991; Piesold & Mu¨ ller 1991). Further ceramic implant developments in the late seventies and early/mid eighties were the ceramic anchor implant (Brinkmann 1978, 1987; Ehrl & Frenkel 1981), the Pfeilstift-Implant according to Mutschelknauss (Ehrl 1983), the Mu¨nch implant (Mu¨nch 1984; Strassl 1988) and others (Wo¨rle 1981; Ehrl 1986). Besides polycrystalline aluminum oxide as implant material, single-crystal alumina (sapphire) has also been used as an implant material (McKinney & Koth 1982; McKinney et al. 1983, 1984a, 1984b; Steflik et al. 1984, 1987; Akagawa et al. 1986, 1992, 1993b; Hashimoto et al. 1988, 1989; Sclaroff et al. 1990). In contrast to the polycrystalline alumina, this material had a glassy appearance. One commercially produced system was the Bioceram implant by Kyocera in Japan (Koth et al. 1988; Steflik et al. 1995; Fartash et al. 1996; Fartash & Arvidson 1997; Berge & Gronningsaeter 2000).

Alumina’s physical properties include: a density of the alumina grains of approximately 4 g/cm3, a Vickers hardness of 2300, a compressive strength of 4400MPa, a bending strength of 500MPa, a modulus of elasticity of 420GPa and a fracture toughness (KIC) of 4MPam1/2. The high hardness and modulus of elasticity make the material brittle. Combined with the relatively low bending strength and fracture toughness the material is prone to fracture when loaded unfavorably. This might be the reason for there currently being no alumina implant system on the market. Interestingly however, fracture was seldom mentioned in the literature as a reason for implant loss (Strub et al. 1987; Fartash & Arvidson 1997; Pigot et al. 1997). Nevertheless, it seems that fear of fracture hindered dentists from using alumina implants.

Currently the material of choice for ceramic oral implants is Y-TZP or possibly Ce-TZP (ceria-stabilized TZP). Compared with alumina, Y-TZP has a higher bending strength (_1200MPa), a lower modulus of elasticity (_200GPa) and a higher fracture toughness (KIC: _6–10MPam1/2). Preclinical investigations on the stability of YTZP oral implants have shown that this material may be able to withstand oral forces over an extended period of time (Kohal et al. 2006; Andreiotelli & Kohal 2009; Silva et al. 2009). Animal experiments testing the biocompatibility and bone integration of zirconia ceramics are promising. However, as for any implant system, clinical performance (i.e. survival and success rates) of zirconia oral implants is of great interest when advising on the clinical use of such ceramic implants in daily practice.

Aim of the review

For that reason, the aim of the present systematic reviewwas to answer the following questions by screening different databases for clinical and animal investigations using zirconia as a substrate for oral implants:

A)   The biocompatibility of zirconia. For this, animal investigations which had reported on osseointegration as assessed by bone-implant contact (BIC) around zirconia

 

implants, using titanium as controls, were

selected. B) The clinical behavior of ceramic

implants was evaluated using the available

clinical data.

In summary, is there sufficient robust

clinical data on the implant survival and

implant success (including bone remodeling)

of ceramic implants to form a view on

whether they are a viable alternative to

titanium implants?

Furthermore, since five different companies

currently market zirconia oral implants

– Bredent medical GmbH & Co. KG with

the White Sky implant system; Ceraroots

with the Ceraroots one piece zirconia implant

system; Incermed SA with various

Sigma implant designs, Ziterion GmbH

with the zit-z implants; Z-systemss with

its Z-Look3 implant – another aim of this

review was to scrutinize the literature of

whether these specific implant systems are

backed-up scientifically for clinical use.

Although, to the knowledge of the

authors, no alumina ceramic oral implants

are currently marketed, we included alumina

ceramic implants into the present review and

also systematically searched databases for

clinical and animal investigations.

Material and methods

The scientific committee of the European

Association of Osseointegration (EAO) entrusted

the authors to systematically review

the literature to answer the following

question: ‘Are ceramic implants a viable

alternative to titanium implants?’ and prepare

this review for the 2nd EAO Consensus

Conference in Pfa¨ffikon, Switzerland

in February 2009. The methodology involved

in this systematic review included

literature search and selection, inclusion/

exclusion of studies, quality assessment

and analysis of the extracted data.

Search strategy for the identification of

studies

For the identification of studies included or

considered for this review, a detailed search

strategy was developed and an extensive

literature search performed. The following

databases were searched: (1) the Cochrane

Oral Health Group’s Trials Register, (2)

the Cochrane Central Register of Controlled

Trials (CENTRAL), (3) MEDLINE

(Ovid) and (4) PubMed. The search strategy,

which was revised appropriately for

each database, used a combination of controlled

vocabulary and free text words. It

was limited to articles published in English,

German or French appearing in peerreviewed

journals and conducted with humans

or animals. No publication year limit

was applied, so that the search could include

the first available year of each particular

database to December 2008. The

search strategy included the combination

of the following medical subject headings

(MeSH terms): ‘dental implants’ AND

(‘zirconiumoxide’ OR ‘yttria-stabilized tetragonal

zirconia polycrystals ceramic’ OR

‘Ce-TZP-Al2O3’), ‘dental implants’ AND

‘aluminum oxide,’ ‘dental implants’ AND

(‘zirconiumoxide’ OR ‘yttria-stabilized tetragonal

zirconia polycrystals ceramic’ OR

‘Ce-TZP-Al2O3’ OR ‘aluminum oxide’),

and the keywords: aluminn AND implant,

zirconn AND dentn AND implant, as well

as zirconn AND osseointegration. Manual

searches of the bibliographies of all full-text

articles and relevant review articles, selected

from the electronic search, were

also performed.

Furthermore, in November 2008, the

five identified manufacturers of zirconia

oral implants were contacted via mail

with the following two questions:

(1). Are there any peer-reviewed scientific

publications concerning the clinical

success and osseointegration of

your zirconia implant system?

(2). Are there any ongoing unpublished

studies regarding the above subject?

(i.e. articles in press, etc.)

Selection criteria

To determine which studies would be included

in the present systematic review,

the following additional inclusion criteria

were applied (Table 1):

(1) examination of all-ceramic implants;

(2) clinical studies with a mean follow-up

period of _1 year;

(3) number of subjects and implants

stated;

(4) number and type of test animals

clearly mentioned in the study;

(5) sample size of test animals _4;

(6) clear outcome stated (clinical studies:

survival/success rate, bone remodeling/

bone loss rate, animal studies: BIC).

Standard reviews, in vitro studies, case

and experience reports were excluded because

of possible study selection bias and

limited clinical relevance, respectively

(Sutherland 2000). Also studies using cell

culture models or reporting on ceramic

composites, ZrO2, and alumina coatings

on metallic implants were not included in

the present review. The reason for the

exclusion of metallic implants with ceramic

coatings was that compared with allceramic

implants, biomechanically, they

behave differently. Furthermore, the topic

of ceramic-coated metal implants would

have gone beyond the scope of this review

and is addressed in another review of this

supplement issue of Clinical Oral Implants

Research.

Review methods

The titles and abstracts, when available, of

all reports identified through the electronic

searches were assessed independently by

two reviewers (M.A. and R.J.K). For studies

appearing to meet the inclusion criteria, or

for which insufficient data were available in

the title and abstract to make a clear decision,

the full text was obtained. The full

reports obtained from all methods of searching

were assessed independently by two of

the review authors (M.A. and R.J.K) to

establish whether the studies met the inclu-

Table 1. Final inclusion and exclusion criteria

Inclusion criteria

Articles in English, German and French

Studies conducted with humans or

animals

All-ceramic implants examined

1-year observational study

Number of subjects and implants

stated

Number and type of test animals

stated

Sample size of test animals  4

Clear outcomen

Exclusion criteria

One of the inclusion criteria is not met

Length of observation period o1 year

from implant placement for the

clinical studies

In vitro study, review article, case

report, editorial or protocol paper

Studies reporting on ceramic

composites or ZrO2/alumina coatings

on metallic implants

Studies using cell culture models

nClinical studies outcomes: survival/success

rate, (bone remodeling/loss rate), animal studies

outcome: bone–implant contact.

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sion criteria. The references from these articles

were also manually searched and the

potentially relevant papers scrutinized. Any

disagreement between the reviewers regarding

selection of the studies included was

resolved by consensus. Where resolution

was not possible, a third reviewer (H.J.W.)

was consulted. All studies meeting the inclusion

criteria then underwent validity assessment

and data extraction. Studies

rejected at subsequent stages were recorded

and the reasons for exclusion were reported.

Quality assessment and data extraction

The quality assessment of the included

trials was undertaken independently and

in duplicate by two review authors as part

of the data extraction process. The publications

were sorted into clinical studies, animal

studies with loaded implants and

animal studies with unloaded implants.

Because different types of studies were

included, the methodological quality was

evaluated. The clinical studies where assessed

for allocation concealment, blindness

of outcome assessment, definition of

inclusion/exclusion criteria, adjustment for

potential confounding variables and completeness

of follow-up and statistical analysis

(Esposito et al. 2005). Considering the

above quality assessment criteria, the studies

were grouped into the following categories:

low risk of bias, moderate risk of

bias and high risk of bias. Any disagreement

regarding data extraction was resolved

with discussion and a third

reviewer was consulted where necessary.

Data were excluded if agreement could not

be reached. For each trial the following data

were recorded: study design, risk of bias,

first author, year of publication, observation

period, number of subjects, number of

implants, implant design/surface, success/

survival rate of the implants, bone remodeling/

loss using apical radiographs (clinical),

first author, year of publication,

number of animals, number of implants,

implant material/design, surface treatment,

surface (roughness) characterization

and BIC (animals).

Interreviewer agreement

For the 1230 titles reviewed in the entire

search, the reviewers had 27 disagreements

(2%) in applying inclusion and exclusion

criteria. Agreement at the title review stage

yielded a k score of 0.9081 (95% confidence

interval: 0.8739–0.9423). For the

183 abstracts reviewed, the reviewers had

five disagreements (3%) in applying inclusion

and exclusion criteria. Agreement at

the abstract review stage yielded a k score

also of 0.9019 (95% confidence interval:

0.8172–0.9865). Both k scores were significantly

different from zero (Po.001),

meaning the agreement was better than

chance. For the 101 full-text papers reviewed,

the reviewers had no (0%) disagreements

in applying inclusion and

exclusion criteria.

Results

The PubMed search yielded 349 titles and

the Cochrane/MEDLINE search yielded

881 titles. Independent initial screening of

the titles resulted in further consideration

of 94 publications fromthe PubMed search

and 89 publications from the Cochrane/

MEDLINE search. Based upon abstract

screening and discarding duplicates from

both searches, 100 full-text articles were

obtained and subjected to additional evaluation.

A further publication was included

based on the manual search. All five identifiedmanufacturers

responded to the short

questionnaire sent, but did not provide any

further information on published peer-reviewed

studies already published or ongoing

publications. One company reported

confidentially on a clinical investigation

that will be published soon. This investigation

could not therefore be included in this

review. The extensive examination resulted

in the final sample of 25 studies,

namely 10 clinical studies and three animal

studies referring to alumina implants,

and three clinical studies and nine animal

studies referring to zirconia implants. No

(randomized) controlled clinical studies regarding

the outcome of zirconia and alumina

ceramic implants could be identified.

Figure 1 describes the selection process.

Meta-analytic methodology was not applied

in the current systematic review because

of the variation in types of

experimental characteristics of the investigations.

This decision was based on the

premise that meta-analysis can only be

performed when the studies share sufficient

similarity to justify a comparative

analysis (Needleman 2002).

Excluded studies

Of the 101 full-text articles examined, 76

were excluded from the final analysis (see:

List of excluded full-text articles and the

reason for exclusion).

The main reasons for exclusion were:

 no BIC reported;

 no observation period/patient number

reported;

 overview/presentation of an implant

system;

 case series, no clear protocol for a clinical

study.

Alumina implants

Animal studies

Three studies investigating outcomes with

alumina and zirconia implants in animals

met the inclusion criteria and are summarized

in Table 2. All studies assessed unloaded

alumina implants in comparison

with stainless steel, hydroxyapatite, zirconia

or titanium (Hayashi et al. 1992;

Chang et al. 1996; Dubruille´ et al. 1999).

In the investigation by Hayashi et al.

(1992), no significant differences in the

affinity of bone (BIC) was found for the

different materials from 4 to 96 weeks.

Chang et al. (1996) evaluated three different

ceramic materials (alumina, zirconia

and hydroxyapatite) in rabbits from 2 to 24

weeks. No statistics was performed on

the BIC results. Over a period of 8 weeks,

the percentage of implant surface covered

by bone (BIC) increased similarly for all

materials. From 8 to 24 weeks, alumina

remained at a level of about 70% BIC,

whereas the contact decreased for the other

two materials to a low of 12% (zirconia)

and 28% (hydroxyapatite).

Dubruille´ et al. (1999) investigated the

quality of the tissue–implant interface of

18 implants that were placed into the

mandibles of nine dogs. The bone was

previously filled with calcium carbonate

(coral) or hydroxyapatite. Three different

types of dental implants were compared

(titanium, alumina and zirconia) and the

BIC in the cervical, central and apical

regions evaluated. They concluded that

the mean percentage of BIC was higher in

the cervical than in the central and apical

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2009 John Wiley & Sons A/S 35 | Clin. Oral Impl. Res. 20 (Suppl. 4), 2009 / 32–47

regions and was higher for ceramic implants

than for titanium implants.

Clinical studies

As mentioned above, no randomized-controlled

clinical trials, no controlled clinical

trials and no high-quality prospective clinical

investigations were found. If the inclusion

criteria would had been strictly applied

– including reporting on bone remodeling/

bone loss – our search would have yielded

only two papers (Strub et al. 1987; Berge &

Gronningsaeter 2000). Besides cumulative

survival rates, these two investigations

were the only ones that reported also on

bone loss during the observation period. In

order not to run the risk of excluding valid

information, the authors therefore decided

to include clinical investigations that did

not report on bone loss, but which had

information on success and survival rates.

With the modified inclusion criteria, eight

more investigations could be included

(Wo¨ rle 1981; Brose et al. 1988; Koth et al.

1988; De Wijs et al. 1994; Steflik et al.

1995; Fartash et al. 1996; Fartash & Arvidson

1997; Pigot et al. 1997).

However, when extracting all the necessary

information from the included studies

the risk of bias was moderate to high and

the quality of the investigations had to be

rated as medium to low (see Table 3).

Wo¨ rle (1981) reported an implant survival

rate of 84% after a mean of 2.4 years

using different alumina ceramic implants.

Of the lost implants, three (75%) became

loose after initial integration and one

(25%) did not integrate from the beginning.

The only investigation prospectively

comparing different implant systems was

published by Strub et al. (1987). They

investigated different titanium implants

and the alumina Crystalline Bone Screw.

After an observation period of 6 years, the

alumina implant showed a survival rate of

25% when used as an anchor for bridges in

combination with teeth. Of the eight inserted

implants, six (75%) were lost due

to fracture. Koth et al. (1988) and Steflik et

al. (1995) presented the data for the same

patient cohort after 5 and 10 years using

the single-crystal sapphire (Al2O3) Bioceram

implant. In 18 patients, 28 implants

were inserted in the partially edentulous

mandible. Twenty-three implants were

used as distal abutments for fixed partial

dentures. Twenty-one of these 23 implants

were reviewed after 10 years when the

authors found an 81% success rate.

When the numbers were carefully analyzed

and the implants lost in the initial

phase included, the success rate dropped to

77.7% after 5 years and to 65.4% after 10

years. Five implants obviously were lost/

excluded for reasons of mobility, infection

and patient discomfort before reconstruction.

Another implant was removed due to

excess mobility after 7 months of patient

service. No fractures were reported. The

survival rates were generally below the

survival rates of titanium implants (Lang

et al. 2004).

Brose et al. (1988) presented their data on

a two-piece custom-made alumina implant

after periods of up to 8 years. Thirty-one

implants were inserted in 31 patients. The

authors found an implant success rate of

23%. All implants obviously failed due to

biological reasons: six implants did not

integrate and 13 lost integration over various

time periods. Five implants were lost

to follow up. De Wijs et al. (1994) followed

127 Tu¨ bingen alumina implants in 101

patients over a mean period of 4.5 years.

The implants were placed in the upper

anterior jaw in the regions of former incisors,

cuspids and premolars. The reported

survival rate in this study was 87%. Again,

implants failed because they either did not

integrate or lost integration. Fractures of

implants were not reported. Two further

reports regarding the long-term behavior of

single-crystal sapphire implants were presented

by Fartash & Arvidson (1997) and

Fartash et al. (1996). In the latter investigation

(Fartash et al. 1996), 86 patients received

324 Bioceram sapphire implants for

the treatment of mandibular edentulism

with overdentures. The authors found cumulative

success rates after 3, 5, 10 and 12

years of follow-up of 95.2%, 91.3%,

91.3% and 91.3%. Some implants failed

before prosthetic treatment but the majority

of implants was lost between 36 and 42

months in function, due to loss of osseointegration.

Implant fracture as reason for

failure was not reported. In their subsequent

investigation, Fartash & Arvidson

(1997) included the treatment of total edentulism,

partial edentulism and single-tooth

loss. Fifteen patients received 87 Bioceram

implants for the treatment of their edentulous

upper and lower jaws. The cumulative

success rates after 3, 5 and 10 years were

100%, 100% and 97.7% for the mandible

and 58.1%, 44.2% and 44.2% for the

maxilla. The 27 partially edentulous patients

received 56 implants. The cumulative

success rates for the implants in the

partially maxilla were 96.3%, 92.6% and

92.6% after 3, 5 and 10 years, respectively,

and 100% in the mandible over the whole

period. One implant fractured in an edentulous

mandible after 6 years in function.

The other implants were lost due to mobility

and soft tissue encapsulation. Pigot et

al. (1997) evaluated the Crystalline Bone

Screw in edentulous mandibles to stabilize

mandibular overdentures. Thirty-nine

Potentially relevant articles identified from

PubMed search (n=349) | Cochrane / MEDLINE (n=881)

Potentially relevant abstracts retrieved for

evaluation: PubMed (n=94) | Cochrane / MEDLINE (n=89)

Potentially relevant full-text publications retrieved for

evaluation: PubMed (n=80) | Cochrane / MEDLINE (n=75)

(55 duplicates discarded)

Publications included based on the

electronic search (n=24)

Publications included in the present

systematic review (n=25)

Publications excluded on the

basis of title (n=1047)

Publications excluded on the

basis of abstract (n=28)

Publications excluded on the

basis of full text evaluation (n=76)

Publications included based on the

manual search (n=1)

Fig. 1. Flowchart of the search strategy.

Andreiotelli et al


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36 | Clin. Oral Impl. Res. 20 (Suppl. 4), 2009 / 32–47 c[1] 2009 John Wiley & Sons A/S

patients received 141 ceramic implants. In

their paper, they listed 16 time intervals

with the respective patient and implant

numbers and cumulative success rates.

For clarity, we have included only the 2–

3-year interval in Table 3 and because the

cumulative success rate did not drop

further as the study progressed. At 2–3

years, 33 patients with 99 implants could

be evaluated resulting in a cumulative

success rate of 78.1%. Five of the lost

implants had fractured. Bioceram implants

supporting mandibular overdentures were

investigated by Berge & Gronningsaeter

(2000). Over a mean observation period of

8.2 years, the authors presented the results

of 30 patients with 116 implants. The

cumulative survival rate for the implants

amounted to 68.7%. The reason for loss

(loss of osseointegration, fracture) was not

indicated. The annual bone loss around the

implants was 0.2mm.

In summary, these clinical investigations

using different alumina oral implants for up

Table 2. Included animal studies reporting on zirconia and alumina implants

Author

(year)

Number of

animals/implants

included

Implant

material/design

Surface

treatment

Surface

characterization

Bone–implant

contact

Unloaded

implants

Hayashi

et al.

(1992)

26 dogs

(femur)/156

implants

SUS-316 L stainless steel

Alumina ceramic

(Al2O3499.5%)

Zirconia ceramic

(ZrO2: 95%, Y2O3: 5%)

All screws:

diameter 4.8mm,

length 8mm

NR Characterization

technique not

mentioned:

SUS-316: Ra 1 mm

alumina: Ra 1.3 mm

zirconia: Ra 0.9 mm

4 weeks:

SUS-316 L: 59%

Al2O3: 60%

ZrO2: 54%

8 weeks:

SUS-316 L: 88%

Al2O3: 84%

ZrO2: 86%

24 weeks:

SUS-316 L: 82%

Al2O3: 77%

ZrO2: 83%

48 weeks:

SUS-316 L: 80%

Al2O3: 76%

ZrO2: 89%

96 weeks:

SUS-316 L: 81%

Al2O3: 81%

ZrO2: 87%

Chang

et al.

(1996)

78 rabbits

(tibia)/156

implants

Alumina ceramic

(Al2O3499%)

Zirconia ceramic

(ZrO2:493%)

Dense hydroxyapatite

Smooth test

pieces

(Kyocera

Corporation,

Osaka,

Japan)

NR 2 weeks:

HA: 8  4%

Al2O3: 14  4%

ZrO2: 2  2%

4 weeks:

HA: 21  6%

Al2O3: 24  8%

ZrO2: 15  6%

6 weeks:

HA: 57  6%

Al2O3: 55  6%

ZrO2: 49  4%

8 weeks:

HA: 68  5%

Al2O3: 70  8%

ZrO2: 65  6%

12 weeks:

HA: 50  12%

Al2O3: 74  14%

ZrO2: 45  15%

24 weeks:

HA: 28  6%

Al2O3: 72  12%

ZrO2: 12  4%

Dubruille´

et al.

(1999)

9 dogs/18

implants

Zirconia (Sigma, Sandhaus

Incermed SA, Lausanne,

Switzerland)

Alumina (Cerasand, Sandhaus

Incermed SA, Lausanne,

Switzerland)

Ti (NR)

Zirconia: NR

Alumina: NR

Ti: machined

NR Zirconia (6): 65  13%

Alumina (6): 68  14%

Ti (6): 54  13%

NR, not reported. Number of implants are given in parenthesis in the BIC column.

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to 10 years showed survival/success rates in

the range of 23–98% for the different indications

(single-tooth replacement, partially

dentate patients and edentulous patients).

Zirconia implants

Animal studies

Nine studies investigating the outcomes

with zirconia oral implants in animals

met the inclusion criteria and are summarized

in Table 4. Six studies assessed unloaded

zirconia oral implants (Stanic et al.

2002; Scarano et al. 2003; Aldini et al.

2004; Sennerby et al. 2005; Depprich

et al. 2008; Hoffmann et al. 2008) and three

studies examined loaded zirconia implants

in animals (Akagawa et al. 1993a, 1998;

Kohal et al. 2004). Two studies (Stanic

et al. 2002; Aldini et al. 2004) reported on

the osseointegration of bioactive glasscoated

and uncoated zirconia implants in

sham-operated and ovariectomized rats.

It was found that the glass coating enhanced

the osseointegration rate at 30

(BIC in sham-operated and ovariectomized

rats: 45%/50% and 55%, respectively)

and at 60 days (BIC in sham-operated

and ovariectomized rats: 56%/55% and

68%, respectively). Scarano et al. (2003)

investigated the bone response to 20 YTZP

implants, which were inserted in the

tibiae of five rabbits. According to the

Table 3. Included clinical studies (case series) reporting on alumina implants

Design

(risk of bias)

Author

(year)

Observation

period

(years)

Number of

patients/

implants

included

Implant design/surface Implant survival/

success rate (%)

Bone

remodeling/

loss

(mm)

Retrospective

(high)

Wo¨ rle (1981) Mean 2.4 16/25 partially

edentulous

Different Al2O3 implants

(Frialit Fritz, Tu¨ bingen, Sandhaus)

84 NR

Prospective

(moderate)

Strub et al.

(1987)

6.9

6

6.6

7

41/60 partially

edentulous

Linkow Blade Implant

Crystalline Bone Screw

(Incermed SA Lausanne,

Switzerland)

Ebauches Double Blade Implant

Intramobile Cylinder Extension

Implant

CSR: 94.7

CSR: 25

CSR: 61.3

67.3

1.2

1.5

0.5–1

2

Prospective

(moderate)

Koth et al.

(1988)

5 18/28 partially

edentulous Mn

Single-crystal sapphire implant

(Bioceram, Kyocera America Inc.,

San Diego, CA, USA)

77.7 NR

Prospective

(high)

Brose et al.

(1988)

3.2

(up to

8 years)

31/31 partially

edentulous

Two-piece custom-made Al2O3

implant

23according to the authors

17when calculated

with the given numbers in

publication

NR

Prospective

(moderate)

De Wijs et al.

(1994)

Mean 4.5 101/127 partially

edentulous

Tu¨ bingen (polycrystalline Al2O3)

implant (Frialit, Friedrichsfeld

AG Mannheim, Germany)

87 NR

Prospective

(moderate)

Steflik et al.

(1995)

5, 10 18/28 partially

edentulous Mn

One-piece fire-polished,

Single-crystal sapphire implant

(Bioceram, Kyocera America Inc.)

77.7, 65.4 NR

Prospective

(moderate)

Fartash et al.

(1996)

3, 5, 10, 12 86/324

edentulous Mn

Single-crystal sapphire implant

(Bioceram, Kyocera Corporation)

CSR: 95.2, 91.3,

91.3, 91.3

NR

Prospective

(moderate)

Fartash

& Arvidson

(1997)

3, 5, 10

3, 5, 10

3, 5, 10

15/87

edentulous

Mn & Mx.

7/7 single tooth

replacement

27/56 partial

edentulism

One-piece single-crystal

sapphire implant

(Bioceram, Kyocera Corporation)

Mn CSR: 100, 100, 97.7

Mx. CSR: 58.1, 44.2, 44.2

CSR: 96.3, 92.6, 92.6

CSR: 96.3, 92.6, 92.6

NR

Prospective

(moderate)

Pigot et al.

(1997)

2–3 39/141

Edentulous Mn

Crystalline Bone Screw

(Incermed SA)

CSR: 78.1 NR

Retrospective

(high)

Berge &

Gronningsaeter

(2000)

Mean 8.2 30/116

15/60 were lost

to follow-up

One-piece single-crystal sapphire

implant for support of

mandibular overdentures

(Bioceram, Kyocera Corporation)

CSR 68.7 Mean

bone loss

2.21mm

(for 52

implants)

Mx, maxillae; Mn, mandible; NR, not reported.

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Table 4. Included animal studies reporting on zirconia implants

Author

(year)

Number of

animals/

Implants

included

Implant

material/

design

Surface

treatment

Surface

characterization

Bone–implant

contact

Unloaded

implants

Stanic

et al.

(2002)

14 rats/28

implants

YSTZ implants

YSTZ coated

with RKKPs

bioactive glass

NR Profilometry

YSTZ: Ra 1.26 mm,

Rt 10.28 mm

YSTZ coated:

Ra 0.37 mm,

Rt 3.27 mm

30 days:

YSTZ (7): 45  17%

RKKPs-YSTZ (7): 72  24%

60 days:

YSTZ (7): 56  32%

RKKPs-YSTZ (7): 74  17%

Aldini

et al.

(2004)

20 rats

(osteopenic)/

40 implants

YSTZ implants

YSTZ coated

with RKKPs

bioactive glass

NR NR Sham-operated rats

30 days:

YSTZ (5): 50  16%

RKKPs-YSTZ (5): 77  11%

60 days:

YSTZ (5): 55  27%

RKKPs-YSTZ (5): 74  12%

Ovariectomized rats

30 days:

YSTZ (5): 55  22%

RKKPs-YSTZ (5): 81  10%

60 days:

YSTZ (5): 68  16%

RKKPs-YSTZ (5): 76  15%

Scarano

et al.

(2003)

5 rabbits/

20 implants

Zirconia

experimental

implants

Passivation,

different

cleaning steps

NR 4 weeks: 68%

Sennerby

et al.

(2005)

12 rabbits/

96 implants

Y-TZP

experimental

implants;

screw type

Ti; screw type

Group 1 (Y-TZP):

machined

Group 2 (Y-TZP):

machined

presintered,

surface roughened

using pore-former A

Group 3 (Y-TZP):

machined presintered,

surface roughened

using pore-former B

Group 4 (TiUnite)

Interferometer

Group 1: Sa 0.75 mm,

Sds 0.09 1/mm2,

Sdr 14.2%

Group 2: Sa 1.24 mm,

Sds 0.09 1/mm2,

Sdr 82.6%

Group 3: Sa 0.93 mm,

Sds 0.09 1/mm2,

Sdr 51.5%

Group 4: Sa 1.3 mm,

Sds 0.06 1/mm2,

Sdr 113.1%

6 weeks:

Group 1 (24) femur:

46%; tibia: 19%

Group 2 (24) femur:

60%; tibia: 31%

Group 3 (24) femur:

70%; tibia: 22%

Group 4 (24) femur:

68%; tibia: 24%

Hoffmann

et al.

(2008)

4 rabbits/

8 implants

Y-TZP

(Z-Look 3)

Ti (Osseotite)

Y-TZP: NR

Ti: sandblasted,

acid etched

NR 2 weeks:

Y-TZP: 55%

Ti: 47.6%

4 weeks:

Y-TZP: 71.5%

Ti: 80%

Depprich

et al.

(2008)

12 minipigs

(tibia)/

48 implants

Y-TZP

Ti

Y-TZP: acid etched

cpTi: acid etched

Information

from the

manufacturer

of implants,

characterization

technique not

mentioned:

Y-TZP: Ra 0.598 mm

Ti: Ra 1.77 mm

1 week:

Y-TZP: 35  11%

Ti: 48  9%

4 weeks:

Y-TZP: 45  16%

Ti: 99  10%

12 weeks:

Y-TZP: 71  18%

Ti: 83  11%

Loaded Implants Akagawa

et al.

(1993a,

1993b)

4 dogs/

12 implants

Y-TZP

experimental

implants;

screw type

Barrel polished NR Unloaded

implants (6): 82%

Loading period: 3mo

Loaded implants (6): 70%

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authors, all implants were osseointegrated

without signs of inflammation or mobility.

The mean BIC was calculated to be 68%.

In another study, Sennerby et al. (2005)

evaluated the bone tissue response to zirconia

implants with two different surface

modifications in comparison to machined,

non-modified zirconia implants and to

oxidized titanium implants. Ninety-six implants

were placed in 12 rabbits. A ‘‘strong’’

bone tissue response to surface-modified

zirconia implants was observed after 6

weeks of healing. The modified zirconia

implants showed a resistance to removal

torque forces similar to those of oxidized

titanium implants and a four- to fivefold

increase compared with machined zirconia

implants. In a recent study, Hoffmann et al.

(2008) compared the degree of early bone

apposition around four zirconia dental implants

and four surface-modified titanium

implants at 2 and 4 weeks after insertion in

the femurs of four rabbits. A comparably

high degree of bone apposition could be

observed on all implants during early

healing. Depprich et al. (2008) inserted 24

acid-etched zirconia implants and 24 acidetched

titanium implants into the tibia of

12 minipigs. BIC was evaluated after 1, 4

and 12 weeks. Histological results did not

show statistically significant differences

between the two groups at any timepoint.

Akagawa et al. (1993a) presented the bone

tissue response to loaded and unloaded zirconia

implants in the dog mandible. A total

of 12 implants were placed in four dogs in a

one-stage procedure. The authors reported

high degrees of BIC 3 months after implantation,

with no significant differences between

the groups. However, loss of crestal

bone height was evident around the loaded

implants. In a second investigation, Akagawa

et al. (1998) evaluated the possibility

of long-term stability of osseointegration

around 32 zirconia implants placed in the

mandibles of eight monkeys using the onestage

procedure with (1) single freestanding

implant support, (2) connected freestanding

implant support or (3) a combination of

implant and tooth support. After 2 years

there were no significant differences in clinical

features among the different groups, and

a direct bone apposition and stable osseointegration

were observed. Kohal et al. (2004)

compared loaded titanium implants with

loaded zirconia implants in the same model.

Twelve custom-made titanium implants and

12 zirconia implants were used to support

metal crowns in the maxillae of six monkeys.

No implant was lost over an observation

period of 14 months and nomechanical

problems were reported. Histology revealed

no differences in the bone tissue response

between the titanium and zirconia implants.

Clinical studies

Only three retrospective observational cohort

investigations were identified in the

international literature and were included

in the present review (see Table 5) (Mellinghoff

2006; Oliva et al. 2007; Lambrich

& Iglhaut 2008). Mellinghoff (2006) published

the clinical results of 189 zirconia

implants inserted in 71 patients. Only 53

implants had received a definitive prosthetic

reconstruction at the time of the last

recall visit. The 1-year survival rate of the

implants was 93%. Nine of the 189 placed

implants had to be removed, eight of these

implants during the healing phase. The

author reported that six implants were

lost due to increased implant mobility,

one implant fractured 1 week after prosthetic

reconstruction. In another retrospective

study, Oliva et al. (2007) evaluated the

success rate of 100 one-piece zirconia

dental implants inserted in 36 patients

Akagawa

et al.

(1998)

7 monkeys/

28 implants

Y-TZP

experimental

implants;

screw type

Barrel polished NR Loading period: 12mo

Single freestanding

implants (4): 54–71%

Connected freestanding

implants (8): 58%–77%

Implant-tooth

supported (4): 70–75%

Loading period: 24mo

Single freestanding

implants (3): 66–81%

Connected freestanding

implants(6): 66–77%

Implant-tooth

supported (3): 66–82%

Kohal

et al.

(2004)

6 monkeys/

24 implants

Y-TZP

experimental

implants;

custom made

(ReImplant)

Ti implants

(control),

same design

as Y-TZP

Y-TZP implants:

machined,

sandblasted

Ti implants:

same treatment;

additionally

acid etched

NR Healing time: 9mo

Loading period: 5mo

Y-TZP implants (12): 68%

Ti implants (12): 73%

Number of implants are given in parentheses in the BIC column.

mo, months; NR, not reported.

Table 4. Continued

Author

(year)

Number of

animals/

Implants

included

Implant

material/

design

Surface

treatment

Surface

characterization

Bone–implant

contact

Andreiotelli et al


Are ceramic implants a viable alternative to titanium implants?

40 | Clin. Oral Impl. Res. 20 (Suppl. 4), 2009 / 32–47 c[1] 2009 John Wiley & Sons A/S

after 1 year of follow-up. Five implant

designs with two different surfaces were

examined. Simultaneous bone augmentation

or sinus elevations were performed

in the cases of insufficient bone height or

width. The overall implant success rate

after 1 year was 98% in both the bioactive

ceramic-coated and noncoated groups. Two

implants (one of each surface) failed 15

days after implant installation due to implant

mobility. No further implant failures

were reported. In a further retrospective

investigation by Lambrich & Iglhaut

(2008), the survival rates of rough titanium

implants and one-piece zirconia implants

were compared. The study followed up a

total of 361 implants (234 titanium/127

zirconia) inserted in 124 nonselected patients.

The mean observation period was

21.4 months. The survival rate of the

titanium implants was 98.4% in the maxilla

and 97.2% in the mandible, while

zirconia implants had a survival rate of

84.4% in the maxilla and 98.4% in the

mandible. In total, 11 zirconia implants

were lost, 10 implants in the maxilla and

one implant in the mandible. All failures

occurred in the healing period or within the

first 6 months after loading. There is no

information on implant fractures as reason

for implant loss. The difference in the

survival rate of zirconia implants in the

maxilla was explained as a result of low

primary stability in soft and augmented

bone and premature loading.

Discussion

Alumina oral implants

Although alumina ceramics are obviously

not used anymore as a substrate for oral

implants, the authors decided to include

this material in their review. Extensive

preclinical (animal) and clinical investigations

were performed to evaluate this material

regarding its use as oral implant

material. In the included animal models

alumina did osseointegrate similarly in

comparison to titanium or hydroxyapatite.

From a biocompatibility standpoint (here:

bone integration), this material was and

still is appropriate to be used as oral implant

material.

Clinical investigations using alumina

implants up to 10 years showed survival/

success rates in the range of 23–98% for

the different indications (single-tooth replacement,

partially denate patients and edentulous

patients). In general, the survival

rate was lower compared with the ones

found in systematic reviews for titanium

implants where 5-year survival rates of

95.4% for implants supporting single

crowns and 96.8% for implants supporting

fixed-partial dentures were presented (Lang

et al. 2004; Pjetursson et al. 2004; Jung

et al. 2008). The only exception where

long-term survival rates with alumina

implants were comparable to titanium implants

are the investigations by Fartash &

Arvidson (1997) and Fartash et al. (1996).

To the knowledge of the authors, however,

no alumina implant system is marketed

anymore. Recently, the Bioceram

(single-crystal sapphire) implant was withdrawn

from the market.

Some investigations reported on early

implant loss (no osseointegration occurred

obviously) and others on implant fractures.

The latter adverse event seemed to prevent

dentists to use this ceramic implant material.

When screening the literature, it was

realized that no scientific investigations

could be found dealing with the stability

of alumina ceramic implants before its

clinical use.

Zirconia oral implants and osseointegration

In the present systematic review, animal

studies dealing with zirconia implants outnumbered

the clinical studies. Osseointegration

was evaluated from 2 weeks to 24

months after inserting the implants in

different animals, in different implant sites

and under different loading situations. The

percentage of BIC as a measure of osseointegration

ranged from a low of 2% after 2

weeks in the tibia of rabbits (Chang et al.

1996) to a high of 86.8% after 96 weeks in

the tibia of dogs (Hayashi et al. 1992) with

a mean value above 60% (Tables 2 and 4).

A similar mean BIC ratio was reported in

another systematical review (Wenz et al.

2008). Only a few animal investigations

used titanium implants as a control group

(Dubruille´ et al. 1999; Kohal et al. 2004;

Table 5. Included clinical studies (case series) reporting on zirconia implants

Design

(risk of bias)

Author

(year)

Observation

period

(years)

Number of

patients/

implants

included

Implant design/surface Implant

survival

rate/success

rate (%)

Bone

remodeling/

loss

Retrospective

(high)

Mellinghoff

(2006)

1 71/189 Z-Systems AG

One-piece implants

with a sandblasted

intraosseous section

and a polished

transgingival portion

93 NR

Retrospective

(high)

Oliva et al.

(2007)

1 36/100 Ceraroot

Five different implant

designs-porous surface

(bioactive ceramic-coated

and noncoated group)

98 NR

Retrospective

(high)

Lambrich

& Iglhaut

(2008)

1.8 124/361

Ti: 234

Y-TZP:127

Z-Systems AG

One-piece implants

with a sandblasted

intraosseous section

and a polished

transgingival portion

Ti

Mx: 98.4

Mn: 97.2

Y-TZP

Mx: 84.4

Mn: 98.4

NR

Mx, maxillae; Mn, mandible; NR, not reported.

Andreiotelli et al


Are ceramic implants a viable alternative to titanium implants?

c[1]

2009 John Wiley & Sons A/S 41 | Clin. Oral Impl. Res. 20 (Suppl. 4), 2009 / 32–47

Sennerby et al. 2005; Depprich et al. 2008;

Hoffmann et al. 2008). As with alumina

implants, the above studies could show

that bone reacts similarly or even better

to zirconia as it does toward titanium and

therefore zirconia could be used – from an

osseointegration standpoint – as a material

for the fabrication of oral implants. However,

with the exception of the study by

Kohal et al. (2004), there were no other

studies comparing loaded titanium implants

with loaded zirconia implants in

the same animal model. Besides similar

BIC, Kohal et al. (2004) could show that

the soft tissue compartments above the

periimplant bone had a similar thickness

for the test and control group.

Noteworthy are the results of Akagawa

et al. (1998) and Akagawa et al. (1993a)

because they found an apparent loss of

crestal bone in the group of early loaded

zirconia implants.

A parameter that can possibly influence

the process of early bone formation is the

implant surface. Aldini et al. (2004) coated

Y-TZP implants with a bioactive glass and

found faster bone healing and a better

osseointegration rate in osteopenic bone.

Furthermore, Sennerby et al. (2005) reported

that Y-TZP implants with a moderately

roughened surface showed a four- to

fivefold increase in resistance to removal

torque compared with machined Y-TZP

implants and a direct bone formation could

only be observed on implants with a modified

surface. Unfortunately, with the exception

of three studies (Stanic et al. 2002;

Sennerby et al. 2005; Depprich et al. 2008),

no information on surface microtopography

was given. One investigation was able to

show that a similar roughness on titanium

and zirconia implants led to similar BIC

(Sennerby et al. 2005). The second investigation

comparing titanium and zirconia

implants could show similar bone-toimplant

contact, however, with different

roughnesses (Depprich et al. 2008).

Quality assessment of clinical investigations

In a publication on quality assessment of

randomized-controlled trials of oral titanium

implants it was ‘. . . concluded that

study methodology was generally poor’

(Esposito et al. 2001). Hence, the authors

of that publication found at least some

randomized-controlled trials for titanium

implants. Such investigations, however,

do not exist for ceramic implants.

The study methodology for the clinical

investigations included in this review has

to be rated as questionable especially for

the zirconia implant studies (Mellinghoff

2006; Oliva et al. 2007; Lambrich &

Iglhaut 2008). Because of the high risk of

bias the scientific value of these reports has

to be considered as low.

Shortcomings in most studies were that

– if at all – only minimal information was

given on the study methodology (study

design), e.g. the inclusion/exclusion criteria,

patient dropout, implant locations,

radiographic bone remodeling, soft tissue

health, prosthetic reconstructions and success

criteria. Also no information was given

on whether the study had a structured

investigation plan including follow-up

sessions. In addition, most of the investigations

were retrospective.

If only publications would have been

selected that reached evidence level III

(well-designed nonexperimental descriptive

studies or higher) (US Department of

Health and Human Services 1993) (Table

6), no zirconia clinical study would have

been included.

It is well-known that randomized-controlled

clinical trials offer the best evidence

for reviews dealing with the effectiveness of

therapy (Carlsson 2005). However, for reviews

that are dealing with so-called ‘emerging’

therapies – zirconia implant treatment

is regarded as such – other designs of

investigations, such as nonrandomized

trials, case-series and even animal studies

should be considered. However, each study

type must be evaluated separately and their

limitations to answering the review question

should be made explicit (Needleman 2002).

For our review, nevertheless it has been

considered beneficial to include all the

above hierarchies of evidence to show that

research in this field is taking place on the

one hand, but that on the other the low

level of evidence in this area demands

more well-designed clinical studies in future

research.

Conclusion

Our systematic review could identify histological

animal studies showing similar

BIC contact between alumina, zirconia

and titanium. However, only cohort investigations

were found which did not allow to

positively answering the introductory question.

Currently, the scientific clinical data

for ceramic implants in general and for

zirconia implants in particular are not sufficient

to recommend ceramic implants for

routine clinical use (grade of recommendation:

C) (Table 6).

Alumina implants did not perform satisfactorily

and therefore are not a viable

alternative to cpTi implants based on our

review. Zirconia, however, may have the

potential to be a successful implant material

but no clinical investigation can support

this assumption yet.

Furthermore, the fact that zirconia implants

are offered on the market without

Table 6. Definitions of types of evidence originating from the US Agency for Health Care

Policy and Research (1993)

Statements of evidence

Ia Evidence obtained from meta-analysis of randomized-controlled trials

Ib Evidence obtained from at least one randomized-controlled trial

IIa Evidence obtained from at least one well-designed controlled study without

randomization

IIb Evidence obtained from at least one other type of well-designed quasiexperimental

study

III Evidence obtained from well-designed nonexperimental studies, such as

comparative studies, correlation studies and case studies

IV Evidence obtained from expert committee reports or opinions and/or clinical

experiences of respected authorities

Grades of recommendations

A Requires at least one randomized-controlled trial as part of a body of literature of

overall good quality and consistency addressing the specific recommendation

(Evidence levels Ia, Ib)

B Requires the availability of well conducted clinical studies but no randomized

clinical trials on the topic of recommendation (Evidence levels IIa, IIb, III)

C Requires evidence obtained from expert committee reports or opinions and/or

clinical experiences of respected authorities. Indicates an absence of directly

applicable clinical studies of good quality (Evidence level IV)

Andreiotelli et al


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42 | Clin. Oral Impl. Res. 20 (Suppl. 4), 2009 / 32–47 c[1] 2009 John Wiley & Sons A/S

any scientific background has to be seen

critically and brings a statement to mind

which was expressed regarding such a circumstance

recently by Albrektsson et al.

(2007): ‘In many cases, commercial hype

has replaced the careful scientific approach

once represented by the early pioneers of

osseointegration. In fact, we cannot solely

blame the involved commercial bodies,

since oral implants nowadays are routinely

placed by clinicians who obviously do not

ask for clinical results before testing these

various systems, perhaps acceptable if implant

changes are small but not so after

substantial changes in implant design (and

implant material, remark of the present

authors) or recommended handling of it.

Unfortunately, control bodies such as the

Food and Drug Administration have placed

oral implants in their category IIa where

clinical pretrials are deemed unnecessary.

Europeans have followed suit in their CEmarking

procedure that neither asks for any

clinical pretrials before introducing novel

implants on the market.’

And this development is not for the

benefit of our patients.

 



 
琪琪 @ 2010-12-17 01:02

 一、绪论

1:口腔临床流行病学(oral clinical epidemiology)利用流行病学的原则、机制和方法来解决口腔临床医学中的问题,包括病因、诊断、治疗、预防和预后判断等方面的问题。(P1)

2;特点

1.        目的是解决口腔临床问题

2.        实施主体是口腔临床医师

3.        研究对象是人群

4.        需有严格的抗干扰措施

5.        要注意医学伦理学问题

3;口腔临床流行病学的分类

一:描述性流行病学

1.        病例报告(个例调查)

2.        横断面研究(现况调查)

3.        纵向研究(疾病监测)

4.        常规资料分析(历史资料分析)

二:分析性流行病学

1.        病例-对照研究

2.        群组研究(队列研究)

  三:实验性流行病学

1.        临床实验  

2.        社区干涉实验 

3.        现场实验

 

二、立题与设计

1;立题5原则

1.        创新性

2.        科学性

3.        可行性

4.        需要性

5.        效益性

2;设计基本原则

1.        随机化原则

2.        对照原则

3.        盲法原则

4.        样本量

   此外,临床科研设计还应注意以下几个问题

1.        研究对象的代表性

2.        组间的可比性

3.        测量的规范化

4.        力避偏倚

3;设计的基本类型

   从性质方面  观察性 描述性研究:包括病例报告、病例分析和横断面研究,主要是临床现象的描述。

                    分析性研究:包括病例-对照研究、队列研究等,主要用于分析病因,致病因素。

              试验性 随机对照研究、交叉试验及自身前后对照研究。

从时间方面  前瞻性研究

            回顾性研究

 

三、病例-对照研究

1;病例-对照研究(case-control study)亦称回顾性研究(rerospective study),分析性流行病学的一种。是选择有特定疾病(或具有某种效应)的人群作为病例组,与未患该疾病(或不具有该效应)的人群作为对照组,通过各种方式收集既往暴露史,测量和比较两组人群过去暴露于某个或某些可能危险因素(或保护因素)的比例差异,判断并检验这些因素是否与该疾病(或健康效应)有关联及关联程度大小的一种研究方法。(P81)

2病例对照研究优缺点

   优点:1:回顾性研究,个体结果状态既定,不采取干预措施,不影响病例治疗,无失访,很少涉及伦理学问题;

         2:所需样本小,适合于罕见病、潜伏期特别长的疾病的病因学研究。

         3:所需研究时间短,节省人力,物力,花费低,收效快。

         4:在一次研究中可同时调查多个因素与疾病的关系。

   缺点:1:论证性较差

2、选择研究对象时,难以避免选择性偏倚。

3、获取既往信息时,难以避免信息偏倚。

4  回忆暴露信息是,难以避免回忆偏倚。

5、可能存在混杂因素对致病效应产生一定的影响。

6、不能计算发病率和相对危险度。

3、特点

1 属于观察法 研究者不给研究对象以任何干预,而只是客观地收集对象的暴露情况。病例对照是自然形成的。

2 设立对照 有单独设立的,由未患所研究疾病的人组成的,供病例组作比较的对照组。

3 观察方向由“果”至“因” 研究者面对的是病因作用的结果。

4 难以证实暴露与疾病的因果关系。

 

4、用途

1.        病因探索。

2.        药物作用的研究。

3.        检验病因假说。

 

5、研究的步骤

(一)提出假设

(二)提出研究计划或设计

(三)实施调查研究计划

(四)建立数据库

(五)写出研究报告

6;巢式病例对照研究(nested case-control study):   

     通过队列研究,确认随访时发生的病例,作为病例组,以同一队列的未发病者为对照。

     优点:(1)暴露资料在发病或死亡前获得,时间顺序清楚,无回忆偏倚。

                (2)两组可比性好

                (3)可提高统计及检验效率

          暴露率高;共同暴露开始时间

          缺点:只能比较暴露的等级  

 

7:配比(matching):用特殊的限制方法,根据病例组中每个病例的特征,为每一病例匹配一个或多个对照,强制性使病例和对照在某些混杂因素上保持一致,以达到消除混杂因素影响的目的。

 

8;对照的选择

1、研究库原则

2、对照的独立原则

3、可比性原则

4、控制混杂原则

 

9:;分层分析:先按预控制的混杂因素(通常是性别、年龄和其他有关条件)的不同组合将总体分层,使每一层内混杂因素处于同一水平,然后从各层中按预定的对比比例进行随机抽样。

10:偏倚(bias):是在研究设计、实施、分析和推断过程中由于各种因素导致观察值与真实值之间的系统偏离,即系统误差,它是由抽样误差以外的任何原因引起的误差。

11;选择偏倚:由于选用方法不正确,使选入的研究对象与其代表的总体间在某些特征上存在着系统误差,导致研究结果偏离实际情况。

12;信息偏倚:又称观察偏倚。在收集整理资料阶段由于观察和测量方法不同,或受调查对象某些特征的影响,使病例组和对照组获得不同信息,所得到的结果与实际情况产生系统误差。

13;混杂偏倚:当研究某个因素与某种疾病的关系时,由于某个外部因素(又称第三因子)既与研究的因素有关,又与研究的疾病有联系,而该外部因素又未被排除或控制,就会歪曲暴露与疾病之间联系的真实性,掩盖或夸大所研究暴露因素与疾病的联系,这种偏倚称——

14;样本量的估计与下列因素有关:①病例组和对照组各自对被研究的可疑病因的暴露率;②预期与该暴露有关的相对危险度(RR),比值比(OR);③第一类错误概率α(假阳性率);②第二类错误概率β

 

四、队列研究

1;队列研究(cohort study):选择一个尚未发生所要研究疾病的人群,根据有无暴露于研究因素而将其分为暴露组(也可根据暴露因素再分)和非暴露组,随访观察一段时间后,比较两组发病率或死亡率的差异,从而判断暴露因素与疾病关系的一种研究方法。

 

2;类型

 

«       前瞻性队列研究

«       回顾性队列研究

«       混合性队列研究

3;用途

v     检验病因假设

v     评价预防效果

v     研究疾病自然史

4;特点

Ø      属于观察法: 暴露不是人为给予,是研究之前已客观存在的。

Ø      设立非暴露组(对照组)

Ø      由“因”及“果”,前瞻性

Ø      研究时间长,耗费的人力、财力大

5;研究对象的选择

Ø      暴露人群的选择

«       职业人群:研究某种可疑的职业暴露因素与疾病或健康的关系;做历史性队列研究常选择。

«       特殊暴露人群:是研究某些罕见的特殊暴露的唯一选择

«       一般人群:所研究的因素和疾病都是一般人群中常见的

«       有组织的人群:利用他们的组织系统,便于有效地收集随访资料

Ø      对照人群的选择人群的选择

1.        基本要求:保证与暴露组的可比性

2.        内对照:选定的一群研究对象内部既包含了暴露组,又包含了对照组,不需到另外的人群去找

3.        外对照:当选择职业人群或特殊暴露人群做暴露人群时,不能从这些人群中选对照,到该人群之外去寻找对照

4.        人群对照:利用整个地区的现成的发病或死亡统计资料,以全人口率为对照

6;随访资料收集

a、查阅记录或档案

b、访问研究对象或其它能够提供信息的人

c、对研究对象进行体格检查和实验室检查

d、环境调查与检测

e、追踪结局

7;人时的计算

a、以个人为单位计算暴露人年

b、用近似法计算暴露人年

c、应用寿命表法来计算暴露人年

8;10:累积发病率(CI)  某一固定人群在一定时间内某病新发生例数与时期开始总人数之比。

11:发病密度(ID) 一定时期内的平均发病率。分子为一个人群在是时内新发生的例数(D),分母是该人群的每一成员提供的人时总合。用于测量观察人数变化大的动态人群的发病情况。

12:标准化死亡率比 以全人口死亡率做标准,算出观察人群的理论死亡数,再用实际死亡数与之比较而得出。

13:相对危险度 (RR)也称危险度或率比。指暴露与疾病的关联极其病因学上意义的大小,是暴露与疾病关联分析最常用的分析指标。

14;比值比(OR) 暴露组与非暴露组两组的暴露比值,它用在病例-对照研究、队列研究或临床研究中,是一种通常用作度量效应大小的指标。

15:归因危险度 (AR)暴露组由于暴露特定的危险因素导致发病危险性的增加程度,用暴露组的发病率或死亡率减去非暴露组的发病率或死亡率。

16;偏倚及控制

主要的偏倚:

a. 选择偏倚:样本不是一般人群(总体)的一个无偏的代表

b. 测量偏倚:在获取暴露、结局或其他信息时所出现的系统误差或偏差叫测量偏倚。 。

c. 失访偏倚:这是队列研究中不可避免的偏倚。一项研究的失访率最好不超过10%。

d. 混杂偏倚:混杂指所研究因素与结果的联系被其它外部因素所混淆,这个外部因素叫混杂变量,它所引起的偏倚称为混杂偏倚。

     选择偏倚:严格规定选择对象的标准

  测量偏倚:提高设计水平和调查质量

  失访偏倚:提高依从性

  混杂偏倚:限制和匹配

17;队列研究优缺点

优点:1:资料可靠

         2:可直接计算发病率或死亡率,可用于不同地区人群的比较

         3:可直接估计暴露因素与疾病的关联程度

         4:暴露作用因素可分等级,便于计算“计量-效应关系”。

         5:可同时观察一种暴露因素影起多种疾病的结果。

   缺点:1:研究设计要求严格,受试者代表性和齐同性要求高

         2:影响预后的研究因素不可能按研究者的意愿分类

         3:易产生失访偏性

         4:不适合发病率低的疾病的病因研究

         5:需花费大量的人力、物力和时间

 

 



 
琪琪 @ 2009-08-25 20:29

“在一起”的时光 
——在七夕 唠叨•自省•对朋友说 

       又是一年的七夕,真的不愿意承认时间行进的速度。更不愿意承认时间对自己的改变。 在很小很小的时候,那时“中国情人节”还没有诞生,我一心盼着七夕,盼着七夕到来的时候可以下雨,因为传说上说,牛郎织女相会喜极而泣落地成雨。那时候不知道爱情的模样,只是一心盼着他们两能够见面,只要在一起,就好。
       
       岁月在一个一个七夕间跳跃,转眼“爱情”已是自己生活中一个见惯不惯的字眼。因它获得多少甜蜜,为它流过多少泪,过去的终归成为回忆。眼见身边的朋友有人欢喜有人愁,有人着急有人又淡漠,也只是轻轻的微笑或蹙眉,毕竟每个人都有自己的选择,自己的生活。如果选择爱情作为统治自己生命的重要部分,以自己亲身经验而论,绝不是一件轻松乐事,不仅需要缘、需要命、更要有勇气,有意志,有两颗愿意牺牲自己节律,共同跳动的心,有接受并淡忘最深伤害的能力。我相信,神将真爱赐予你的那一刻,对你们的考验和磨练即开始。 
       
       很长一段时间里,我一直认为对爱的考验和磨砺在于周遭:在于生物的基因本能诸如容貌、外形、甚至肤色;在于社会的意识形态诸如礼法,风俗,门第;在于人类的欲望诸如财富,名利或是其他什么有利己的东西;我承认每一样考验都可能将爱摧毁,但我愿意去用最年轻的时光向旁人证明我的爱可以穿越这一切,纵使伤痕累累也在所不惜。现在我知道,这种考验、或磨砺注定与爱如影随形,无法超越、无法摆脱。当我老到开始怀疑自己年轻时那些“惊世”举动的正确性,当我老到懒于在情人节精心准备一份礼物,当我老到开始拿如今的爱与曾今相比较,并为之黯然伤神,爱就这样在我的努力保鲜中悄悄变老,同时光一起。有一刻,我突然发现自己的错误,一直都敌对和藐视周遭阻挠爱情的一切,其实爱情真的敌人不在外周,不在客观(至少在当今的时代),真的敌人是我们双方,是彼此在时光中穿行的心,将随时光流淌而悄然改变。时光不是爱的敌人,衰老也不是爱的变质,对抗时光,那是螳臂当车。以热恋时的美好记忆让对方爱着自己,包容自己的缺点,习惯享受一种爱,一辈子。这是不可能的。在一起(说唯美一点就是执子之手,与子偕老),是我对爱最执着的理想,但这绝不是最美的结局。在一起的每一天里,都用心去改变自己,向着更爱对方的方向改变,重新去爱,让对方一次次的爱上你,千遍万遍。这是我目前寻到的一种救赎。从这个角度来说,爱真的是相当艰苦的旅程,一如生活,一如人生,支持这段旅程的信念,也许就是“在一起”,而“在一起”的终极,我想应是欢颜多于泪水吧(抑或是两者相当,只有信念支撑全程?)。 
        
       这个七夕,一如既往,又不在一起。可是没有关系。我的心情似与往年不同,但祝福和祈祷依旧,祝福身边和远方每一个朋友,也祝福自己。后记这个七夕生活实录:在心内值24小时班~ 最近听到的又多了一点,找到女友的,分手的,结婚的~~故有此季度回味爱情重点文章,多版Blog同时发布!谢谢阅读。



 
琪琪 @ 2009-03-23 18:54

3.16  开学代会。知道你要去实习~~~~到底什么时候才能在一起。无聊的课。未来~~~~YD1

3.17  邱蔚六来听了我们的口腔儿童课。总算有点状态了。和黄去划重点。是不是经历了风雨的折磨还一定要经历平凡的折磨。YD2

3.18  考前一天。没课但看书效果一般。三点多睡的。YD3

3.19  考预防。迟到了。中间笔还没水了。郁闷。晚上和你一直吵。什么也没干,伤心ing.YD4

3.20  急诊抄了一大半。晚上什么也没干,看gossip girl。YD5

3.21  去屈臣氏。给你剪头发。YD6

3.22 看书~~到凌晨5点~~和你吵架。生气ing。YD7